Organic Amine Neutralization for Polyester Resin Emulsification

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Solution Overview

Problem

The existing solvent-based phase inversion emulsification process for producing polyester emulsion aggregation toners faces challenges in emulsifying high molecular weight branched amorphous polyester resins with low acid values and high softening points, resulting in inconsistent particle sizes and low efficiency due to the use of ammonium hydroxide as a neutralization agent.

Innovation Solution

The process involves using organic amines such as triethylamine or triethaneolamine as neutralization agents to facilitate the formation of stable aqueous emulsions with desired particle sizes (100-250 nm) by mixing polyester resins with solvents and agitating in water, replacing the traditional basic neutralization agents like ammonium hydroxide.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If ammonium hydroxide is used as neutralization agent, then the emulsification process is simple and well-established, but high molecular weight branched amorphous polyester resins with low acid values cannot be successfully emulsified

Engineering Contradiction:
Improveemulsification process simplicityVSAvoidcompatibility with high molecular weight branched polyester resins
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The patent changes the chemical parameters of the neutralization agent from inorganic (ammonium hydroxide) to organic amines with specific molecular weights and functional groups. This parameter change enables successful emulsification of high molecular weight branched polyester resins with low acid values that cannot be emulsified by traditional ammonium hydroxide, while maintaining a relatively simple batch process approach.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces organic amines as intermediary substances that mediate between the polyester resin and water phases. These organic amines act as effective neutralization agents that can handle the specific challenges of high molecular weight branched resins, serving as a bridge that enables emulsification where traditional agents fail.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If traditional PIE process parameters are used, then the process is straightforward, but particle size control is inconsistent and lot-to-lot variations require time-consuming adjustments

Engineering Contradiction:
Improveemulsification speedVSAvoidparticle size distribution control
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent changes multiple process parameters simultaneously: neutralization agent type (to organic amines), neutralization ratio (optimized ranges provided), and resin-to-solvent ratios. These parameter changes work together to achieve consistent particle sizes of 100-250 nm with narrow distributions, eliminating the lot-to-lot variations that plague traditional processes.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent establishes a systematic approach where resin characteristics (acid value, molecular weight, branching) are measured and used to determine appropriate neutralization ratios and process conditions. This feedback mechanism allows for consistent results across different resin lots without requiring extensive trial and error adjustments.

Inventive Principle:
Principle #23Feedback

3Reliability

If high molecular weight branched polyester resins are used to achieve desired toner properties, then low melt temperature and good flow are achieved, but emulsification becomes difficult or impossible with traditional agents

Engineering Contradiction:
Improvetoner performance consistencyVSAvoidemulsification difficulty
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent changes the neutralization agent parameters to organic amines with specific molecular weights (50-500 g/mol) and functional groups that can effectively neutralize the low acid values of high molecular weight branched polyester resins. This enables the use of these superior resin materials without emulsification difficulties.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The organic amine neutralization agents serve as intermediaries that make the emulsification of high molecular weight branched polyester resins feasible. These agents bridge the gap between the resin's low reactivity (low acid value) and the water phase, enabling successful emulsion formation.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Adaptability or versatility

If extensive trial and error adjustments are made to achieve successful emulsification, then some resin lots can be processed, but the process becomes time-consuming and inefficient

Engineering Contradiction:
Improveresin lot compatibilityVSAvoidprocess adjustment time
Core Design Contradiction:
Adaptability or versatilityVSLoss of time

Solution Approach 1:

The patent establishes optimized parameter ranges for organic amine neutralization agents, neutralization ratios, and resin-to-solvent ratios that work across different resin lots. This systematic parameter optimization eliminates the need for extensive trial and error, reducing process adjustment time while maintaining broad resin lot compatibility.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent develops a universal emulsification process using organic amines that can handle various high molecular weight branched polyester resins with different acid values and molecular weights. This universal approach eliminates the need for lot-specific optimization, significantly reducing adjustment time while maintaining versatility.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables easier and more scalable emulsification of high molecular weight polyester resins, achieving narrow particle size distributions and improving the production of low melt or ultra-low melt emulsion aggregation toners with enhanced relative humidity sensitivity and fusing characteristics.

Implementation Method 1

neutralizing the resin mixture with a neutralizing agent in water

Methodology Applied
Scientific EffectNeutralization:

Implementation Method 2

agitating the resin mixture and neutralizing agent in water to form an aqueous emulsion

Methodology Applied
Scientific EffectEmulsion formation: Emulsion

Data Source

PatentUS9395637B2Neutralizing agents for resin emulsions
Publication Date: 2016.07.19 XEROX CORP
  • US9395637B2 patent drawing
  • US9395637B2 patent drawing
  • US9395637B2 patent drawing

AI summary

Incorporation of organic amines as neutralization agents in based phase inversion emulsification (PIE) processes to provide emulsification of high molecular amorphous and high molecular branch amorphous polyester resins, which are traditionally difficult to emulsify. The organic amines facilitate emulsification of these resins to achieve desired particle size with a narrow size distribution.