Optical Component Alignment Using Marking Sets for Waveguide Coupling

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Solution Overview

Problem

Existing optical systems face challenges in precisely aligning waveguides for efficient light transmission, particularly with miniaturized components, as current methods are either complex and costly or require stringent manufacturing tolerances, limiting further miniaturization and increasing production costs.

Innovation Solution

An optical system with a first optical component featuring a recess and a marking set for precise alignment, allowing a second optical component with its own marking set to be accurately positioned and oriented relative to the first, enabling optical coupling through lateral and normal direction alignment, facilitated by registration using measuring devices like cameras.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If active methods are used for aligning optical components, then alignment precision is improved, but device complexity and manufacturing cost increase

Engineering Contradiction:
Improvealignment precisionVSAvoidmethod complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent uses optical copies (images) of the physical optical components and their marking sets to perform alignment. Instead of directly manipulating the physical components during alignment, the system creates optical copies through cameras and processes these copies to determine relative positions and orientations, thereby achieving precise alignment without complex active adjustment mechanisms.

Inventive Principle:
Principle #26Copying

Solution Approach 2:

The patent replaces active mechanical alignment methods with an optical measurement and computational approach. Instead of using mechanical feedback systems to actively adjust component positions, the system uses optical cameras to capture marking sets, processes these images computationally, and derives alignment information, substituting mechanical complexity with optical and computational simplicity.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Device complexity

If passive methods are used for aligning optical components, then device complexity is reduced, but manufacturing precision requirements become more stringent

Engineering Contradiction:
Improvemethod complexityVSAvoidmanufacturing tolerance
Core Design Contradiction:
Device complexityVSManufacturing precision

Solution Approach 1:

The patent applies preliminary action by incorporating marking sets into the optical components during the manufacturing process. These marking sets are pre-positioned with known geometric relationships to the optical elements, allowing for precise alignment to be achieved passively during assembly without requiring stringent manufacturing tolerances on the optical components themselves, as the markings provide the reference framework.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The marking sets serve as intermediary elements between the optical components and the alignment process. Rather than requiring direct precise manufacturing of the optical components themselves, the markings act as mediators that encode positional and orientational information, allowing the actual alignment to be performed with relaxed tolerances by reading these intermediary markers during assembly.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Manufacturing precision

If heterogenous integration methods are used, then manufacturing precision is improved, but productivity decreases due to process restrictions and small yields

Engineering Contradiction:
Improvealignment accuracyVSAvoidproduction yield
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent segments the alignment function from the manufacturing process. Instead of requiring the entire optical system to be manufactured as a single integrated unit with precise alignment (heterogenous integration), the system separates the optical components with standard manufacturing tolerances and uses the marking sets to encode alignment information that is applied during final assembly, thereby improving productivity while maintaining precision.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS11726263B2Optical system, optical components, and method for manufacturing an optical system
Publication Date: 2023.08.15 FRAUNHOFER GESELLSCHAFT ZUR FORDERUNG DER ANGEWANDTEN FORSCHUNG EV
  • US11726263B2 patent drawing
  • US11726263B2 patent drawing
  • US11726263B2 patent drawing

AI summary

Disclosed herein is an optical system, comprising a first optical component, featuring a first waveguide and a recess which passes at least partially through the first optical component from a front side to a back side, a second optical component, arranged in the recess of the first optical component, and a second waveguide optically coupled with the first waveguide, and a carrier substrate. The first optical component including a first marking set with a defined position/orientation relative to the first waveguide, the second optical component including a second marking set with a defined position/orientation relative to the second waveguide, and based on a relative position/orientation of the first and second marking sets, determine whether the first and the second optical components are aligned in a reference plane that is parallel to a surface of the carrier substrate, such that the first and the second waveguide are optically coupled.