Patterned GaN Substrate for Epitaxial Growth

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Solution Overview

Problem

GaN-based semiconductor light emitting elements face challenges in enhancing light-emitting efficiency due to high dislocation defects and limited light extraction efficiency, particularly when using inexpensive substrates like sapphire and silicon.

Innovation Solution

A substrate for epitaxial growth with a novel uneven surface pattern featuring convex portions arranged at 120-degree intervals, forming equilateral hexagonal growth spaces that promote the growth of hexagonal pyramidal or truncated pyramidal crystals, reducing dislocation density and enhancing light extraction.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a flat sapphire substrate is used for epitaxial growth, then the manufacturing process is simple, but the GaN-based semiconductor crystal contains high density dislocation defects

Engineering Contradiction:
Improvesubstrate processing simplicityVSAvoiddislocation defect density
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The substrate surface is segmented into multiple convex portions with growth spaces between them. This segmentation prevents the formation of large continuous crystal domains, allowing independent growth control in each region and reducing the propagation of dislocation defects across the entire substrate.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The substrate surface is given non-uniform local structure with convex portions having specific crystal orientations (c-plane, a-plane, or r-plane) in different regions. This local quality variation enables controlled epitaxial growth with reduced dislocations in each local area, improving overall crystal quality.

Inventive Principle:
Principle #3Local quality

2Manufacturing precision

If the growth surface is processed to an uneven surface by etching, then dislocation defects are reduced, but the light extraction efficiency is not maximized

Engineering Contradiction:
Improvedislocation defect densityVSAvoidlight extraction efficiency
Core Design Contradiction:
Manufacturing precisionVSUse of energy by moving object

Solution Approach 1:

The convex portions are formed with curved surfaces having specific radii of curvature. This curvature design optimizes both the reduction of dislocation defects during epitaxial growth and the extraction of light from the grown crystal by creating favorable refraction and scattering conditions at the curved interfaces.

Inventive Principle:
Principle #14Spheroidality (Curvature)

3Manufacturing precision

If conventional uneven surface patterns are used, then some dislocation reduction is achieved, but the density of hexagonal crystals is not maximized

Engineering Contradiction:
Improvedislocation defect densityVSAvoidhexagonal crystal density
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The convex portions are arranged in an asymmetric pattern where each convex portion has three closest convex portions at 120-degree intervals, creating equilateral hexagonal growth spaces. This asymmetric arrangement optimizes the nucleation and growth of hexagonal GaN crystals, maximizing crystal density while maintaining low dislocation levels.

Inventive Principle:
Principle #4Asymmetry

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The substrate achieves low-dislocation-density GaN-based semiconductor films with high light extraction efficiency, suitable for high-output applications like illumination, by delaying two-dimensionalization of the growth surface and maximizing the density of hexagonal crystals.

Implementation Method 1

a substrate for epitaxial growth which has an uneven surface, as a surface for epitaxial growth

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Implementation Method 2

there has been developed an epitaxial growth technique which generates a lateral growth mode of a GaN-based semiconductor crystal by processing a substrate surface to an uneven surface by a method such as etching (LEPS: Lateral Epitaxy on a Patterned Substrate)

Methodology Applied
Scientific EffectLateral Epitaxy on Patterned Substrate (LEPS):

Implementation Method 3

a dislocation line propagating in the c-axis direction in the inside of the crystal is bent in a lateral direction

Methodology Applied
Scientific EffectDislocation bending:

Implementation Method 4

an effect of increasing the light extraction efficiency is obtained

Methodology Applied
Scientific EffectLight scattering: Scattering

Implementation Method 5

when the growth surface of the crystal is two-dimensionalized... the density of threading dislocation reaching the surface of the finally obtained film decreases

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS8946772B2Substrate for epitaxial growth, process for manufacturing GaN-based semiconductor film, GaN-based semiconductor film, process for manufacturing GaN-based semiconductor light emitting element and GaN-based semiconductor light emitting element
Publication Date: 2015.02.03 TOYODA GOSEI CO LTD
  • US8946772B2 patent drawing
  • US8946772B2 patent drawing
  • US8946772B2 patent drawing

AI summary

A substrate for epitaxial growth of the present invention comprises: a single crystal part comprising a material different from a GaN-based semiconductor at least in a surface layer part; and an uneven surface, as a surface for epitaxial growth, comprising a plurality of convex portions arranged so that each of the convex portions has three other closest convex portions in directions different from each other by 120 degrees and a plurality of growth spaces, each of which is surrounded by six of the convex portions, wherein the single crystal part is exposed at least on the growth space, which enables a c-axis-oriented GaN-based semiconductor crystal to grow from the growth space.