Modular PVD Coating Facility with Segmented Heating Zones

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Solution Overview

Problem

Existing PVD coating facilities are inefficient due to high processing times for heating and cooling, limited flexibility in handling diverse substrate components, and fixed coating vessel volumes, leading to suboptimal utilization and extended delivery times.

Innovation Solution

A modularly designed PVD coating facility with interchangeable modules for substrate carriers and treatment units, allowing for flexible configuration of treatment programs and simultaneous processing at different locations within the chamber, enabling efficient use of existing space and reducing heating and cooling cycles.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If PVD coating facilities use fixed coating vessel volumes and process one coating type at a time, then coating quality is maintained, but facility utilization decreases and delivery times extend

Engineering Contradiction:
Improvefacility utilizationVSAvoiddelivery time
Core Design Contradiction:
ProductivityVSLoss of time

Solution Approach 1:

The coating facility is divided into multiple independently controllable heating zones and coating units within a single vacuum chamber. Each zone can be heated and cooled independently, allowing different substrate carriers to undergo different coating processes simultaneously. This segmentation enables the facility to handle diverse coating requirements without requiring multiple separate chambers, thereby improving utilization and reducing delivery times.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent implements a multi-functional coating facility where a single vacuum chamber can perform multiple coating operations simultaneously on different substrate carriers. The system can apply different coating types (e.g., PVD, CVD, plasma coating) to different substrates at the same time, making the facility universal rather than dedicated to a single coating type. This multi-functionality directly addresses the utilization and delivery time issue.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Productivity

If PVD facilities process multiple different coatings simultaneously, then facility utilization increases, but process control complexity increases

Engineering Contradiction:
Improvefacility utilizationVSAvoidprocess control complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The control system is segmented into independent control units for each heating zone and coating unit. Each zone has its own controller that can be programmed independently, allowing complex multi-coating processes to be managed through modular control rather than a single complex control system. This reduces overall control complexity while enabling simultaneous processing.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent employs dynamically adjustable heating and cooling rates for different zones, with programmable control that can adapt processing parameters in real-time. The system can switch between different coating modes (PVD, CVD, plasma) and adjust parameters such as temperature, gas flow, and deposition rate dynamically during processing, enabling flexible multi-coating operations without excessive complexity.

Inventive Principle:
Principle #15Dynamics

3Adaptability or versatility

If PVD facilities heat and cool substrates multiple times for different coatings, then different coating types can be applied, but processing time increases

Engineering Contradiction:
Improvecoating type flexibilityVSAvoidprocessing time
Core Design Contradiction:
Adaptability or versatilityVSDuration of action of moving object

Solution Approach 1:

The patent merges multiple coating processes into a single continuous operation within one vacuum chamber. Substrate carriers are loaded once and can undergo multiple coating types sequentially or simultaneously without being removed and reloaded. The heating and cooling cycles are merged and optimized across zones, eliminating redundant thermal processing steps and reducing total processing time while maintaining versatility.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The system performs preliminary heating and preparation of substrate carriers before the actual coating deposition begins. By pre-heating substrates to the required temperature range in advance and maintaining them in the vacuum chamber, the facility eliminates the need for repeated heating and cooling cycles between different coating operations, significantly reducing processing time while maintaining coating quality.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Significantly increases the facility's utilization and energy efficiency by allowing multiple substrate components to be treated with different coatings in a single batch, reducing processing times and maintaining high coating quality even with reduced substrate loads.

Implementation Method 1

the coating material is first vaporized by applying a suitable physical effect, for example, by an electron beam, an electric arc (arc PVD), or by sputtering

Methodology Applied
Scientific EffectVaporization: Evaporation

Implementation Method 2

The vaporized material is then incident on the substrate surface, where it forms layers

Methodology Applied
Scientific EffectPhysical vapor deposition: Physical Vapour Deposition

Implementation Method 3

by an electron beam

Methodology Applied
Scientific EffectElectron beam heating: Electron Beam

Implementation Method 4

an electric arc (arc PVD)

Methodology Applied
Scientific EffectElectric arc: Electric Arc

Implementation Method 5

or by sputtering

Methodology Applied
Scientific EffectSputtering: Sputtering

Data Source

PatentUS10711349B2Apparatus for treating and/or coating the surface of a substrate component
Publication Date: 2020.07.14 GUEHRING KG
  • US10711349B2 patent drawing
  • US10711349B2 patent drawing
  • US10711349B2 patent drawing

AI summary

Apparatus for treating and/or coating the surface of substrate components by deposition from the gas phase. A plurality of substrate carriers and a plurality of coating and/or treating units are arranged in a deposition or treatment chamber which can be evacuated. The system can be equipped in a modular fashion such that the substrate components introduced into the system in a batch can be subjected to different treatments. Method for treating and/or coating the surface of substrate components. The procedure comprises: a) compiling coating and/or treating units and shielding elements from modules in the deposition or treatment chamber; b) equipping the substrate carriers with those substrate components that are to be subjected to the same treatment; c) closing the deposition or treatment chamber; and d) carrying out the individual treatment or coating programs for the substrate components combined in groups on the substrate carriers in one batch.