Pantolactone Phase Separation Process

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Solution Overview

Problem

Existing processes for producing pantolactone face limitations such as low production capacity, high energy requirements for concentrating aqueous product solutions, solvent purification and recycling issues, corrosiveness of hydrogen chloride, and high sodium chloride content, leading to increased production costs and complex racemate resolution.

Innovation Solution

A phase separation process involving the reaction of hydroxypivalaldehyde cyanohydrin with a molar excess of neutralization equivalents of an acid, followed by neutralization to maintain a pH below 1.1 and water content between 40-60%, resulting in a high-concentration organic phase of pantolactone and a saturated salt solution, eliminating the need for hydrogen chloride and alkali metal hydroxides.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional extraction and distillation methods are used to isolate pantolactone, then the product can be obtained, but high energy requirements and solvent purification issues occur

Engineering Contradiction:
Improvepantolactone production efficiencyVSAvoidenergy consumption for concentration and distillation
Core Design Contradiction:
ProductivityVSUse of energy by stationary object

Solution Approach 1:

The invention utilizes phase separation of the reaction mixture into aqueous and organic phases based on density differences. The pantolactone naturally partitions into the organic phase, eliminating the need for energy-intensive distillation and concentration steps required in conventional methods.

Inventive Principle:
Principle #36Phase transitions

Solution Approach 2:

The invention extracts pantolactone from the reaction mixture by phase separation rather than using solvent extraction followed by distillation. The organic phase containing pantolactone is directly separated from the aqueous phase, removing the need for solvent recovery and energy-intensive concentration steps.

Inventive Principle:
Principle #2Taking out (Extraction)

2Ease of manufacture

If hydrogen chloride is used to convert cyanohydrin to pantolactone, then the reaction proceeds, but corrosiveness and high sodium chloride content result

Engineering Contradiction:
Improvepantolactone synthesis feasibilityVSAvoidcorrosiveness and salt content
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The invention changes the chemical parameters by using sulfuric acid instead of hydrogen chloride, and uses ammonia or carbonate bases instead of hydroxide bases. This parameter change eliminates the formation of sodium chloride and reduces corrosiveness while maintaining reaction effectiveness.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention uses ammonia or carbonate bases that form non-corrosive, easily removable salts compared to hydroxide bases. The resulting ammonium or carbonate salts are less problematic than sodium chloride, reducing waste treatment requirements and corrosiveness issues.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Ease of operation

If alkali metal hydroxides are used for neutralization, then pH adjustment is achieved, but saponification to pantoate occurs and racemate resolution becomes complex

Engineering Contradiction:
ImprovepH control capabilityVSAvoidracemate resolution complexity
Core Design Contradiction:
Ease of operationVSDevice complexity

Solution Approach 1:

The invention changes the base parameter from hydroxide to ammonia or carbonate. This prevents saponification of the lactone ring while still achieving effective neutralization and pH control, thereby avoiding the formation of pantoate that would require complex enzymatic resolution.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention converts the potential harm of strong base-induced saponification into a benefit by using milder bases (ammonia or carbonate) that achieve neutralization without opening the lactone ring. This simplifies the overall process by eliminating the need for subsequent racemate resolution steps.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

4Ease of manufacture

If aqueous product solutions with low concentration are produced, then the synthesis is simple, but production capacity is limited and concentration is energy-intensive

Engineering Contradiction:
Improvesynthesis simplicityVSAvoidproduction capacity
Core Design Contradiction:
Ease of manufactureVSProductivity

Solution Approach 1:

The invention achieves both simplicity and high productivity by utilizing phase separation. The reaction mixture naturally separates into phases with pantolactone concentrated in the organic phase, providing both high production capacity and simplified isolation without energy-intensive concentration steps.

Inventive Principle:
Principle #36Phase transitions

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This process achieves a high pantolactone content in the organic phase, reduces sodium chloride content, avoids saponification to pantoate, and enables enzymatic separation of enantiomers, thus overcoming the limitations of existing methods.

Implementation Method 1

the reaction mixture separates into two phases, with the upper organic phase containing pantolactone in high concentration and the lower aqueous phase containing a highly concentrated, preferably saturated, salt solution

Methodology Applied
Scientific EffectPhase separation: Liquid-Liquid Extraction

Data Source

PatentEP3310768B1Preparation of pantolactone
Publication Date: 2020.04.15 BASF SE
  • EP3310768B1 patent drawingFigure 1
  • EP3310768B1 patent drawing
  • EP3310768B1 patent drawing

AI summary

The present invention relates to a novel method for preparing pantolactone by reacting hydroxypivalaldehyde cyanohydrin in a phase separation method.