Optical Antenna With Periodic Dielectric Structures for High Radiation Efficiency

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Solution Overview

Problem

Existing optical phased arrays face limitations in detection distance due to on-chip loss, antenna radiation efficiency, and effective radiation aperture, particularly with commercial SOI wafer structures that suffer from energy leakage to the substrate and limited radiation length.

Innovation Solution

The optical antenna design features a waveguide with periodically arranged first and second dielectric structures on both sides and above the waveguide, respectively, with a displacement offset. These structures disturb the evanescent field, generating interfering radiation light fields that cancel under the waveguide, radiating energy efficiently into free space.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a grating antenna is designed based on a commercial SOI wafer structure without a bottom plate, then the structure is simple and compatible with CMOS process, but nearly half energy leaks to the substrate side resulting in low radiation efficiency

Engineering Contradiction:
ImproveCMOS process compatibilityVSAvoidradiation efficiency
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent converts the harmful energy leakage to the substrate into a beneficial effect by using the substrate as a reflective surface. The periodic dielectric structures are designed to create constructive interference for upward radiation while the substrate reflection provides additional constructive interference, effectively turning the energy loss pathway into an enhancement mechanism for radiation efficiency

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Solution Approach 2:

The patent introduces periodic dielectric structures as intermediary elements between the waveguide and the substrate. These structures mediate the electromagnetic field distribution to achieve constructive interference in the upward direction while maintaining CMOS process compatibility, thus improving radiation efficiency without requiring a complex bottom plate structure

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of manufacture

If direct etch is performed on the upper surface or side wall of a waveguide, then the manufacturing process is simple, but strong radiation occurs resulting in limited effective radiation length and large 3 dB beam width

Engineering Contradiction:
Improveetching process simplicityVSAvoideffective radiation length
Core Design Contradiction:
Ease of manufactureVSLength of stationary object

Solution Approach 1:

The patent applies local quality by positioning periodic dielectric structures only at specific locations (outside and above the waveguide) rather than etching the entire waveguide surface. This localized approach creates the necessary radiation conditions while preserving the waveguide's overall integrity and achieving narrow beam width through controlled interference patterns

Inventive Principle:
Principle #3Local quality

3Loss of energy

If a DBR bottom plate is used to achieve high-efficiency radiation, then radiation efficiency improves, but the structure becomes complicated and incompatible with CMOS process

Engineering Contradiction:
Improveradiation efficiencyVSAvoidstructure complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The patent extracts the essential function of the DBR bottom plate (providing reflective enhancement for radiation efficiency) and implements it through a simplified periodic dielectric structure that is compatible with CMOS process. This extraction removes the complex multi-layer DBR structure while retaining the key benefit of enhanced radiation efficiency through interference control

Inventive Principle:
Principle #2Taking out (Extraction)

4Shape

If dielectric blocks are arranged to disturb evanescent field for radiation, then directional beam is achieved, but radiation intensity is reduced greatly and bandwidth is narrow

Engineering Contradiction:
Improvebeam directionalityVSAvoidradiation intensity
Core Design Contradiction:
ShapeVSPower

Solution Approach 1:

The patent merges two periodic dielectric structure arrangements (one outside the waveguide and one above the waveguide) to simultaneously achieve directional beam formation and maintain high radiation intensity. The combined structures create constructive interference patterns that enhance both directionality and radiation intensity, overcoming the limitation of reduced intensity in single-arrangement designs

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design achieves high radiation efficiency and directivity, allowing for a longer detection range and a narrow 3 dB beam width, while being compatible with the CMOS process and simplifying manufacturing.

Implementation Method 1

the plurality of first dielectric structures and the plurality of second dielectric structures disturb an evanescent field around the waveguide

Methodology Applied
Scientific EffectEvanescent field disturbance:

Implementation Method 2

the two radiation light fields interfere with each other before being cancelled under the waveguide

Methodology Applied
Scientific EffectInterference: Interference

Implementation Method 3

a waveguide; a plurality of first dielectric structures, arranged outside both sides of the waveguide respectively

Methodology Applied
Scientific EffectWaveguide propagation: Waveguide (optics)

Data Source

PatentUS20250147231A1Optical antenna
Publication Date: 2025.05.08 SILITH TECHNOLOGY PTE LTD
  • US20250147231A1 patent drawing
  • US20250147231A1 patent drawing

AI summary

Optical antenna includes waveguide; first dielectric structures are arranged outside two sides of waveguide respectively and are symmetrically and periodically arranged in light propagation direction; second dielectric structures are arranged on two sides of upper portion of waveguide respectively and are symmetrically and periodically arranged in light propagation direction; waveguide, first dielectric structures and second dielectric structures are isolated by third dielectric, periodic size of first dielectric structures is consistent with periodic size of second dielectric structures, and first dielectric structures and second dielectric structures have certain relative displacement deviation in light propagation direction; evanescent field around waveguide is disturbed through first dielectric structure and second dielectric structure, so that two correspondingly generated radiation light fields cancel interference below waveguide, and radiation energy is radiated to upper free space side. According to invention, free space side high radiation efficiency and far field high directivity wave beams can be realized.