Enzymatic Resolution of Pantolactone for High-Purity (R)-Pantolactone Acetate

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Solution Overview

Problem

Current methods for producing (R)-pantolactone, a biologically active form of vitamin B5, are inefficient due to high costs of chemical synthesis and insufficient yield and selectivity of microbial enzymes, necessitating a more effective and simpler enantioselective production process.

Innovation Solution

A 2-step process involving enantioselective acetylation of racemic pantolactone using specific enzymes like triacylglycerol lipase and cutinase, followed by racemization of (S)-pantolactone with a transition metal complex, achieving up to 100% conversion to (R)-pantolactone acetate, which can be further converted to (R)-pantolactone.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If chemical synthesis is used to produce (R)-pantolactone, then the production process can be established, but the substrates are expensive and racemic intermediates require optical resolution

Engineering Contradiction:
Improveproduction process establishmentVSAvoidoptical resolution steps
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent extracts and utilizes a specific enantioselective lipase enzyme (CAL-B from Candida antarctica) to selectively catalyze the acylation of (R)-pantolactone, separating the enantioselective step from the overall synthesis process. This enzymatic resolution step replaces complex chemical optical resolution methods, simplifying the production process while maintaining reliability.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent introduces an enzymatic resolution step as an intermediary between chemical synthesis and final product isolation. The lipase enzyme acts as a mediator that selectively reacts with one enantiomer, converting (R)-pantolactone to (R)-pantolactone acetate while leaving (S)-pantolactone unchanged, thereby simplifying subsequent separation and purification steps.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of manufacture

If microbial enzymes are used for (R)-pantolactone production, then the process can be simplified, but the yield and selectivity are insufficient

Engineering Contradiction:
Improveprocess simplificationVSAvoidyield and selectivity
Core Design Contradiction:
Ease of manufactureVSProductivity

Solution Approach 1:

The patent optimizes multiple parameters including using vinyl acetate as the acyl donor instead of traditional acetate esters, conducting the reaction in non-aqueous conditions (organic solvents or solvent-free systems), and controlling temperature and pH to maximize enzymatic activity. These parameter changes collectively enhance both the yield (up to 100% conversion) and selectivity (E-value > 100) of the microbial enzyme system.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs a dynamic approach by using an immobilized enzyme system that can be reused multiple times, and by optimizing reaction conditions to maintain high enzymatic activity throughout the process. The two-step process design allows for dynamic control where step 1 produces the enantiomerically enriched product and step 2 racemizes the unwanted enantiomer, maintaining high productivity across multiple batches.

Inventive Principle:
Principle #15Dynamics

3Manufacturing precision

If enantioselective acetylation is performed, then (R)-pantolactone acetate can be produced, but additional hydrolysis steps are required to obtain (R)-pantolactone

Engineering Contradiction:
Improveenantiomeric excessVSAvoidadditional hydrolysis steps
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent produces (R)-pantolactone acetate as a stable intermediate that can be considered a 'copy' or protected form of the final product. This intermediate can be stored and transported more easily than the free hydroxyl form, and can be converted to the final product on-demand through simple hydrolysis, maintaining high enantiomeric excess throughout the process.

Inventive Principle:
Principle #26Copying

Solution Approach 2:

The patent performs enantioselective acetylation as a preliminary action before final product isolation. By converting (R)-pantolactone to (R)-pantolactone acetate with high enantiomeric excess, the complex separation and purification steps are performed on the more stable acetate intermediate, after which the final hydrolysis to (R)-pantolactone is a simple final step, effectively reversing the traditional sequence and simplifying the overall process.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This process enhances the enantioselective production of (R)-pantolactone with high conversion rates and enantiomeric excess, reducing the need for additional resolution and purification steps, making it suitable for industrial-scale production.

Implementation Method 1

catalytic action of enzymes having carboxylic ester hydrolase [EC 3.1.1] activity, including triacylglycerol lipase enzymes [EC 3.1.1.3] and cutinase enzymes [EC 3.1.1.74], wherein (S)-pantolactone and an acetate ester are selectively converted into (R)-pantolactone-acetate via enantioselective acetylation

Methodology Applied
Scientific EffectEnzyme catalysis: Enzyme

Implementation Method 2

racemization of (S)-pantolactone using a specific transition metal complex as (chemical) catalyst

Methodology Applied
Scientific EffectCatalysis: Catalysis

Data Source

PatentEP3748009A1Synthesis of (r)-pantolactone acetate
Publication Date: 2020.12.09 DSM IP ASSETS BV
  • EP3748009A1 patent drawing
  • EP3748009A1 patent drawing
  • EP3748009A1 patent drawing

AI summary

The present invention relates to a 2-step process comprising step (1) kinetic resolution of R/S-pantolactone using an enantioselective acetylating enzyme and step (2) racemization of (S)-pantolactone in the presence of at least one specific chemical catalyst leading to highly enriched (R)-pantolactone acetate. Both step (1) and (2) might be carried-out in a one-pot reaction/system.