NCB-Based PUSCH Uplink Using Selectable SRS Resources

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Solution Overview

Problem

Existing wireless communication systems face challenges in accurately estimating uplink channel conditions due to limitations in channel measurement and parameter selection, particularly in 5G and beyond networks, which affect data transmission efficiency.

Innovation Solution

Implementing a method and apparatus for uplink transmission that involves a user equipment (UE) transmitting UE capability information about antenna ports and non-codebook-based physical uplink shared channel (PUSCH) resources, and a base station (BS) configuring and selecting SRS resources for efficient PUSCH transmission, with each SRS resource comprising one port and a defined maximum number of layers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If the number of SRS resources is increased to support more antenna ports (P>4), then the uplink channel estimation accuracy is improved, but the signaling overhead and system complexity increase

Engineering Contradiction:
Improveuplink channel estimation accuracyVSAvoidsystem complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent segments the SRS resource configuration by introducing a maximum layer parameter (Lmax) that divides the relationship between antenna ports and SRS resources. This segmentation allows the system to handle P>4 antenna ports by configuring NSRS SRS resources where each resource comprises one SRS port, with the constraint 1≤NSRS≤P and 1≤k≤Lmax, thereby managing complexity through structured division

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces new parameters (NSRS, Lmax, k) to change the configuration space of SRS resources. By defining Lmax as the maximum value of layers for NCB-based PUSCH transmission and configuring the selection of k out of NSRS SRS resources, the system adapts to P>4 antenna ports while maintaining controlled complexity through parameter-based management

Inventive Principle:
Principle #35Parameter changes

2Productivity

If non-codebook-based PUSCH transmission is enabled for UEs with P>4 antenna ports, then the uplink data transmission efficiency is improved, but the configuration and resource management complexity increases

Engineering Contradiction:
Improveuplink data transmission efficiencyVSAvoidconfiguration complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent applies preliminary action by having the UE transmit capability information about NCB-based PUSCH transmission and antenna ports before actual data transmission. The BS then pre-configures NSRS SRS resources and provides indications for selecting k resources, preparing the system in advance to enable efficient NCB-based PUSCH transmission without ad-hoc complexity during data transmission

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent creates a universal configuration framework that handles both codebook-based and non-codebook-based PUSCH transmission through a unified SRS resource management approach. The same SRS resource configuration mechanism (with NSRS, Lmax, and k parameters) serves multiple transmission modes, reducing the need for separate configuration systems

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS12531682B2Method and apparatus for UL transmission
Publication Date: 2026.01.20 SAMSUNG ELECTRONICS CO LTD
  • US12531682B2 patent drawing
  • US12531682B2 patent drawing
  • US12531682B2 patent drawing

AI summary

Methods and apparatuses for uplink (UL) transmission are disclosed. The method comprises transmitting a UE capability information including information about (i) a number of antenna ports P>4, and (ii) transmission of a non-codebook-based (NCB-based) physical uplink shared channel (PUSCH); receiving a configuration about NSRS sounding reference signal (SRS) resources for transmission of the NCB-based PUSCH; transmitting the NSRS SRS resources; receiving an indication indicating a selection of k out of NSRS SRS resources; and transmitting the NCB-based PUSCH based on the k SRS resources, wherein: each SRS resource comprises one SRS port, a maximum value of a number of layers (Lmax) for the NCB-based PUSCH transmission is configured, 1≤NSRS≤P, 1≤k≤NSRS, and 1≤k≤Lmax.