Multimodal Dialogue System Constraint Processing

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Solution Overview

Problem

Current dialogue systems are limited in their ability to process complex constraints and understand the mental states of users, leading to ineffective goal achievement and lack of transparency in their operations.

Innovation Solution

A multimodal collaborative conversational dialogue system that uses a multimodal avatar interface and a collaborative dialogue manager to infer user goals and develop plans, incorporating declarative, collaborative, explanatory belief-desire-intention reasoning and planning, enabling the system to engage in dialogues that affect interlocutors' mental states and explain its actions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If frame-based or task-oriented systems are used for dialogue management, then the system can perform action classification and slot-filling, but the system cannot process constraints and only handles simple atomic slot values

Engineering Contradiction:
Improveability to process constraintsVSAvoidsystem architecture complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent introduces an intermediary component called a 'constraint processor' that acts as a mediator between the dialogue manager and the slot-filling mechanism. This processor specifically handles constraints by converting them into appropriate slot values or modifications, allowing the system to process constraints without requiring a complete architectural overhaul. The constraint processor translates constraint expressions (e.g., temporal constraints, resource constraints) into formats that the existing slot-filling system can utilize.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The system extends its parameter handling capability by introducing new parameters that represent constraints. Instead of only accepting atomic slot values, the system now accepts constraint parameters that can express relationships between variables (e.g., time windows, resource availability). This parameter extension allows the dialogue system to represent and process complex constraints while maintaining compatibility with the existing frame-based architecture.

Inventive Principle:
Principle #35Parameter changes

2Loss of information

If plan-based approaches with mental state expressions are used, then the system can represent user goals, but the expressions lack proper semantics and inference mechanisms

Engineering Contradiction:
Improvesemantics of mental state expressionsVSAvoidinference mechanism complexity
Core Design Contradiction:
Loss of informationVSDevice complexity

Solution Approach 1:

The patent replaces the traditional mechanical slot-filling approach with a semantic-based inference mechanism. Instead of merely matching user utterances to predefined slot templates, the system uses semantic analysis to infer the user's mental state (beliefs, desires, intentions). This substitution introduces proper semantics to mental state expressions by grounding them in logical representations that can be inferred from contextual cues and world knowledge.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The system implements self-service through automated inference mechanisms that derive mental state expressions directly from dialogue context without requiring explicit user declaration. The inference engine automatically analyzes utterances, maintains a dynamic model of user beliefs and goals, and generates appropriate plan-based representations. This self-service capability allows the system to maintain accurate semantic representations of user intent throughout the dialogue.

Inventive Principle:
Principle #25Self-service

3Loss of information

If task-oriented dialogue systems are used, then the system can complete specific tasks, but the system lacks transparency in its operations and cannot explain its actions

Engineering Contradiction:
Improvetransparency of system operationsVSAvoidexplanation mechanism complexity
Core Design Contradiction:
Loss of informationVSDevice complexity

Solution Approach 1:

The patent implements a feedback mechanism that continuously monitors the dialogue system's internal state and generates explanatory outputs. This feedback loop includes: (1) tracking the system's belief-desire-intention states, (2) comparing current actions with the user's inferred goals, and (3) generating natural language explanations that communicate the rationale behind system actions. The explanation mechanism provides real-time feedback to the user about what the system believes, desires, and intends to do, enhancing transparency.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent introduces an intermediary 'explanation generator' that acts as a mediator between the plan-based reasoning engine and the user interface. This component translates complex internal representations of beliefs, desires, and intentions into human-readable explanations. The explanation generator selects relevant information from the system's internal state and formulates it into natural language responses that clarify the system's operations to the user.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Productivity

If slot-filling dialogue policies are learned from data, then the system can optimize for atomic slot values, but the system cannot handle complex constraints or mental state reasoning

Engineering Contradiction:
Improvedialogue efficiencyVSAvoidability to handle complex constraints
Core Design Contradiction:
ProductivityVSAdaptability or versatility

Solution Approach 1:

The patent segments the dialogue processing task into distinct functional modules: (1) a constraint analysis module that specifically processes constraint expressions, (2) a mental state inference module that derives beliefs, desires, and intentions, and (3) a plan generation module that formulates actions based on inferred mental states. This segmentation allows each module to specialize in handling complex aspects of dialogue while maintaining overall system efficiency. The modular architecture enables the system to process constraints and mental states without sacrificing the productivity gains from learned dialogue policies.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS12118321B2Collaborative plan-based dialogue system and method
Publication Date: 2024.10.15 OPENSTREAM INC
  • US12118321B2 patent drawing
  • US12118321B2 patent drawing
  • US12118321B2 patent drawing

AI summary

Methods and systems for multimodal collaborative conversational dialogue are disclosed. The multimodal collaborative conversational dialogue system include a multimodal avatar interface and one or more sensors, which obtains one or more multimodal inputs. A multimodal semantic parser generates one or more logical form representations based on the one or more multimodal inputs. A collaborative dialogue manager infers a goal of the user from the one or more logical form representations, and develops a plan including communicative actions and non-communicative actions with regard to the goal. The multimodal avatar interface outputs one or more multimodal collaborative plan-based dialogue system-generated communications with respect to execution of at least one communicative action. The collaborative dialogue manager maintains a collaborative dialogue with the user until obtainment of the goal.