3D Taper Structures for Low-Loss Optical Coupling

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Solution Overview

Problem

Integrating efficient light modulators with silicon-based optical waveguides is challenging due to the need for epitaxial growth of active material layers, which results in high optical-coupling loss when coupling light to and from sub-micron silicon optical waveguides.

Innovation Solution

The use of 3-dimensional taper structures on optical waveguides to match the spatial extent of optical modes between the waveguides and optical modulators, reducing optical-coupling loss by adjusting cross-sectional areas and heights of the tapers to approximate those of the modulators, thereby facilitating low-loss light coupling.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If epitaxial growth is used to fabricate electro-absorption light modulators with sub-micron on-chip silicon optical waveguides, then the active material layers can be integrated with silicon waveguides, but high optical-coupling loss occurs when coupling light to and from the waveguides

Engineering Contradiction:
Improveintegration of electro-absorption light modulators with silicon waveguidesVSAvoidoptical-coupling loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent introduces silicon-germanium (SiGe) layer structures as intermediary components between the silicon optical waveguide and the electro-absorption light modulator. These SiGe layers serve as transition zones that facilitate efficient optical coupling by matching the mode profiles between the waveguide and modulator, thereby reducing optical-coupling loss while enabling integration of epitaxially-grown active material layers with silicon waveguides

Inventive Principle:
Principle #24Intermediary (Mediator)

2Volume of moving object

If sub-micron silicon optical waveguides are used to carry optical signals, then the device size can be reduced, but it becomes difficult to couple light to and from the active material layers with low optical loss

Engineering Contradiction:
Improvedevice sizeVSAvoidoptical-coupling loss
Core Design Contradiction:
Volume of moving objectVSLoss of energy

Solution Approach 1:

The patent employs three-dimensional SiGe layer structures that extend vertically from the planar silicon waveguide. These 3D structures create a gradual transition in the optical mode profile by varying the layer thickness and composition in the vertical dimension, enabling efficient coupling between the sub-micron waveguide and the active material layers while maintaining compact device footprint

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly reduces optical-coupling loss, enabling effective integration of optical modulators with on-chip silicon waveguides and improving the efficiency of light modulation and detection processes.

Implementation Method 1

a cross-sectional area of a given 3-D taper structure, which can be one of the first 3-D taper structure and the second 3-D taper structure, increases from a second value distal to the given end to the first value proximate to the given end, thereby reducing optical-coupling loss by approximately matching a spatial extent of an optical mode in the optical waveguide and a spatial extent of an optical mode in the optical modulator

Methodology Applied
Scientific EffectOptical mode matching: Waveguide (optics)

Data Source

PatentUS8401345B2Optical modulator with three-dimensional waveguide tapers
Publication Date: 2013.03.19 ORACLE INT CORP
  • US8401345B2 patent drawing
  • US8401345B2 patent drawing
  • US8401345B2 patent drawing

AI summary

An integrated circuit that includes an optical waveguide defined in a semiconductor layer is described. In this integrated circuit, light is coupled between the optical waveguide and an optical modulator, which is disposed on the optical waveguide, using 3-dimensional (3-D) taper structures that are proximate to the ends of the optical modulator. The cross-sectional areas of these 3-D taper structures transition, over a distance, from that of the optical waveguide (distal from the optical modulator) to that of optical modulator (proximate to the ends of the optical modulator). In this way, a spatial extent of an optical mode in the optical waveguide and a spatial extent of the optical mode in the optical modulator may be approximately matched to reduce the optical loss when the light is coupled to or from the optical modulator.