Modular Carrier Recovery for Optical Signals

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

In optical communication networks, accurately estimating carrier frequency offset (CFO) is crucial for decoding digital information from coherent optical signals, but existing methods face challenges due to signal degradation caused by chromatic dispersion, polarization mode dispersion, and amplified spontaneous emission, especially in low signal-to-noise ratio (SNR) conditions, and are limited by power constraints in pluggable devices.

Innovation Solution

A modular carrier recovery system that combines phase detection using pilot symbols and data symbols, comprising a phase lock loop, feed-forward processes, and optional additional modules for enhanced phase estimation, which generates accurate phase estimates immune to cycle slips over a wide range of SNR values and adapts to power limitations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If traditional carrier recovery methods are used, then the system is simpler, but measurement precision deteriorates due to signal degradation and cycle slips in low SNR conditions

Engineering Contradiction:
Improvephase estimation accuracyVSAvoidcarrier recovery system complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The carrier recovery process is divided into multiple independent modules: a phase lock loop module for initial phase estimation, a feed-forward module for refinement using pilot symbols, and an optional data symbol processing module. Each module handles a specific aspect of phase estimation, allowing the system to achieve high precision through coordinated operation of simpler sub-components rather than a single complex system.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Pilot symbols serve as intermediary elements that bridge the transmitter and receiver oscillators. By inserting known pilot symbols at specific positions in the signal, the system creates reference points that mediate the frequency offset between different oscillators, enabling accurate phase estimation without requiring direct synchronization of the entire signal.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Measurement precision

If more processing modules are added for enhanced phase estimation, then measurement precision improves, but use of energy increases

Engineering Contradiction:
Improvephase estimation accuracyVSAvoidpower consumption
Core Design Contradiction:
Measurement precisionVSUse of energy by moving object

Solution Approach 1:

The carrier recovery system dynamically adapts its processing based on signal conditions and power constraints. The optional data symbol processing module can be activated or deactivated depending on the SNR level and power availability. In low-power modes, the system uses only the essential phase lock loop and feed-forward modules, while in higher-power modes, additional refinement modules are engaged to maximize precision.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The system changes operational parameters based on input signal quality and power constraints. The processing depth, number of active modules, and estimation granularity are adjusted as parameters that can be modified to achieve acceptable precision with minimal energy consumption rather than maximum precision at all times.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If phase estimation is performed without considering signal degradation, then processing is simpler, but reliability deteriorates due to chromatic dispersion and polarization mode dispersion

Engineering Contradiction:
Improvecarrier frequency offset estimation reliabilityVSAvoidsignal processing complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The phase lock loop incorporates feedback mechanisms that continuously monitor phase errors and adjust estimates accordingly. By feeding back the difference between expected and actual phases, the system can compensate for signal degradation effects and maintain reliable frequency offset estimation even in the presence of chromatic dispersion and polarization mode dispersion.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The feed-forward processing module performs preliminary compensation for known signal degradation effects by using pilot symbols to pre-calculate correction factors. This beforehand cushioning approach prepares the system to handle expected signal impairments before they affect the final phase estimation, improving reliability without requiring complex real-time adaptation.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Data Source

PatentUS11637638B2Modular carrier recovery
Publication Date: 2023.04.25 CIENA CORP
  • US11637638B2 patent drawing
  • US11637638B2 patent drawing
  • US11637638B2 patent drawing

AI summary

A method at a receiver comprises receiving a signal conveying symbols at respective positions within a clock cycle, the symbols comprising a data set consisting of data symbols and a pilot set consisting of pilot symbols; determining detected phases of the symbols based on the signal; generating first phase estimates based on the detected phases of a subset of the pilot set, and reference phases of the subset of the pilot set, the first phase estimates being associated with the positions of the pilot set; and generating second phase estimates based on the detected phases of the pilot set, reference phases of the pilot set, and the first phase estimates, the second phase estimates being associated with the positions of the pilot set and of at least a subset of the data set; and applying rotations to the detected phases of the symbols based on the second phase estimates.