Nested Precoding Codebook for Multi-Rank Beamforming

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Solution Overview

Problem

High-rate wireless communication systems face challenges in achieving spectral efficiency and reasonable complexity in multiple-antenna systems, particularly in fading environments, where channel state information feedback is limited and space-time coding becomes complex with increasing bandwidth.

Innovation Solution

The implementation of quantized, multi-rank beamforming (MRBF) methods using an optimal precoder selected based on a channel quality metric, such as SINR, with a precoding codebook having a nested structure to reduce computational complexity and memory requirements, facilitating high throughput in downlink transmissions from base stations to user equipment.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If space-time coding is used to achieve high spectral efficiency, then throughput increases, but implementation complexity becomes prohibitive as bandwidth increases

Engineering Contradiction:
Improvespectral efficiencyVSAvoidimplementation complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent segments the precoding problem into two independent stages: (1) selecting a precoding matrix from a codebook based on channel quality indicators, and (2) applying the selected precoder to data streams. This segmentation avoids the complex joint optimization of space-time codes while maintaining spectral efficiency through codebook-based precoding adapted to channel conditions.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent changes the approach from fixed space-time coding to dynamic parameter adaptation by selecting precoders from a codebook based on channel quality indicators (CQI). The system adapts precoding parameters (matrix selection, rank, power allocation) according to varying channel conditions, achieving high spectral efficiency without the prohibitive complexity of full space-time coding.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If multiple antennas are used to improve performance in fading environments, then throughput and reliability increase, but system complexity increases

Engineering Contradiction:
Improveperformance in fading environmentsVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent implements a feedback mechanism where the receiver measures channel quality and sends Channel Quality Indicators (CQI) back to the transmitter. The transmitter uses this feedback to select appropriate precoders from the codebook, enabling adaptive transmission that maintains reliability in fading environments while controlling complexity through codebook-based selection rather than complex channel estimation and equalization.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent pre-computes and stores a codebook of precoding matrices at both transmitter and receiver before actual data transmission. This preliminary action allows the system to quickly adapt to channel changes by simply selecting from pre-computed matrices rather than computing optimal precoders in real-time, reducing complexity while maintaining performance in fading environments.

Inventive Principle:
Principle #10Preliminary action

3Adaptability or versatility

If quantized feedback is used to convey channel state information, then transmitter adaptation is enabled, but feedback capacity requirements increase

Engineering Contradiction:
Improvetransmitter adaptationVSAvoidfeedback capacity
Core Design Contradiction:
Adaptability or versatilityVSQuantity of substance

Solution Approach 1:

The patent extracts only the essential channel state information needed for precoder selection - specifically, Channel Quality Indicators (CQI) that indicate the rank and quality of the channel - rather than feeding back complete channel matrices. This extraction approach enables transmitter adaptation to channel conditions while minimizing feedback capacity requirements by transmitting only the most critical parameters.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent uses quantized representations (codebook indices and CQI values) to copy the essential characteristics of the channel state at the transmitter without transmitting the actual channel measurements. The receiver creates a quantized model of the channel by selecting codebook indices that best represent current channel conditions, enabling transmitter adaptation with minimal feedback overhead.

Inventive Principle:
Principle #26Copying

Data Source

PatentUS8374562B2Codebook with nested structure
Publication Date: 2013.02.12 CBS INTERACTIVE INC
  • US8374562B2 patent drawing
  • US8374562B2 patent drawing
  • US8374562B2 patent drawing

AI summary

A multi-rank beamforming (MRBF) scheme in which the downlink channel is estimated and an optimal precoding matrix to be used by the MRBF transmitter is determined accordingly. The optimal precoding matrix is selected from a codebook of matrices having a recursive structure which allows for efficient computation of the optimal precoding matrix and corresponding Signal to Interference and Noise Ratio (SINR). The codebook also enjoys a small storage footprint. Due to the computational efficiency and modest memory requirements, the optimal precoding determination can be made at user equipment (UE) and communicated to a transmitting base station over a limited uplink channel for implementation over the downlink channel.