Optically Active Waveguide Integration on Silicon

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Solution Overview

Problem

The integration of optically active devices with silicon-based integrated optics systems is challenging due to the need for complex and costly packaging methods, which often compromise the performance of either the optically active device or the waveguides, and achieving low-loss coupling with other optical elements is difficult.

Innovation Solution

An integrated-optics system is developed where an optically active waveguide with a compound-semiconductor coupling layer is formed on a silicon substrate, allowing for low-loss propagation of light signals between the optically active waveguide and other optical elements by defining a passive waveguide at the interface, enabling independent design of active and passive components and facilitating advanced packaging techniques.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If discrete optically active devices are completely formed separately and optically coupled with a photonic integrated circuit through conventional packaging methods, then integration flexibility is improved, but device complexity and packaging cost increase significantly

Engineering Contradiction:
Improveintegration flexibilityVSAvoidpackaging complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent merges the optically active device and the photonic integrated circuit onto a single common substrate, eliminating the need for separate packaging and optical coupling between discrete devices. This integration approach reduces packaging complexity while maintaining design flexibility, as the devices are formed together in a unified structure rather than being assembled separately.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent segments the substrate into distinct regions: a first region containing the optically active device and a second region containing the waveguides. This spatial segmentation allows independent optimization of each device type while maintaining their integrated relationship, providing flexibility in device design without requiring complex packaging arrangements.

Inventive Principle:
Principle #1Segmentation

2Productivity

If compound-semiconductor material is directly bonded on a substrate containing silicon waveguides to provide on-chip light generation, then integration density is improved, but manufacturing complexity increases

Engineering Contradiction:
Improveintegration densityVSAvoidmanufacturing complexity
Core Design Contradiction:
ProductivityVSEase of manufacture

Solution Approach 1:

The patent divides the substrate into a first region for the optically active device and a second region for the waveguides. This segmentation allows the compound-semiconductor material to be selectively applied only where needed, reducing overall manufacturing complexity while achieving high integration density in the active device region.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent applies compound-semiconductor material with specific properties locally in the first region, while the second region maintains silicon-based waveguides. This local quality approach enables optimized performance in each region without requiring complex manufacturing processes across the entire substrate, balancing integration density with ease of manufacture.

Inventive Principle:
Principle #3Local quality

3Reliability

If hetero-epitaxial growth is employed to directly grow compound-semiconductor material on silicon-based planar lightwave circuitry, then optical coupling efficiency is improved, but processing complexity increases

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidprocessing complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent uses hetero-epitaxial growth to grow compound-semiconductor material specifically in the first region, separated from the silicon-based waveguides in the second region. This spatial segmentation maintains excellent optical coupling efficiency at the interface between regions while simplifying the overall processing by confining complex epitaxial growth to a localized area rather than requiring it across the entire substrate.

Inventive Principle:
Principle #1Segmentation

4Adaptability or versatility

If conventional packaging methods are used to couple discrete devices with silicon waveguides, then device independence is improved, but optical loss increases

Engineering Contradiction:
Improvedevice independenceVSAvoidoptical loss
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The patent merges the optically active device and silicon waveguides into a single integrated structure on a common substrate, eliminating the optical interfaces required by conventional packaging methods. This integration removes the sources of optical loss associated with discrete coupling while maintaining device functionality and independence through spatial segmentation into distinct regions.

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables cost-effective and reliable integration of optically active devices without compromising performance, improves coupling efficiency, and allows for simpler and more robust packaging, maintaining the cost advantages of silicon substrates while enhancing mechanical robustness and reducing optical loss.

Implementation Method 1

the coupling layer is configured to define a low-loss, passive waveguide at an interface between the first region and a second region

Methodology Applied
Scientific EffectWaveguide: Waveguide (optics)

Implementation Method 2

the active-material stack is configured to force optical energy within the optically active waveguide to transition, preferably adiabatically, into the passive waveguide

Methodology Applied
Scientific EffectAdiabatic transition: Adiabatic Cooling

Data Source

PatentUS11733457B2Optically active waveguide and method of formation
Publication Date: 2023.08.22 QUINTESSENT INC
  • US11733457B2 patent drawing
  • US11733457B2 patent drawing
  • US11733457B2 patent drawing

AI summary

Integrated-optics systems are presented in which an active-material stack is disposed on a coupling layer in a first region to collectively define an OA waveguide that supports an optical mode of a light signal. The coupling layer is patterned to define a coupling waveguide and a passive waveguide, which are formed as two abutting, optically coupled segments of the coupling layer. The lateral dimensions of the active-material stack are configured to control the shape and vertical position of the optical mode at any location along the length of the OA waveguide. The active-material stack includes a taper that narrows along its length such that the optical mode is located completely in the coupling waveguide where the coupling waveguide abuts the passive waveguide. In some embodiments, the passive layer is optically coupled with the OA waveguide and a silicon waveguide, thereby enabling light to propagate between them.