OCT Freeze Drying Microscopy Collapse Temperature

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Solution Overview

Problem

Current light transmission based freeze drying microscopy systems are limited in accurately determining the collapse temperature (Tc) of pharmaceutical products, especially when freeze-dried in vials, due to differences in ice nucleation rates, crystallization tendencies, and drying rates, leading to inefficient processing times and increased costs.

Innovation Solution

An Optical Coherence Tomography (OCT) based Freeze Drying Microscopy system (OCT-FDM) is developed to provide three-dimensional structural information during freeze drying, enabling precise determination of collapse temperature, eutectic temperature, skin formation, and drying rates for pharmaceutical products in standard vials.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If light transmission based freeze drying microscopy is used to determine collapse temperature, then the process can be monitored, but the determination is inaccurate due to sample thickness differences and structural variations

Engineering Contradiction:
Improvecollapse temperature determination accuracyVSAvoidsample representativeness
Core Design Contradiction:
Measurement precisionVSReliability

Solution Approach 1:

The patent replaces light transmission based microscopy with Optical Coherence Tomography (OCT) imaging technology. OCT uses low-coherence light interferometry to obtain cross-sectional images of the freeze-dried product, eliminating the need for mechanical sample preparation between microscope slides. This substitution enables accurate imaging of products in actual vial containers while providing precise collapse temperature determination through visualization of structural changes during drying.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent transitions from two-dimensional surface imaging in traditional microscopy to three-dimensional cross-sectional imaging using OCT. This dimensional change allows visualization of the internal structure and pore formation throughout the entire product thickness in the vial, providing comprehensive information about collapse events that occur at different depths, thereby improving measurement accuracy and sample representativeness.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Reliability

If conservative process conditions are used due to inaccurate Tc determination, then product stability is maintained, but primary drying time increases significantly

Engineering Contradiction:
Improveproduct stabilityVSAvoidprimary drying time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent implements real-time feedback monitoring of the freeze-drying process using OCT imaging. The system continuously captures cross-sectional images of the product during drying, automatically detects structural collapse events, and uses this information to determine the accurate collapse temperature. This feedback mechanism eliminates the need for conservative process conditions, allowing optimization of drying parameters to reduce processing time while maintaining product stability.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The OCT system enables the freeze-drying process to self-monitor and self-adjust by automatically detecting collapse events and providing real-time structural information. This eliminates the need for external intervention or conservative estimates, allowing the process to operate at optimal conditions determined by actual product behavior, thereby reducing drying time while ensuring stability.

Inventive Principle:
Principle #25Self-service

3Ease of operation

If thin film samples are used in current FDM systems, then imaging is feasible, but the samples do not represent vial-dried products with practical thickness

Engineering Contradiction:
Improveimaging feasibilityVSAvoidsample thickness range
Core Design Contradiction:
Ease of operationVSAdaptability or versatility

Solution Approach 1:

The patent extracts the imaging function from traditional microscopy and implements it through OCT technology that can penetrate and image through the vial wall and product matrix. This extraction allows direct imaging of products in their actual vial containers with practical thicknesses (several millimeters), eliminating the need to extract samples into thin films and ensuring the imaged structure represents the actual drying process in production-scale vials.

Inventive Principle:
Principle #2Taking out (Extraction)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The OCT-FDM system allows for real-time, non-intrusive monitoring of pharmaceutical product structure and temperature, improving processing efficiency, reducing primary drying time, and enhancing the stability and reconstitution characteristics of freeze-dried products.

Implementation Method 1

An advanced Optical Coherence Tomography based Freeze Drying Microscopy system (OCT-FDM) can measure the 3D product structure

Methodology Applied
Scientific EffectOptical coherence tomography: Tomography

Implementation Method 2

Lyophilization is the process of drying (e.g., removing water from) a pharmaceutical compound by freezing it first and then sublimating the ice

Methodology Applied
Scientific EffectFreeze drying: Freeze Drying

Implementation Method 3

Lyophilization is the process of drying (e.g., removing water from) a pharmaceutical compound by freezing it first and then sublimating the ice

Methodology Applied
Scientific EffectSublimation: Sublimation

Implementation Method 4

Tc is the temperature at which the amorphous pharmaceutical formulation being dried undergoes viscous flow resulting in structural collapse

Methodology Applied
Scientific EffectViscous flow: Viscoelasticity

Implementation Method 5

When the product formulation is frozen during the freeze drying process, pores form, which cause the ice formation to appear to have a sponge or cake-like structure

Methodology Applied
Scientific EffectPhase change: Phase Change

Data Source

PatentUS8911144B2Optical coherence tomography (OCT) freeze drying microscopy
Publication Date: 2014.12.16 PHYSICAL SCI INC
  • US8911144B2 patent drawing
  • US8911144B2 patent drawing
  • US8911144B2 patent drawing

AI summary

A product critical temperature during freeze drying is determined. The product is imaged using optical coherence tomography (“OCT”). The product is freeze dried while the temperature of the product is measured. The product critical temperature is the temperature at which a product structure event occurs during freeze drying.