Optical Coupler With Overlapping Tapered Waveguides

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Solution Overview

Problem

Existing photonics chips lack efficient structures for optical couplers, which are crucial for integrating optical and electronic components effectively, leading to limitations in layout area, cost, and operational overhead.

Innovation Solution

The proposed structure for an optical coupler includes a first waveguide core with a tapered section, a second waveguide core with a tapered section overlapping the first, and an active layer with a tapered section overlapping the second waveguide core. These components are made of different materials, with the waveguide cores comprising passive materials and the active layer comprising an active material.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Area of moving object

If traditional optical coupler structures are used, then the integration of optical and electronic components is achieved, but the layout area is large and coupling efficiency is low

Engineering Contradiction:
Improvelayout areaVSAvoidcoupling efficiency
Core Design Contradiction:
Area of moving objectVSReliability

Solution Approach 1:

The patent implements a nested structure where the first and second waveguide cores are positioned in overlapping regions, with the active layer further overlapping both waveguide cores. This nesting arrangement enables compact integration of multiple functional components in a vertical stack, significantly reducing the horizontal layout area while maintaining effective optical coupling between components.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent transitions from a planar two-dimensional layout to a three-dimensional vertical stacking architecture. By arranging waveguide cores and active layers in overlapping vertical positions rather than horizontal adjacency, the design achieves compact integration while improving optical coupling efficiency through enhanced mode overlap in the vertical dimension.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Ease of manufacture

If simple waveguide structures are used, then the manufacturing process is simplified, but insertion loss and back reflection increase

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidinsertion loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent applies local quality by implementing tapered sections specifically at the coupling regions of the waveguide cores, while other portions of the waveguides can maintain simpler geometries. The tapering is localized to where optical mode transformation is needed, enabling reduced insertion loss and back reflection only at critical interfaces without complicating the entire waveguide structure.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent employs parameter changes by varying the width or height of waveguide core sections along their lengths to create tapered profiles. This gradual geometric parameter variation enables adiabatic mode transformation, reducing abrupt impedance mismatches that cause reflection and insertion loss, while maintaining overall structural simplicity for manufacturability.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If multiple layers are added to improve coupling efficiency, then optical coupling efficiency improves, but device complexity increases

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidstructural complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent uses a nested arrangement where the active layer is positioned to overlap both the first and second waveguide cores in a vertical stack. This nested configuration achieves enhanced optical coupling efficiency by enabling simultaneous interaction with multiple waveguide modes, while the vertical integration keeps the horizontal footprint compact and the overall structure manageable.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The active layer serves multiple functions simultaneously: it acts as an optical source, a modulator, and a coupling element for both waveguide cores. By making the active layer multi-functional, the patent reduces the need for separate dedicated components, thereby improving coupling efficiency without proportionally increasing device complexity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration enhances optical coupling efficiency by matching refractive indices and mode profiles, thereby reducing insertion loss and back reflection, and optimizing the design for efficient light transfer between components.

Implementation Method 1

enhances optical coupling efficiency by matching refractive indices and mode profiles

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS12292596B2Structures for an optical coupler and related methods
Publication Date: 2025.05.06 GLOBALFOUNDRIES US INC
  • US12292596B2 patent drawing
  • US12292596B2 patent drawing
  • US12292596B2 patent drawing

AI summary

Structures for an optical coupler and methods of forming an optical coupler. The structure comprises a first waveguide core including a first tapered section, a second waveguide core including a second tapered section overlapped with the first tapered section, and an active layer including a third tapered section overlapped with the second tapered section. The first waveguide core comprises a first passive material, the second waveguide core comprises a second passive material, and the active layer comprises an active material.