Non-Conforming Dielectric Layer for Naked-Eye Color Shifting

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Solution Overview

Problem

Existing security devices rely on conforming coatings applied to stamped substrates, which require magnification to discern small structures, and lack efficient methods to create non-conforming dielectric layers with varying thickness for enhanced color shifting effects.

Innovation Solution

A method involving non-conforming dielectric layers with varying thickness applied to microstructured substrates, allowing for visible color shifting regions without magnification, and enabling the creation of flakes or foils with encoded patterns.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conforming coatings are applied to stamped substrates, then the coating process is simple and reliable, but the structures require magnification to be discerned and color shifting effects are limited

Engineering Contradiction:
Improvevisibility of structuresVSAvoidcoating process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies non-conforming dielectric layers with spatially varying thickness to create different optical paths in different regions. This local variation in layer thickness produces distinct color shifting effects in different areas without requiring magnification, while maintaining a relatively simple coating process using conventional vacuum deposition techniques.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The invention changes the thickness parameter of the dielectric spacer layer to create varying optical interference patterns. By controlling the thickness variation of the non-conforming dielectric layer, the patent achieves visible color shifting regions without magnification, resolving the contradiction between visibility and process complexity.

Inventive Principle:
Principle #35Parameter changes

2Loss of information

If small structures are stamped on substrates, then encoded information can be created, but magnification is required to see the effects

Engineering Contradiction:
Improveencoded information visibilityVSAvoidlight requirement for observation
Core Design Contradiction:
Loss of informationVSIllumination intensity

Solution Approach 1:

The patent uses color shifting pigments and multi-layer thin films that change color based on viewing angle and light incidence. This color variation amplifies the visual impact of encoded information, making it visible to the naked eye without magnification while maintaining the encoded data integrity.

Inventive Principle:
Principle #32Color changes

Solution Approach 2:

The invention adds the dimension of optical interference by varying dielectric layer thickness. This creates a third dimension of information encoding beyond simple physical structure size, allowing encoded information to be visible without magnification through color and thickness variations rather than relying solely on large physical features.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Reliability

If decoupling layers are added to separate diffraction grating effects from color shifting effects, then optical control is improved, but device complexity increases

Engineering Contradiction:
Improveoptical effect controlVSAvoidlayer structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent combines the diffraction grating structure and color shifting thin films into an integrated Fabry-Perot cavity structure. The dielectric spacer layer serves dual functions as both the spacer for the Fabry-Perot resonance and the medium containing the color shifting pigments, eliminating the need for separate decoupling layers while maintaining reliable optical control.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The dielectric spacer layer performs multiple functions simultaneously: it provides the optical path difference for Fabry-Perot interference, contains the color shifting pigments, and maintains the cavity structure. This multi-functionality reduces overall device complexity while achieving reliable separation and control of optical effects.

Inventive Principle:
Principle #6Universality (Multi-functionality)

4Manufacturing precision

If conventional vacuum deposition is used to create conforming layers, then manufacturing is straightforward, but non-conforming dielectric layers with varying thickness cannot be created

Engineering Contradiction:
Improvedielectric layer thickness controlVSAvoidcoating process simplicity
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The patent creates a pre-structured substrate with varying thickness regions or masks before applying the dielectric layer. This preliminary structuring allows conventional vacuum deposition to create non-conforming layers with controlled thickness variations, maintaining manufacturing simplicity while achieving precise thickness control in different regions.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The invention uses a substrate or mask as an intermediary to transfer the desired thickness pattern to the dielectric layer. This intermediary allows conventional deposition equipment to create complex non-conforming layer structures without requiring complex process modifications, bridging the gap between simple manufacturing and precise thickness control.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution provides distinct color shifting regions visible to the naked eye and allows for the production of flakes or foils with encoded information, enhancing security features by providing visible indicia and enabling removal from substrates.

Implementation Method 1

The provision of a dielectric layer with a varying thickness has been disclosed not only by Phillips in 7,630,109 but also much earlier in U.S. Pat. No. 5,877,89 in the name of Shaw et al.

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 2

an embodiment of this invention uses non-conforming dielectric layer coated on a same side of a microstructured substrate as a reflective layer and absorbing layer. Therefore the Fabry-Perot structure is supported by the substrate.

Methodology Applied
Scientific EffectFabry-Perot structure: Fabry-Perot Interferometer

Implementation Method 3

Color shifting pigments and colorants have been used in numerous applications, ranging from automobile paints to anti-counterfeiting inks for security documents and currency. Such pigments and colorants exhibit the property of changing color upon variation of the angle of incident light, or as the viewing angle of the observer is shifted.

Methodology Applied
Scientific EffectThin film interference: Interference

Data Source

PatentEP3351981B1Multi color-shifting devices
Publication Date: 2025.04.02 VIAVI SOLUTIONS INC(US)
  • EP3351981B1 patent drawingFigure 1
  • EP3351981B1 patent drawingFigure 2A~2C
  • EP3351981B1 patent drawingFigure 3A~3C

AI summary

A color shifting security device has a Fabry-Perot type structure wherein a dielectric layer is disposed between a reflector and an absorbing layer. The absorber and reflector layers may be conforming and the dielectric layer therebetween is non-conforming, filling the regions in the micro structured adjacent absorbing or reflecting layer, at least one of which has a microstructure therein or thereon. By having the dielectric layer not conform to the microstructure it is next to, its thickness varies in cross section, which allows for different colors to be seen where the thickness varies.