N-Step Return Regularization to Reduce Offline RL Distribution Shift

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Solution Overview

Problem

Offline reinforcement learning methods face the distributional shift problem due to mismatches between learning and test datasets, leading to incorrect action value estimation.

Innovation Solution

An n-step return-based implicit regularization method and apparatus that includes a state value model, state-action value model, and policy model, using n-step returns to update parameters and exclude actions not in the dataset, reducing estimation errors through asymmetric loss functions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If offline reinforcement learning is used to avoid online interaction losses, then economic and social losses are reduced, but distributional shift problem occurs due to dataset mismatch

Engineering Contradiction:
Improveeconomic and social lossesVSAvoidaction value estimation accuracy
Core Design Contradiction:
Loss of energyVSReliability

Solution Approach 1:

The patent applies preliminary action by pre-calculating and storing return values for multiple time steps (n-step returns) during the offline learning phase. This allows the system to prepare comprehensive action value estimates in advance from the dataset, enabling accurate evaluations without requiring online interaction or risking distributional shift during deployment.

Inventive Principle:
Principle #10Preliminary action

2Measurement precision

If n-step return-based implicit regularization is applied to address distributional shift, then action value estimation accuracy is improved, but computational complexity increases

Engineering Contradiction:
Improveaction value estimation accuracyVSAvoidcomputational complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent segments the return calculation into discrete n-step return components, where each return value is computed for a specific time horizon n. This segmentation allows the system to process and store return values in a structured manner, improving estimation accuracy while managing computational complexity through systematic breakdown of the calculation process.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent utilizes parameter changes by introducing the discount factor and time step parameter n as variables in the return calculation. By adjusting these parameters, the system can adapt the balance between computational complexity and estimation accuracy, allowing flexible control over the trade-off without requiring complex architectural changes.

Inventive Principle:
Principle #35Parameter changes

3Stability of the object's composition

If asymmetric loss function is used to reduce estimation error, then learning stability is improved, but optimization difficulty increases

Engineering Contradiction:
Improvelearning stabilityVSAvoidoptimization difficulty
Core Design Contradiction:
Stability of the object's compositionVSDifficulty of detecting and measuring

Solution Approach 1:

The patent applies asymmetry by using an asymmetric loss function that treats positive and negative estimation errors differently. This asymmetric treatment prioritizes reducing overestimation errors in action values, thereby improving learning stability and ensuring that the policy learns from correct actions more effectively, while the increased optimization difficulty is managed through the structured nature of the n-step return calculations.

Inventive Principle:
Principle #4Asymmetry

Data Source

PatentUS20250232182A1N-step return-based implicit regularization offline reinforcement learning method and apparatus
Publication Date: 2025.07.17 FOUND OF SOONGSIL UNIV IND COOP
  • US20250232182A1 patent drawing
  • US20250232182A1 patent drawing
  • US20250232182A1 patent drawing

AI summary

An offline reinforcement learning apparatus for n-step return-based implicit regularization is disclosed. The offline reinforcement learning apparatus comprises a processor; and a memory connected to the processor, wherein the memory comprises program instructions, in response to being executed by the processor, perform operations comprising, sampling, among datasets collected in a preset domain, some datasets including state, action, state at the next time point, reward, and return in n-step, calculating an objective function of a state value model that evaluates a value of a specific state using the sampled data set to update a parameter of the state value model, setting a TD (temporal difference) target based on the state value model, calculating an objective function of a state-action value model that evaluates a value of a specific state and action.