Nested OOK and PAM4 Modulation for Adaptive Data Rates

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Solution Overview

Problem

In free space optical communication systems, data transmission rates are typically fixed to accommodate lowest received power levels, leading to inefficiencies due to power fluctuations, such as atmospheric scintillation, resulting in suboptimal data transfer capabilities.

Innovation Solution

The system adapts data transmission rates in real-time by using nested modulation schemes, where data is mapped to both on-off-keying (OOK) and pulse amplitude modulation 4 (PAM4) symbols, allowing the transmitter to adjust its modulation based on received power levels, and employs a feedback mechanism to retransmit lost bits.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If the data rate is set to the highest level, then the data transmission speed is improved, but the reliability of data transmission deteriorates during power fluctuations

Engineering Contradiction:
Improvedata transmission rateVSAvoiddata transmission reliability
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent implements nested modulation where PAM4 symbols are embedded within OOK symbols. Each OOK symbol contains two PAM4 symbols, creating a hierarchical structure. This allows the system to transmit at higher data rates using PAM4 when power is sufficient, while maintaining the ability to fall back to OOK for reliability during power fluctuations, thus resolving the contradiction between speed and reliability

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The system dynamically adjusts the modulation scheme based on real-time power level detection. The receiver monitors received power and sends feedback to the transmitter to switch between OOK and PAM4 modes. This dynamic adaptation allows the data rate to trace the received power, improving productivity when power is high while maintaining reliability when power drops

Inventive Principle:
Principle #15Dynamics

2Reliability

If the data rate is set to the lowest level to ensure reliability, then the reliability of data transmission is improved, but the productivity of data transmission deteriorates

Engineering Contradiction:
Improvedata transmission reliabilityVSAvoiddata transmission rate
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

By nesting PAM4 within OOK, the system creates a structure where the more efficient PAM4 modulation is contained within the more robust OOK framework. This allows the system to operate at higher data rates when conditions permit, rather than being constrained to the lowest reliable rate, thus improving productivity while maintaining reliability safeguards

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The system employs a feedback mechanism where the receiver monitors power levels and communicates back to the transmitter. This feedback enables the transmitter to adjust the modulation scheme in real-time, selecting PAM4 for high power conditions (improving productivity) and OOK for low power conditions (maintaining reliability), thereby resolving the contradiction

Inventive Principle:
Principle #23Feedback

3Productivity

If fast adaptation to power fluctuations is implemented, then the productivity of data transmission is improved, but the device complexity increases due to nested modulation and feedback mechanisms

Engineering Contradiction:
Improvedata transmission rateVSAvoidmodulation system complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The nested modulation structure allows fast adaptation without requiring completely separate transmission systems. By embedding PAM4 within OOK, the system can switch between modes by simply changing the interpretation of the same signal structure, reducing the complexity overhead compared to implementing entirely separate OOK and PAM4 systems with independent hardware

Inventive Principle:
Principle #7Nested doll (Nesting)

Data Source

PatentUS10333617B2Fast adaptive nested modulation
Publication Date: 2019.06.25 TAARA CONNECT INC
  • US10333617B2 patent drawing
  • US10333617B2 patent drawing
  • US10333617B2 patent drawing

AI summary

A data rate at which data can be transmitted is adapted in real-time to power fluctuations. Bits of data to be sent by a transmitter are mapped to physical symbols, where a first modulation uses a first number of bits per pulse and a second modulation uses a second number of bits per pulse. Both modulations are sent, with one nested inside the other. A receiver decodes one or both bit streams, depending on a signal to noise ratio (SNR). In this regard, the data rate traces the received power, and higher data rates may be used despite periods of power fluctuations. This technique enables rapid, or even instantaneous, changes by using nested modulation. Moreover, a fast feedback mechanism is used to inform the transmitter when to change its modulation and to retransmit bits lost during an initial transmission.