Optical Security Component Plasmonic Authentication

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Solution Overview

Problem

Current optical security components for document authentication lack ease of use and reliability for non-expert verification, particularly in providing distinct and stable optical effects that are difficult to reproduce and sensitive to observation conditions.

Innovation Solution

A reflective optical security component featuring a dielectric-metal interface with structured sub-wavelength gratings that utilize plasmon resonances to create variable and contrasting color effects, allowing for authentication through azimuthal rotation or translation, with a metal layer thickness ensuring maximum residual transmission and a closure layer for adhesion.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional optical security components are used for document authentication, then authentication functionality is provided, but the optical effects are sensitive to observation conditions and lack stability

Engineering Contradiction:
Improveauthentication reliabilityVSAvoidoptical effect stability
Core Design Contradiction:
ReliabilityVSStability of the object's composition

Solution Approach 1:

The patent changes the fundamental optical parameter from conventional diffraction-based effects to plasmonic resonance effects. By structuring the metal-dielectric interface with sub-wavelength gratings, the system achieves optical effects that are governed by plasmonic resonance conditions rather than traditional diffraction, resulting in more stable and less observation-condition-sensitive authentication effects

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs a composite metal-dielectric structure where a metal layer (supporting plasmonic resonances) is combined with a dielectric layer (containing sub-wavelength grating structure). This composite configuration enables stable plasmonic mode propagation and creates authentication effects that are robust against variations in observation conditions

Inventive Principle:
Principle #40Composite materials

2Reliability

If complex optical structures are used to provide distinctive optical effects, then authentication reliability improves, but the complexity of the component increases

Engineering Contradiction:
Improveauthentication reliabilityVSAvoidcomponent complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent extracts and isolates the essential authentication function to a specific metal-dielectric interface region with sub-wavelength gratings. By concentrating the optical effect generation at this specific interface rather than using complex multi-layer structures throughout, the design achieves reliable authentication with reduced overall component complexity

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent applies the sub-wavelength grating structure locally at the metal-dielectric interface where plasmonic resonances are generated, rather than throughout the entire component. This localized structuring provides distinctive optical effects for authentication while keeping the rest of the component structure simple

Inventive Principle:
Principle #3Local quality

3Reliability

If sub-wavelength gratings are structured at the metal-dielectric interface to form plasmonic resonances, then stable and contrasting color effects are achieved, but manufacturing precision requirements increase

Engineering Contradiction:
Improveoptical effect stabilityVSAvoidgrating structuring precision
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent segments the authentication component into distinct functional layers: a dielectric layer containing the sub-wavelength grating pattern and a metal layer supporting plasmonic resonances. This segmentation allows each layer to be optimized and manufactured separately, with the grating structure formed in the dielectric layer through conventional photolithography techniques, thereby reducing overall manufacturing precision requirements

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The component provides original and contrasting color variations tolerant to angle changes, enabling easy and reliable authentication by non-experts, behaving like a band-stop reflection filter with improved plasmonic mode propagation and stability.

Implementation Method 1

a continuous metallic layer forming with said layer of dielectric material a metal-dielectric interface, having a thickness sufficient to allow reflection of incident light on said interface in the spectral band of observation with a maximum residual transmission as a function of wavelength of 2%

Methodology Applied
Scientific EffectReflection: Reflection

Implementation Method 2

said component implementing plasmonic resonances in order to present remarkable optical effects to allow an uninitiated user to perform authentication checks with maximum comfort and very high reliability

Methodology Applied
Scientific EffectPlasmonic resonance: Resonance

Implementation Method 3

These remarkable effects can be explained by plasmonic resonance effects at the metal-dielectric interface, which allow for the creation of a band-stop reflection filter, variable according to the observation conditions, and exhibiting good tolerance as a function of the angle of incidence

Methodology Applied
Scientific EffectBand-stop filtering: Filter (optical)

Data Source

PatentEP2771724B1Optical security component having a reflective effect, manufacture of said component, and secured document provided with such a component
Publication Date: 2019.02.27 SURYS
  • EP2771724B1 patent drawingFigure 1A~1B
  • EP2771724B1 patent drawingFigure 2A~2B
  • EP2771724B1 patent drawingFigure 3A~3B

AI summary

One aspect of the invention relates to an optical security component (10) for being observed in a spectral band between 380 and 780 nm and having direct reflection, including a layer made of a dielectric material (101) which is transparent in said observation spectral band, a continuous metal layer (102) forming a metal-dielectric interface with said layer made of a dielectric material and having a thickness (t) sufficient to enable the reflection of the light incident on said interface in the observation spectral band with a residual maximum transmission as a function of the wave length of 2% and structured at said interface to form, in a first coupling area, two sets of undulations extending in two directions and forming a first two-dimensional network having the sub wavelength periods (Lambda1, Lambda2) in each one of the directions.