Integrated Optical Device Ridge Etching Overhang

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Solution Overview

Problem

The formation of stepped structures during the etching process in integrated optical devices leads to increased resistance and disturbance in optical waveguide modes, making it difficult to form a protective film on the side surfaces of the ridge structure.

Innovation Solution

A method involving the growth of a first and second stacked semiconductor layer with a side-etching layer of different composition, followed by selective wet etching to form an overhang and subsequently etching the cladding layers to avoid stepped structures, using etchants with varying etching rates to control the side surfaces and narrow the ridge structure width.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If wet etching is used to remove the side-etching layer, then the etching rate is high and the process is simple, but stepped structures are formed on the side surfaces of the ridge structure

Engineering Contradiction:
Improveetching rateVSAvoidsurface flatness
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The etching process is divided into three sequential wet etching steps, each targeting a specific layer with selective etching. The first step etches the third cladding layer, the second step etches the side-etching layer, and the third step etches the first and second cladding layers. This segmentation allows each etching step to be optimized independently, achieving both high etching rate and flat surface by preventing stepped structures through controlled sequential removal of layers with different etching rates.

Inventive Principle:
Principle #1Segmentation

2Length of stationary object

If the side-etching layer is not selectively etched to form an overhang, then the ridge structure width is maintained, but abnormal growth of the upper cladding layer occurs during selective growth

Engineering Contradiction:
Improveridge structure widthVSAvoidcladding layer growth uniformity
Core Design Contradiction:
Length of stationary objectVSStability of the object's composition

Solution Approach 1:

An overhang structure is formed in advance by selectively etching the side-etching layer before the selective growth of the second stacked semiconductor layer. This preliminary overhang structure serves as a physical barrier that suppresses abnormal lateral growth of the upper cladding layer during the subsequent selective growth process, ensuring uniform cladding layer composition and thickness while maintaining precise control over the final ridge structure width.

Inventive Principle:
Principle #10Preliminary action

3Ease of manufacture

If stepped structures are present on the side surfaces, then the etching process is complete, but device resistance increases and protective film formation becomes difficult

Engineering Contradiction:
Improveetching completionVSAvoiddevice resistance
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The etching process uses dynamic control of etching conditions across three sequential steps, adjusting etching parameters for each layer. By dynamically adapting the etching process to each specific layer's properties and using selective etching rates, the method achieves complete etching removal while maintaining flat side surfaces, thereby preventing increased device resistance and enabling proper protective film formation.

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach prevents the formation of stepped structures, reducing device resistance and allowing for proper passivation of the ridge structure, thereby improving optical waveguide mode stability and enabling effective protective film formation.

Implementation Method 1

the side-etching layer 117 is selectively etched by wet etching to form an overhang between the mask 118 and the upper cladding layer 116

Methodology Applied
Scientific EffectWet etching:

Implementation Method 2

The side-etching layer 117 is etched faster than the upper cladding layer 116 and hence can be selectively etched

Methodology Applied
Scientific EffectSelective etching:

Implementation Method 3

the overhang formed between the mask 118 and the upper cladding layer 116 suppresses abnormal growth of the upper cladding layer 126

Methodology Applied
Scientific EffectPhysical constraint:

Data Source

PatentUS8637338B2Method for producing integrated optical device
Publication Date: 2014.01.28 SUMITOMO ELECTRIC INDUSTRIES LTD
  • US8637338B2 patent drawing
  • US8637338B2 patent drawing
  • US8637338B2 patent drawing

AI summary

A method for producing an integrated optical device includes the steps of growing, on a substrate including first and second regions, a first stacked semiconductor layer, a first cladding layer, and a side-etching layer; etching the first stacked semiconductor layer through a first etching mask formed on the first region; selectively growing, on the second region, a second stacked semiconductor layer and a second cladding layer; growing a third cladding layer and a contact layer on the first and second stacked semiconductor layers; and forming a ridge structure. The step of etching the first stacked semiconductor layer includes a step of forming an overhang between the first cladding layer and the first etching mask. The step of forming a ridge structure includes first, second, and third wet-etching steps in which the third cladding layer, the side-etching layer and the first and second cladding layers are selectively etched, respectively.