Optical Resonant Cavity and Demultiplexer for High-Resolution Spectrometry

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Solution Overview

Problem

Current spectrometer designs face challenges in achieving high resolution, wide spectral range, and small footprint, with existing technologies like etched diffraction gratings and arrayed waveguide gratings limited by the number of grooves/waveguides, leading to increased device size and complexity, and optical attenuation issues in serial cascading of ring resonators.

Innovation Solution

An optical spectrometer apparatus combining an optical resonant cavity with a wavelength demultiplexer, generating a wavelength comb of sharp resonances that are spatially separated, achieving higher resolution than the demultiplexer alone, with the cavity and demultiplexer having a free spectral range matched for enhanced channel spacing and spectral range, and the apparatus being tunable and integrally disposed on a planar photonic circuit.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If etched diffraction gratings or arrayed waveguide gratings are used to improve resolution, then the number of grooves/waveguides must increase, but the device area increases with the square of the resolution improvement

Engineering Contradiction:
Improvespectrometer resolutionVSAvoiddevice area
Core Design Contradiction:
Measurement precisionVSArea of stationary object

Solution Approach 1:

The invention segments the spectral analysis function into two independent parts: (1) an optical resonant cavity that generates a wavelength comb with sharp resonances at specific wavelengths, and (2) a wavelength demultiplexer that spatially separates these wavelengths. This segmentation allows the cavity to provide high resolution through its narrow resonance linewidths while the demultiplexer provides wavelength separation, decoupling the resolution from the device area.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The invention introduces an optical resonant cavity as an intermediary component between the light source and the demultiplexer. The cavity generates a wavelength comb of sharp resonances that act as a high-resolution spectral reference, which is then fed into the demultiplexer. This intermediary enables the system to achieve resolution determined by the cavity's quality factor rather than by the number of demultiplexer channels.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Measurement precision

If arrayed waveguide gratings employ high order diffraction to improve resolution, then the free spectral range decreases, but the spectral range available is reduced

Engineering Contradiction:
Improvespectrometer resolutionVSAvoidspectral range
Core Design Contradiction:
Measurement precisionVSAdaptability or versatility

Solution Approach 1:

The invention makes the spectral analysis system tunable by using a tunable optical resonant cavity whose resonance wavelengths can be adjusted. This allows the wavelength comb generated by the cavity to be tuned across different spectral ranges, enabling the same device to operate at different wavelengths and spectral regions, thereby providing adaptability and versatility without sacrificing resolution.

Inventive Principle:
Principle #15Dynamics

3Measurement precision

If ring resonators are used to achieve high resolution with small device area, then individual tuning is required for each resonator, but the system complexity increases

Engineering Contradiction:
Improvespectrometer resolutionVSAvoidsystem complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The invention merges multiple ring resonators into a single integrated optical resonant cavity structure that generates a wavelength comb with multiple sharp resonances. Instead of requiring individual tuning of separate resonators, the combined cavity structure produces a comb of resonances at regularly spaced wavelengths, all of which can be simultaneously utilized. This merging reduces the number of independently tunable elements and simplifies the overall system.

Inventive Principle:
Principle #5Merging (Combining)

4Quantity of substance

If a very large number of ring resonators are serially cascaded to increase channel density, then optical attenuation increases, but the insertion loss accumulates

Engineering Contradiction:
Improvechannel densityVSAvoidoptical attenuation
Core Design Contradiction:
Quantity of substanceVSLoss of energy

Solution Approach 1:

The invention transitions from increasing channel density by adding more resonators in series (one-dimensional scaling) to generating a wavelength comb with multiple channels simultaneously from a single cavity (dimensional transformation). The cavity generates N sharp resonances at different wavelengths that are then spatially separated by the demultiplexer, achieving high channel density without serial cascading and thus avoiding cumulative insertion losses.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enables a high-resolution, wide spectral range spectrometer with a small footprint, achieving channel spacing of 0.1 nm and over 100 channels, with a footprint of 2 mm^2, and allows for increased channel density through serialization techniques, significantly reducing device size compared to traditional demultiplexers.

Implementation Method 1

an optical resonant cavity having an input, an output, wherein multiple wavelengths that are matched to the cavity resonances and separated by a free spectral range (FSR) can be transmitted from the input to the output

Methodology Applied
Scientific EffectResonance: Resonance

Implementation Method 2

a wavelength demultiplexer having an input and a plurality of outputs, wherein the optical resonant cavity output is coupled to the demultiplexer input, further wherein the demultiplexer outputs are characterized by a channel spacing that is closely matched to the free spectral range of the optical resonant cavity

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentUS9819435B2Optical apparatus, method, and applications
Publication Date: 2017.11.14 CORNELL UNIVERSITY
  • US9819435B2 patent drawing
  • US9819435B2 patent drawing
  • US9819435B2 patent drawing

AI summary

A high resolution, wide spectral range, optical apparatus that includes an optical resonator cavity and a wavelength demultiplexer, arrangeable in multiple configurations. A method for increasing the resolution of a wavelength demultiplexer involves inputting light into an optical resonant cavity; inputting a plurality of different resonant output wavelengths to a wavelength demultiplexer; and routing each different resonant wavelength to a different output waveguide of the demultiplexer to generate a demultiplexer output spectrum. The method further involves performing either a time serialization or a space serialization procedure to increase the channel density and fully cover the spectrum of interest.