NR Unlicensed Contention Window Adjustment via CBG HARQ Feedback

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Solution Overview

Problem

The increasing demand for network resources due to the rise in user equipment and data bandwidth necessitates enhanced bandwidth, latency, and data rate, which existing technologies struggle to meet, especially in licensed spectrum scarcity, prompting the exploration of unlicensed spectrum utilization in cellular networks.

Innovation Solution

The implementation of 5G NR systems in unlicensed spectrum using code block groups (CBGs) for HARQ feedback and adjustable contention window sizes based on listen-before-talk (LBT) procedures to ensure fair coexistence with incumbent technologies, allowing for efficient data transmission and spectral management.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If unlicensed spectrum is utilized to increase bandwidth and meet growing network demand, then network capacity and data rate are improved, but coexistence with incumbent technologies and fair spectrum access become challenging

Engineering Contradiction:
Improvenetwork capacityVSAvoidinterference with incumbent technologies
Core Design Contradiction:
Quantity of substanceVSObject-affected harmful factors

Solution Approach 1:

The system performs Listen-Before-Talk (LBT) procedure before transmitting data in unlicensed spectrum. The base station senses the channel for a predetermined time period and determines channel availability in advance of data transmission, preventing interference with incumbent technologies while ensuring fair spectrum access

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system implements Hybrid Automatic Repeat Request (HARQ) feedback mechanism where user equipment sends acknowledgment information back to the base station. This feedback enables the base station to adaptively adjust transmission parameters and retransmit data if needed, improving reliability and coexistence in unlicensed spectrum

Inventive Principle:
Principle #23Feedback

2Productivity

If code block groups are used for HARQ feedback in unlicensed spectrum, then spectral efficiency is improved by reducing retransmission overhead, but system complexity increases

Engineering Contradiction:
Improvespectral efficiencyVSAvoidHARQ feedback processing complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The system segments the transport block into multiple code block groups (CBGs) for independent HARQ feedback. Instead of acknowledging the entire transport block, the base station can selectively retransmit only the failed CBGs, reducing retransmission overhead and improving spectral efficiency in unlicensed spectrum

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system applies different HARQ feedback strategies to different code block groups based on their individual transmission outcomes. Each CBG can be acknowledged or negative-acknowledged independently, allowing localized retransmission decisions that optimize spectral efficiency while managing complexity

Inventive Principle:
Principle #3Local quality

3Object-affected harmful factors

If listen-before-talk procedure is implemented for fair coexistence, then interference with incumbent technologies is reduced, but channel access delay and latency increase

Engineering Contradiction:
Improveinterference with incumbent technologiesVSAvoidchannel access delay
Core Design Contradiction:
Object-affected harmful factorsVSLoss of time

Solution Approach 1:

The system performs LBT sensing for a predetermined time period that is sufficient to detect incumbent transmissions but not excessively long. This partial sensing approach balances fair coexistence with minimizing channel access delay, allowing the system to access unlicensed spectrum efficiently while respecting incumbent users

Inventive Principle:
Principle #16Partial or excessive action

Data Source

PatentUS11864229B2Contention window size update for NR systems operating on unlicensed band
Publication Date: 2024.01.02 APPLE INC
  • US11864229B2 patent drawing
  • US11864229B2 patent drawing
  • US11864229B2 patent drawing

AI summary

Systems and methods of adjusting contention window size (CWS) in a LBT procedure for both UL and DL unlicensed spectrum transmissions are described. The UE makes a HARQ-ACK determination for at least one code block group (CBG) of a transport block (TB) in a reference burst from a base station, determines whether the HARQ-ACK determination for the CBG meets a predetermined number of NACKs, transmits to the base station a single bit HARQ-ACK feedback for the TB that is dependent on whether the predetermined number of NACKs has been met, and receives or determines the adjusted CWS and uses the adjusted CWS for communication with the base station.