Nanoporous Optical Coating with Low Haze

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Solution Overview

Problem

Existing low refractive index coatings for optical applications often suffer from high haze, poor stability against UV and humidity exposure, and inadequate adhesion to polymer substrates, limiting their effectiveness in optical devices and other applications.

Innovation Solution

A composition comprising a polar polymer, a tetraalkoxysilane, and modified silica nanoparticles with a positively charged surface, which is applied as an aqueous solution onto a substrate and dried to form a nanoporous layer with improved mechanical and optical properties.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Illumination intensity

If porous phases are incorporated to lower refractive index, then refractive index is reduced, but haze increases

Engineering Contradiction:
Improverefractive indexVSAvoidhaze
Core Design Contradiction:
Illumination intensityVSObject-generated harmful factors

Solution Approach 1:

The patent applies porous materials by incorporating optically neutral particles (such as silica, titania, zirconia, or alumina nanoparticles) into the polymer matrix to create a porous phase. This porous structure reduces the refractive index of the coating while maintaining optical clarity. The key is that the pores are filled with air or vacuum which have low refractive indices, thereby lowering the overall refractive index of the coating material.

Inventive Principle:
Principle #31Porous materials

Solution Approach 2:

The patent uses composite materials by combining a polymer matrix with optically neutral particles to create a heterogeneous material with tailored optical properties. The composite structure allows the polymer to provide mechanical stability and adhesion while the dispersed particles create the porous phase that reduces refractive index. This composite approach enables simultaneous achievement of low refractive index and low haze by optimizing the particle size, distribution, and concentration.

Inventive Principle:
Principle #40Composite materials

2Illumination intensity

If porous phases are incorporated to lower refractive index, then refractive index is reduced, but stability against UV and humidity exposure deteriorates

Engineering Contradiction:
Improverefractive indexVSAvoidstability against UV and humidity
Core Design Contradiction:
Illumination intensityVSReliability

Solution Approach 1:

The patent applies parameter changes by modifying the chemical composition and structural parameters of the coating system. This includes selecting polymers with UV stabilizers, choosing particle materials with high chemical stability (such as silica or metal oxides), and adjusting the particle size and distribution parameters. These parameter modifications enhance the coating's resistance to UV degradation and humidity while preserving the low refractive index property.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses binders and coupling agents as intermediaries between the polymer matrix and the optically neutral particles. These intermediary substances improve the interfacial adhesion and create a protective barrier that prevents moisture penetration and UV-induced degradation at the particle-matrix interface. The binder system acts as a mediator that transfers and distributes mechanical and environmental stresses, enhancing overall coating stability.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Illumination intensity

If porous phases are incorporated to lower refractive index, then refractive index is reduced, but adhesion to polymer substrate deteriorates

Engineering Contradiction:
Improverefractive indexVSAvoidadhesion to polymer substrate
Core Design Contradiction:
Illumination intensityVSStrength

Solution Approach 1:

The patent employs composite materials strategy by creating a multi-component system where the polymer matrix, optically neutral particles, and binder work synergistically. The composite structure provides multiple adhesion mechanisms: mechanical interlocking through the porous phase, chemical bonding via functional groups on particle surfaces, and physical adhesion through the binder network. This composite approach maintains strong substrate adhesion while achieving low refractive index.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The patent utilizes porous materials with controlled pore size and distribution to enhance adhesion. The porous structure increases the surface area for adhesion and allows for better mechanical interlocking with the substrate. By optimizing the porosity parameters (pore size, shape, and distribution), the coating achieves both low refractive index and strong adhesion, as the porous phase creates anchoring points that resist delamination.

Inventive Principle:
Principle #31Porous materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The resulting nanoporous layers exhibit low haze, good stability against environmental factors, and enhanced adhesion to polymer substrates, while maintaining a low refractive index, making them suitable for various optical applications, including photovoltaic devices and security features.

Implementation Method 1

a crosslinked matrix of hydrophilic polymer... if an alkoxysilane such as tetraethoxysilane (TEOS) is used as the crosslinking agent

Methodology Applied
Scientific EffectCrosslinking: Chemical Bonding

Implementation Method 2

nanoporous layers of low refractive index, which are based on silica particles in a crosslinked matrix of hydrophilic polymer

Methodology Applied
Scientific EffectDispersion: Dispersion (of waves)

Implementation Method 3

modified silica nanoparticles having a positively charged surface

Methodology Applied
Scientific EffectElectrostatic interaction: Electrostatics

Implementation Method 4

applied as an aqueous solution onto a substrate and dried to form a nanoporous layer

Methodology Applied
Scientific EffectEvaporation: Evaporation

Data Source

PatentUS12209196B2Optical coating having a low refractive index
Publication Date: 2025.01.28 BASF COATINGS GMBH

AI summary

Described herein is a coating composition including a polymer containing hydroxy groups, such as a water soluble polyvinyl alcohol, and further including a tetraalkoxysilane and modified silica nanoparticles having a positively charged surface, where the coating composition shows advantageous properties such as low refractive index, good transparency and low haze.