Multi-Level Optical Structures for High-Efficiency Phase Replication

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Solution Overview

Problem

Existing manufacturing methods struggle to efficiently fabricate multi-level phase structures with high diffraction efficiency and ease of fabrication, particularly in producing optical elements with three or more levels, due to challenges in transferring phase profile information and replicating complex structures.

Innovation Solution

A method involving a substrate with distinct substrate portions and controlled etching to create multi-level structures, using passivation materials and masks to form trenches with precise depths and alignments, enabling the fabrication of optical elements with three or more levels, which can be used as masters for replication.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a continuous depth phase profile is used to achieve high diffraction efficiency, then diffraction efficiency is improved, but manufacturing difficulty increases significantly

Engineering Contradiction:
Improvediffraction efficiencyVSAvoidfabrication difficulty
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The continuous depth phase profile is segmented into discrete multi-level steps (e.g., 3-7 levels). Each level corresponds to a specific depth range, transforming the continuous modulation into quantized steps that are manufacturable using standard lithography and etching processes while maintaining high diffraction efficiency through optimized step depths and positions.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The phase profile parameters are optimized by adjusting the number of levels, depth of each level, and lateral positioning to approximate the ideal continuous profile. This parameter optimization enables discrete multi-level structures to achieve diffraction efficiency close to continuous profiles while remaining compatible with conventional manufacturing capabilities.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If multi-level structures with three or more levels are fabricated to enhance optical performance, then optical functionality is improved, but manufacturing complexity increases

Engineering Contradiction:
Improveoptical functionalityVSAvoidstructural complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

A multi-layer mask system is prepared in advance, with each mask layer corresponding to a specific depth level or range. The masks are designed and aligned beforehand to define the lateral boundaries of each multi-level feature, enabling precise control over the complex multi-level structure through a systematic, pre-planned fabrication sequence.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The fabrication process extends into the vertical dimension by using multiple etching steps at different depths, each controlled by corresponding mask layers. This multi-dimensional approach (combining lateral mask patterning with vertical etching control) enables the creation of complex 3D multi-level structures that provide enhanced optical functionality.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Manufacturing precision

If precise trench depth control is implemented to achieve accurate phase profiles, then manufacturing precision is improved, but process complexity increases

Engineering Contradiction:
Improvetrench depth controlVSAvoidprocess complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

A passivation layer is introduced as an intermediary between the substrate and the etching process. This layer serves as an etch stop that precisely controls the maximum depth of trench formation. By adjusting the thickness of the passivation layer, the trench depth is accurately controlled without requiring complex real-time monitoring, simplifying the overall process while maintaining high precision.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The multi-level phase profile is first created on a master template or mask with precise depth and lateral dimensions. This master pattern is then replicated onto the substrate through photolithography and etching processes, transferring the precise phase profile information accurately while maintaining manufacturing efficiency through the replication approach.

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method allows for precise control over trench depths and alignments, facilitating the production of optical elements with enhanced optical performance and functionality, suitable for replication into optical elements and optoelectronic modules.

Implementation Method 1

the first substrate portion serves as an etch stop during formation of the second trenches

Methodology Applied
Scientific EffectEtch stop:

Implementation Method 2

providing a passivation material that at least partially fills the first trenches and that covers the surface of the substrate

Methodology Applied
Scientific EffectConformal coating:

Implementation Method 3

depositing a mask on portions of the passivation material

Methodology Applied
Scientific EffectMask deposition:

Data Source

PatentUS12596210B2Multi-level structures and methods for manufacturing the same
Publication Date: 2026.04.07 NIL TECH APS (DK)
  • US12596210B2 patent drawing
  • US12596210B2 patent drawing
  • US12596210B2 patent drawing

AI summary

The present disclosure describes techniques for fabricating a multi-level structure. For example, in accordance with some implementations, the disclosure describes techniques for fabricating a multi-level master from which optical elements can be replicated either directly or by way of a sub-master. The disclosure also describes multi-level optical elements and processes for making them.