Optical Signal Equalization Using Adaptive Transfer Matrix Feedback

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Solution Overview

Problem

Existing equalization methods for optical fiber transmission systems using multi-core fibers (MCF) fail to maximize total spectral efficiency and overall data rate, particularly when using constellation-shaped signals, due to limitations in channel equalization techniques that introduce penalties and reduce transmission capacity.

Innovation Solution

An equalization apparatus and method that includes channel monitoring, estimation, and matrix configuration to optimize transmission capacity by using a transfer matrix that adapts to channel quality, allowing for efficient data transformation and recovery, regardless of signal format.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If traditional equalization methods (matrix mixing) are applied to eliminate Q-factor differences in SDM transmission, then channel quality uniformity is improved, but overall data rate and spectral efficiency deteriorate when constellation-shaped signals are used

Engineering Contradiction:
Improvechannel quality uniformityVSAvoidoverall data rate
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent applies dynamics by making the equalization approach adaptive rather than fixed. The system dynamically selects between traditional matrix mixing equalization and new equalization methods based on real-time channel conditions and signal formats. When constellation-shaped signals are detected, the system switches to alternative equalization techniques that preserve spectral efficiency while still addressing Q-factor differences, thus resolving the contradiction between channel uniformity and data rate.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent changes the equalization parameters and methods based on signal format detection. For traditional QAM signals, conventional matrix mixing is applied to equalize channels. For constellation-shaped signals, the system modifies the equalization approach to avoid the data rate penalty, thereby adapting the parameter set (equalization method) to the specific signal type to simultaneously achieve channel uniformity and maintain high data rate.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If constellation-shaped signals are used to increase spectral efficiency, then data rate in better-quality channels is improved, but performance differences between channels accumulate and reduce total transmission capacity

Engineering Contradiction:
Improvespectral efficiencyVSAvoidperformance consistency
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent implements feedback by continuously monitoring channel quality metrics (Q-factor, SNR) for each channel and using this information to adjust the equalization strategy. The system measures the performance differences between channels carrying constellation-shaped signals and feeds this information back to the equalizer, which then applies appropriate compensation to maintain performance consistency across all channels while preserving the high spectral efficiency benefits.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent uses a composite equalization approach that combines multiple equalization techniques. For channels with constellation-shaped signals, it applies a hybrid method that integrates the benefits of matrix mixing for Q-factor equalization while incorporating additional processing to preserve the spectral efficiency characteristics of shaped signals, thus achieving both performance consistency and high data rate.

Inventive Principle:
Principle #40Composite materials

3Reliability

If matrix equalization is applied to balance channel performance, then Q-factor differences are eliminated, but transmission capacity decreases due to introduced penalties

Engineering Contradiction:
Improvechannel quality balanceVSAvoidtransmission capacity
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent segments the equalization process into different handling strategies based on signal format. Instead of applying a uniform matrix mixing approach to all signals, it separates the equalization treatment for traditional QAM signals (where matrix mixing is beneficial) from constellation-shaped signals (where alternative methods preserve capacity). This segmentation allows the system to achieve channel quality balance without universally incurring the transmission capacity penalty.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS12627373B2Equalization apparatus, optical communication system, and equalizing method of optical signals
Publication Date: 2026.05.12 NEC CORP
  • US12627373B2 patent drawing
  • US12627373B2 patent drawing
  • US12627373B2 patent drawing

AI summary

Channel monitoring means monitors channel quality information of a plurality of optical signals of a plurality of channels transmitted from a transmitting apparatus and received by a receiving apparatus, and outputting first information including the monitored channel quality information, the transmitting apparatus processing a plurality of data signals to transform them into a plurality of mixed data signals using a transfer matrix and converting the plurality of mixed signals into the plurality of optical signals. Estimation means estimates transmission a first objective between the transmitting apparatus and the receiving apparatus based on the first information and second information received from the transmitting apparatus, and outputting an estimation result. Matrix configurating means configures the transfer matrix based on the estimation result to optimize the first objective between the transmitting apparatus and the receiving apparatus, and outputting the configured transfer matrix to the transmitting apparatus for updating the transfer matrix therein.