NR Uplink Beam Selection via PDCCH Spatial Filters

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Solution Overview

Problem

Current wireless communication systems, particularly in 5G and NR technologies, face challenges in efficiently selecting uplink transmit beams for optimal communication, especially in millimeter-wave systems where high path-loss and susceptibility to blockages necessitate new techniques to maximize signal energy transmission and reception.

Innovation Solution

The method involves a UE selecting an uplink transmit beam based on the receive beam used for downlink signals, allowing for associated or linked beams to enhance communication efficiency, and the BS transmitting indications for beam selection to ensure effective uplink transmission.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If beamforming is used to maximize signal energy transmission in millimeter-wave systems, then communication reliability is improved, but device complexity increases due to the need for beam selection mechanisms

Engineering Contradiction:
Improvecommunication reliabilityVSAvoidbeam selection complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent applies preliminary action by having the UE determine the uplink transmit beam in advance based on the downlink receive beam before actual uplink transmission occurs. The UE uses the spatial filter information from downlink signals (PDCCH/PDSCH) to pre-select the corresponding uplink beam, so when uplink transmission is needed, the beam is already determined and ready for use.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent implements self-service by enabling the UE to autonomously select its uplink transmit beam without requiring explicit beam indication from the base station. The UE uses its own downlink receive beam information to self-determine the corresponding uplink transmit beam, reducing the need for complex base station control and beam management signaling.

Inventive Principle:
Principle #25Self-service

2Reliability

If multiple beamformed downlink signals are transmitted to support beam selection, then uplink transmission reliability is improved, but downlink resource consumption increases

Engineering Contradiction:
Improveuplink transmission reliabilityVSAvoiddownlink resource consumption
Core Design Contradiction:
ReliabilityVSUse of energy by moving object

Solution Approach 1:

The patent applies universality by making the downlink beamformed signals serve dual purposes: they simultaneously deliver downlink data/control information and provide spatial filter information for uplink beam selection. The same PDCCH and PDSCH signals used for downlink communication also contain the spatial characteristics that the UE needs to determine the uplink transmit beam, eliminating the need for separate reference signals or training sequences.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent merges the downlink communication function with the uplink beam training function. Instead of having separate procedures for downlink data transmission and uplink beam selection, the patent combines them so that the downlink beamformed signals perform both functions simultaneously, reducing overall resource consumption.

Inventive Principle:
Principle #5Merging (Combining)

Data Source

PatentUS11540271B2NR uplink transmit beam selection based on PDCCH/PDSCH receive beams
Publication Date: 2022.12.27 QUALCOMM INC
  • US11540271B2 patent drawing
  • US11540271B2 patent drawing
  • US11540271B2 patent drawing

AI summary

Certain aspects of the present disclosure provide techniques for selecting an uplink (UL) transmit beam by a user equipment (UE). A UE may receive, from a base station (BS), one or more beamformed downlink signals using one or more receive beams. The UE may select an uplink transmit beam based, at least in part, on the one or more beamformed downlink signals. The UE may transmit an uplink signal using the selected uplink transmit beam.