Nitride Phosphor Stability via Al Substitution and Interstitial Cations

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Solution Overview

Problem

Existing red-emitting silicon nitride-based phosphors exhibit poor stability under high temperature and humidity conditions, and their peak emission wavelengths are limited, failing to provide enhanced physical properties and color rendition in lighting applications.

Innovation Solution

The development of nitride-based phosphors with column IIIB elements substituting for silicon and interstitially incorporated modifier cations for charge balance, extending peak emission wavelengths and improving temperature and humidity stability, while maintaining photoemission intensity.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Illumination intensity

If aluminum substitutes for silicon in SiN4 tetrahedra to modify optical properties, then peak emission wavelength and intensity are improved, but charge balance is disrupted and structural stability deteriorates

Engineering Contradiction:
Improvepeak emission wavelength and intensityVSAvoidcharge balance and structural stability
Core Design Contradiction:
Illumination intensityVSStability of the object's composition

Solution Approach 1:

The patent applies local quality by creating distinct regions with different compositions: Al-substituted SiN4 tetrahedra for optical property modification, and separate modifier cation sites (interstitial and substitutional) for charge balance. This allows different parts of the crystal structure to fulfill different functions - the (Al,Si)N4 units provide tunable emission while the modifier cations maintain overall charge neutrality and structural integrity.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent creates a composite phosphor material combining multiple elements: host matrix (M2Si5N8), substituting elements (Al for Si), and modifier cations (Ca, Sr, Ba, etc.). This composite structure integrates the optical properties of Al-substituted nitride with the charge-balancing capabilities of alkaline earth metals, achieving both enhanced emission and improved stability.

Inventive Principle:
Principle #40Composite materials

2Stability of the object's composition

If modifying cations are inserted interstitially to achieve charge balance, then charge balance is improved, but crystal structure complexity increases

Engineering Contradiction:
Improvecharge balanceVSAvoidcrystal structure complexity
Core Design Contradiction:
Stability of the object's compositionVSDevice complexity

Solution Approach 1:

The patent employs nesting by placing modifier cations within the existing crystal structure framework. The modifier cations occupy interstitial sites and substitutional positions within the (Al,Si)N4 tetrahedral network, effectively nesting the charge-balancing function within the host lattice without requiring a completely new structure.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent addresses charge balance by utilizing multiple dimensional aspects of the crystal structure: interstitial positions (spaces between lattice points), substitutional positions (replacing host atoms), and different crystallographic sites. This multi-dimensional approach to cation placement provides flexibility in achieving charge balance while maintaining structural order.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Stability of the object's composition

If oxygen substitutes for nitrogen to achieve charge balance, then charge balance is improved, but photoluminescent stability under humidity deteriorates

Engineering Contradiction:
Improvecharge balanceVSAvoidphotoluminescent stability under humidity
Core Design Contradiction:
Stability of the object's compositionVSReliability

Solution Approach 1:

The patent uses modifier cations as intermediary elements that mediate between the Al substitution (which creates charge imbalance) and the need for structural stability. Instead of directly substituting N with O (which compromises humidity stability), the modifier cations provide charge balance through their higher valence, acting as intermediaries that preserve the nitride structure while achieving electrical neutrality.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the valence parameter of the cations in the structure. By introducing modifier cations with valence greater than +3 (such as Ca2+, Sr2+, Ba2+), the charge balance is achieved through parameter adjustment rather than through O substitution. This parameter change approach maintains the nitride bonding network intact, preserving humidity stability.

Inventive Principle:
Principle #35Parameter changes

4Illumination intensity

If pure Sr2Si5N8 is used to achieve high quantum efficiency, then emission intensity is improved, but stability under temperature and humidity deteriorates

Engineering Contradiction:
Improvequantum efficiencyVSAvoidstability under temperature and humidity
Core Design Contradiction:
Illumination intensityVSReliability

Solution Approach 1:

The patent creates local compositional variations by substituting some Si with Al and incorporating modifier cations at specific sites. This local modification allows the phosphor to maintain the high quantum efficiency of Sr2Si5N8 in the regions where Eu2+ activators are present, while the Al-substituted regions and modifier cation sites provide enhanced structural stability and humidity resistance.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent transforms pure Sr2Si5N8 into a composite material system: (Sr,M)2Si5-yDyN8-z:Eu2+, where M represents modifier cations and D represents Al substituting for Si. This composite structure combines the advantages of the original high-efficiency phosphor with the stability benefits of Al-substituted nitride phosphors and modifier cations, achieving both high quantum efficiency and improved reliability.

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The phosphors demonstrate increased peak emission wavelengths with minimal intensity loss, enhanced stability under elevated thermal and humidity conditions, and improved color rendition, meeting stringent lighting industry standards.

Implementation Method 1

Compositions of red-emitting phosphors based on silicon nitride often involve substitution of the Si at the center of the SiN4 tetrahedra by elements such as Al; this is done primarily to modify the optical properties of the phosphors, such as the intensity of the emission, and the peak emission wavelength.

Methodology Applied
Scientific EffectSubstitutional mechanism:

Implementation Method 2

an Al3+ for Si4+ substitution is accompanied by a substitution of O2− for N3−, such that the missing positive charge is counter-balanced with a missing negative charge

Methodology Applied
Scientific EffectSubstitutional mechanism for charge balance:

Implementation Method 3

these substitutional mechanisms for charge balance—O for N—may be employed in conjunction with an interstitial insertion of a cation. In other words, the modifying cation is inserted between atoms preexisting on crystal lattice sites, into 'naturally occurring' holes, interstices, or channels.

Methodology Applied
Scientific EffectInterstitial insertion:

Implementation Method 4

some positive charges are added (what Shioi et al. refer to as 'stabilization') by trapping the M cations into the interstices within the network of (Si,Al)—(O,N)4 tetrahedra

Methodology Applied
Scientific EffectInterstitial trapping:

Implementation Method 5

This configuration increases the peak emission wavelength by up to 6 nm with minimal intensity loss

Methodology Applied
Scientific EffectPhotoluminescence: Photoluminescence

Implementation Method 6

enhances stability under elevated temperature and humidity conditions, maintaining photoluminescent intensity and chromaticity within acceptable limits for 1,000 hours

Methodology Applied
Scientific EffectThermal and humidity stability:

Data Source

PatentUS9422472B2Red-emitting nitride-based phosphors
Publication Date: 2016.08.23 INTEMATIX CORP
  • US9422472B2 patent drawing
  • US9422472B2 patent drawing
  • US9422472B2 patent drawing

AI summary

A red-emitting phosphor comprises a nitride-based composition represented by the chemical formula M(x/v)M′2Si5-xAlxN8:RE, wherein: M is at least one monovalent, divalent or trivalent metal with valence v; M′ is at least one of Mg, Ca, Sr, Ba, and Zn; and RE is at least one of Eu, Ce, Tb, Pr, and Mn; wherein x satisfies 0.1≦x<0.4, and wherein the phosphor has the general crystalline structure M′2Si5N8:RE, Al substitutes for Si within the crystalline structure, and M is located substantially at interstitial sites. Furthermore, the phosphor is configured such that 1,000 hours of aging at 85° C. and 85% humidity results in a deviation in chromaticity coordinates CIE Δx and Δy of less than about 0.03. Furthermore, the phosphor absorbs radiation in the UV and blue and emits light with a photoluminescence peak wavelength within the range from about 620 to 650 nm.