Monolithic Optical Device for Precision Beam Steering

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Solution Overview

Problem

Optical phased array devices face significant fabrication challenges due to the small wavelength of light, making it difficult to create large-scale devices with precise control over beam steering and interference patterns.

Innovation Solution

A monolithic optical device with a planar configuration including an optical signal port, couplers/splitters, phase shifters, and fanning-array waveguides, where phase shifters can be micro-heater elements or integrated Lithium Niobate modulators, and amplitude control elements like Mach-Zehnder modulators, integrated within a fused silica body, enabling precise control of light phases and amplitudes for beam steering.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If traditional optical phased arrays are implemented with small wavelength light, then beam steering precision is improved, but fabrication complexity and size constraints worsen

Engineering Contradiction:
Improvebeam steering precisionVSAvoidfabrication complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent merges multiple optical components (phase shifters, beam combiners, waveguides) into a single integrated optical chip. The phase shifters are directly integrated with the beam combining network on the same chip, eliminating the need for separate components and complex alignment procedures. This integration maintains beam steering precision while dramatically simplifying fabrication and reducing device size.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent transitions from traditional planar phased array configurations to a three-dimensional integrated optical structure. Multiple optical layers are stacked vertically with waveguides connecting different layers, enabling compact packaging while maintaining the required optical path lengths and phase control. This vertical integration reduces the horizontal footprint and simplifies the overall device architecture.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Adaptability or versatility

If large scale optical phased array devices are created, then beam steering capabilities are improved, but fabrication challenges worsen due to small wavelength requirements

Engineering Contradiction:
Improvebeam steering capabilitiesVSAvoidfabrication ease
Core Design Contradiction:
Adaptability or versatilityVSEase of manufacture

Solution Approach 1:

The patent implements self-aligned fabrication processes where subsequent layers are automatically positioned relative to previous layers through interference patterns or mechanical features built into the fabrication process. This self-alignment eliminates the need for complex manual alignment steps and reduces cumulative alignment errors, enabling large-scale devices to be manufactured with high precision using standard semiconductor fabrication techniques.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent employs standard semiconductor fabrication parameters and materials (silicon nitride waveguides, thermoelectric phase shifters) that are compatible with existing CMOS manufacturing processes. By designing the optical device to work within standard fabrication parameter ranges rather than requiring specialized processes, the patent enables scalable production of large-scale optical phased arrays using established manufacturing infrastructure.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Enables efficient and precise control of light beams for applications like LIDAR, 3D imaging, and light displays, with improved beam steering capabilities and reduced fabrication complexity, overcoming size constraints and fabrication challenges of traditional optical phased arrays.

Implementation Method 1

The phase shifters may comprise micro-heater elements

Methodology Applied
Scientific EffectJoule heating: Joule Heating

Implementation Method 2

a fanning-array portion including a plurality of optical waveguides extending from the phase modulation portion

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Data Source

PatentUS20190243210A1Optical device including a monolithic body of optical material and related methods
Publication Date: 2019.08.08 EAGLE TECHNOLOGY LLC
  • US20190243210A1 patent drawing
  • US20190243210A1 patent drawing
  • US20190243210A1 patent drawing

AI summary

An optical device may include a monolithic body of optical material including an optical signal port, an optical coupler/splitter portion including a plurality of optical couplers/splitters arranged in a planar configuration and coupled to the optical signal port, and a phase modulation portion including a plurality of phase shifters arranged in a planar configuration and coupled to respective ones of the plurality of optical couplers/splitters. The monolithic body may also include a fanning-array portion including a plurality of optical waveguides extending from the phase modulation portion in a planar configuration and fanning to a two-dimensional array on an edge of the monolithic body.