OT Network Monitoring for Rule-Based Data Blocking

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Solution Overview

Problem

Industrial automation systems face issues with undesirable data being transmitted to operational technology (OT) devices, which can cause unintended operation, interfere with communication, and impact the overall operation of the system, highlighting the need for effective data monitoring and blocking mechanisms.

Innovation Solution

A monitoring device is implemented to identify and selectively forward data to OT devices based on predefined rules, utilizing machine learning to generate and adjust these rules, and performing intrusion detection and prevention to block undesirable data communications.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If data transmission to OT devices is unrestricted, then system operation flexibility is maintained, but undesirable data can cause unintended operation and interfere with communication

Engineering Contradiction:
Improvesystem operation reliabilityVSAvoiddata communication flexibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent introduces a monitoring device as an intermediary component positioned between the network and OT devices. This monitoring device intercepts data packets, applies rules to determine whether to forward or block them, and thereby protects OT devices from undesirable data while maintaining legitimate communication flexibility. The intermediary resolves the contradiction by filtering data based on predefined criteria rather than allowing unrestricted transmission.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If monitoring and blocking mechanisms are implemented, then protection from undesirable data is improved, but system complexity increases

Engineering Contradiction:
Improvedata communication securityVSAvoidmonitoring system complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent implements preliminary action by establishing a comprehensive set of rules before the monitoring device begins operation. These rules predefine conditions for forwarding or blocking data packets based on OT device identifiers, data characteristics, and communication patterns. By preparing the rule set in advance, the system achieves effective protection without requiring complex real-time analysis, thereby reducing operational complexity while maintaining high security.

Inventive Principle:
Principle #10Preliminary action

3Reliability

If data packets are inspected and filtered, then undesirable data is blocked, but communication latency increases

Engineering Contradiction:
Improvedata filtering effectivenessVSAvoiddata communication latency
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The monitoring device creates a copy of incoming data packets for inspection against the rule set, while the original packet remains intact for rapid forwarding. This copying approach allows the system to perform thorough filtering analysis on the duplicate without delaying the processing of the original packet. When a packet matches forwarding criteria, the original can be transmitted immediately, minimizing latency while still achieving effective filtering through the copied packet analysis.

Inventive Principle:
Principle #26Copying

Data Source

PatentEP4300889A1Network monitoring system for operational technology devices
Publication Date: 2024.01.03 ROCKWELL AUTOMATION TECH INC
  • EP4300889A1 patent drawingFigure 1
  • EP4300889A1 patent drawingFigure 2
  • EP4300889A1 patent drawingFigure 3

AI summary

Embodiments of this present disclosure include an industrial automation system, including an operational technology (OT) industrial automation device. The OT industrial automation device may perform an operation for the industrial automation system. Further, the OT industrial automation device may receive data comprising instructions related to the operation. Embodiments also include a monitoring device to receive the data; identify the OT industrial automation device based on the data, retrieve one or more rules for providing communications to the OT industrial automation device in response to identifying the OT industrial automation device; and selectively forward the data to the OT industrial automation device based on the one or more rules.