CMP Slurry for Selective Oxide Polishing

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Solution Overview

Problem

Conventional chemical-mechanical polishing compositions for semiconductor substrates often result in overpolishing and topographical defects like dishing during shallow trench isolation, leading to short-circuits and reduced device quality.

Innovation Solution

A chemical-mechanical polishing composition comprising 0.05 wt.% to 10 wt.% ceria abrasive and 10 ppm to 1000 ppm of a specific polymer, along with water, with a pH of 1 to 4.5, is used to polish substrates, providing selective removal rates and minimizing defects.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional abrasive-containing polishing compositions are used, then polishing action is achieved, but overpolishing and dishing occur leading to topographical defects

Engineering Contradiction:
Improvepolishing removal rateVSAvoidsurface flatness
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent changes the chemical parameters of the polishing composition by using abrasive-free formulations with specific pH ranges (2-4.5) and incorporating chelating agents, polymers, and surfactants. These parameter changes enable effective polishing while preventing overpolishing and dishing, thus achieving both high productivity and manufacturing precision

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces the mechanical abrasive system with a chemical-mechanical system using soluble abrasive alternatives. The polishing action is achieved through chemical dissolution enhanced by mechanical pressure and friction, rather than purely mechanical abrasion. This substitution eliminates the harsh mechanical action that causes dishing while maintaining effective material removal

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Productivity

If selectivity for oxide polishing is emphasized over silicon nitride, then oxide removal rate increases, but silicon nitride layer may be compromised

Engineering Contradiction:
Improveoxide removal rateVSAvoidstopping layer integrity
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent adjusts chemical parameters including pH (2-4.5), ionic strength, and composition of chelating agents to achieve selective oxide polishing. These parameter changes create optimal conditions for oxide dissolution while maintaining silicon nitride integrity, enabling high oxide removal rates without compromising the stopping layer

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces chelating agents (EDTA, DTPA, HEDPA) as intermediaries that selectively complex with metal ions from oxide materials. These chelating agents mediate the polishing reaction by enhancing oxide dissolution through complexation while having minimal effect on silicon nitride, thus achieving selective removal with high reliability

Inventive Principle:
Principle #24Intermediary (Mediator)

3Manufacturing precision

If polymer additives are added to increase oxide-to-polysilicon selectivity, then selectivity improves, but composition complexity increases

Engineering Contradiction:
Improvepolishing selectivityVSAvoidcomposition formulation
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent uses polymers that perform multiple functions simultaneously: they provide selectivity enhancement, act as dispersants for uniform distribution, serve as stabilizers for pH and composition, and function as lubricants. This multi-functionality achieves high manufacturing precision without proportionally increasing composition complexity

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent creates composite polishing compositions combining multiple components (chelating agents, polymers, surfactants, buffers) that work synergistically. The composite formulation achieves enhanced selectivity through the combined effects of its components rather than relying on a single complex additive, thereby managing overall composition complexity

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The composition achieves high removal rates with low defectivity and improved selectivity for silicon oxide, silicon nitride, and polysilicon, reducing dishing and oxide loss, thereby enhancing semiconductor device fabrication quality.

Implementation Method 1

Polishing compositions (also known as polishing slurries) typically contain an abrasive material in a liquid carrier and are applied to a surface by contacting the surface with a polishing pad saturated with the polishing composition. Typical abrasive materials include silicon dioxide, cerium oxide, aluminum oxide, zirconium oxide, and tin oxide.

Methodology Applied
Scientific EffectAbrasion: Abrasion

Implementation Method 2

the addition of a series of BRIJ and polyethylene oxide surfactants, as well as PLURONIC L-64, an ethylene oxide-propylene oxide-ethylene oxide triblock copolymer with an HLB of 15, is purported to increase the polishing selectivity of oxide to polysilicon

Methodology Applied
Scientific EffectChemical dissolution:

Data Source

PatentUS9165489B2CMP compositions selective for oxide over polysilicon and nitride with high removal rate and low defectivity
Publication Date: 2015.10.20 CMC MATERIALS INC
  • US9165489B2 patent drawing
  • US9165489B2 patent drawing
  • US9165489B2 patent drawing

AI summary

The invention provides a chemical-mechanical polishing composition containing a ceria abrasive and a polymer of formula I:wherein X1 and X2, Y1 and Y2, Z1 and Z2, R1, R2, R3, and R4, and m are as defined herein, and water, wherein the polishing composition has a pH of about 1 to about 4.5. The invention further provides a method of chemically-mechanically polishing a substrate with the inventive chemical-mechanical polishing composition. Typically, the substrate contains silicon oxide, silicon nitride, and/or polysilicon.