Optical Mask Microstructures for LED Light Extraction

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Solution Overview

Problem

LEDs suffer from significant photon loss due to total internal refraction, leading to inefficient light extraction, which can be improved by using patterned sapphire substrates with nano-arrays to enhance luminosity and light extraction efficiency.

Innovation Solution

An optical mask with an array of microstructures on a mask substrate is used in photolithography to transform uniform optical exposure into specific patterns, allowing for the fabrication of patterned substrates with nano-arrays that optimize light reflection and extraction, utilizing self-assembly monolayers of microstructures with refractive indices greater than 1.4 and materials like polystyrene or PMMA.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If a flat sapphire substrate is used, then the manufacturing process is simple, but light extraction efficiency is poor due to total internal refraction

Engineering Contradiction:
Improvelight extraction efficiencyVSAvoidsubstrate structure complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The patent applies spherical microstructures (microspheres) on the sapphire substrate surface to replace the flat surface. These spherical structures act as microlenses that focus and extract light more efficiently, reducing total internal refraction losses while maintaining manufacturing simplicity through self-assembly processes

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The patent employs self-assembly of microspheres on the substrate surface, where the microspheres automatically organize into ordered arrays without requiring complex external patterning tools. This self-organizing behavior simplifies the manufacturing process while achieving the desired light extraction enhancement

Inventive Principle:
Principle #25Self-service

2Productivity

If nano-arrays are applied on the sapphire-air interface, then light extraction efficiency is improved, but the manufacturing complexity increases

Engineering Contradiction:
Improvelight extraction efficiencyVSAvoidfabrication complexity
Core Design Contradiction:
ProductivityVSEase of manufacture

Solution Approach 1:

The patent utilizes the self-assembly property of microspheres to automatically form ordered nano-arrays on the sapphire substrate. This self-organization eliminates the need for complex lithography or nanofabrication tools, significantly reducing manufacturing complexity while achieving high light extraction efficiency

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent uses a template or intermediate substrate that guides the self-assembly of microspheres into the desired pattern. This template copying approach allows replication of complex nano-arrays without requiring direct fabrication of each feature, simplifying the manufacturing process

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The optical mask effectively enhances light extraction efficiency by creating precise nanostructures on sapphire substrates, improving LED performance by over 400% compared to planar substrates, and allows for cost-effective and high-throughput fabrication of patterned substrates with improved luminosity.

Implementation Method 1

each of the microstructures is arranged to at least partially converge the uniform optical exposure thereby forming the array of optical exposure patterns

Methodology Applied
Scientific EffectRefraction: Refraction

Implementation Method 2

Due to total internal refraction, which is the reflection of photons upon entering a different medium with a lower refractive index

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 3

the array of microstructures defines a self-assembly monolayer of microstructures on the mask substrate

Methodology Applied
Scientific EffectSelf-assembly: Self-Assembly

Implementation Method 4

the step of forming the self-assembly monolayer of microstructures on a solution surface

Methodology Applied
Scientific EffectSurface tension: Surface Tension

Data Source

PatentUS10663856B2Optical mask for use in a photolithography process, a method for fabricating the optical mask and a method for fabricating an array of patterns on a substrate using the optical mask
Publication Date: 2020.05.26 CITY UNIVERSITY OF HONG KONG
  • US10663856B2 patent drawing
  • US10663856B2 patent drawing
  • US10663856B2 patent drawing

AI summary

An optical mask for use in a photolithography process, a method for fabricating the optical mask, and a method for fabricating an array of patterns on a substrate using the optical mask, wherein the optical mask includes an array of microstructures disposed on a mask substrate, and wherein the array of microstructures is arranged to transform a uniform optical exposure passing therethrough to an array of optical exposure patterns.