Optical Receiver Pilot-Aided Amplitude Phase Equalization

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Solution Overview

Problem

Current optical communications systems face challenges in achieving accurate demodulation and high data throughput due to inaccuracies in carrier-phase estimation and amplitude equalization, particularly at low signal-to-noise ratios, which limits their performance in densely modulated signals like 64-QAM and 256-QAM, and the need for bit rates exceeding 1 Tb/s with a single coherent receiver.

Innovation Solution

The implementation of pilot-aided separate amplitude and phase equalization methods, where pilot symbols are used to determine filtering coefficients and estimate phase noise, allowing for accurate amplitude and phase equalization independently, thereby improving signal demodulation and decoding accuracy.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If hard decision algorithms are used for phase and amplitude equalization, then the system complexity is reduced, but the measurement precision of signal parameters deteriorates

Engineering Contradiction:
Improveequalization algorithm complexityVSAvoidphase and amplitude estimation accuracy
Core Design Contradiction:
Device complexityVSMeasurement precision

Solution Approach 1:

The patent applies preliminary action by inserting known pilot symbols before data transmission. These pilot symbols allow the receiver to pre-calculate filtering coefficients and estimate channel characteristics (phase and amplitude) before actual data arrives. This preliminary estimation using known symbols improves measurement precision without increasing the complexity of the main data processing algorithm.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent uses pilot symbols as an intermediary element between transmitter and receiver. These intermediary symbols carry known information that mediates the estimation process, allowing the receiver to derive channel characteristics without directly analyzing the data symbols. This intermediary approach enables accurate parameter estimation while keeping the equalization algorithm simple.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If densely modulated signals are used to increase bit rate, then the productivity of the system increases, but the difficulty of detecting and measuring signal parameters increases

Engineering Contradiction:
Improvebit rateVSAvoidsignal parameter detection accuracy
Core Design Contradiction:
ProductivityVSDifficulty of detecting and measuring

Solution Approach 1:

For densely modulated signals carrying high bit rates, the patent uses pilot symbols to perform preliminary channel characterization. By estimating phase and amplitude using these known pilot symbols before data detection, the system avoids the complexity of directly detecting parameters from high-density data symbols, thereby maintaining detection accuracy while achieving high productivity.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent segments the transmission signal into pilot symbols and data symbols. This segmentation allows separate processing: pilot symbols are used for channel estimation and equalization parameter calculation, while data symbols are used for information transmission. This separation enables accurate parameter measurement even with densely modulated high-rate signals.

Inventive Principle:
Principle #1Segmentation

3Measurement precision

If pilot symbols are inserted for equalization, then the measurement precision of signal parameters improves, but the loss of information increases due to reduced data throughput

Engineering Contradiction:
Improveequalization accuracyVSAvoiddata throughput
Core Design Contradiction:
Measurement precisionVSLoss of information

Solution Approach 1:

The patent applies partial action by using only a portion of the transmitted symbols as pilot symbols for equalization, while the remaining symbols carry data. This partial use of pilot symbols provides sufficient equalization accuracy without excessively reducing data throughput. The filtering coefficients are calculated using only the pilot symbol information, allowing the system to achieve good measurement precision while minimizing information loss.

Inventive Principle:
Principle #16Partial or excessive action

Data Source

PatentEP3272039B1Method and receiver for decoding optical signal
Publication Date: 2019.06.05 MITSUBISHI ELECTRIC CORP
  • EP3272039B1 patent drawingFigure 1A
  • EP3272039B1 patent drawingFigure 1B
  • EP3272039B1 patent drawingFigure 1C

AI summary

A method decodes an optical signal transmitted over an optical channel from a transmitter to a receiver. The receiver receives the transmitted optical signal to produce a digital signal including data symbols and pilot symbols, and determines filtering coefficients based on an error between amplitudes of the received pilot symbols and amplitudes of transmitted pilot symbols, while ignoring errors between phases of the received pilot symbols and phases of the transmitted pilot symbols. The amplitudes and the phases of the transmitted pilot symbols are known at the transmitter and the receiver. The receiver filters the digital signal according to the filtering coefficients to produce a filtered signal with equalized amplitude and an unconstrained phase demodulates and decodes the filtered signal to produce an estimate of the transmitted optical signal.