Patterned Substrate Preparation for Epitaxial Stress Relief

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Solution Overview

Problem

Existing methods for growing III-V compound semiconductors on substrates like sapphire, silicon, and silicon carbide face challenges such as lattice and thermal stress mismatches, leading to warping, cracking, and high threading dislocation densities, which affect material performance and increase production costs.

Innovation Solution

A substrate with a base substrate and a thin film layer having recessed holes formed on its surface, allowing stress release during epitaxial growth, reducing defects and cracks by forming the holes using a corrosive gas in a reaction container.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Stability of the object's composition

If photolithography or etching is used to make patterned substrates, then stress control is improved, but device complexity and production cost increase

Engineering Contradiction:
Improvestress controlVSAvoidprocess complexity
Core Design Contradiction:
Stability of the object's compositionVSDevice complexity

Solution Approach 1:

The substrate surface is pre-modified by forming recessed holes before epitaxial growth. This preliminary action creates stress relief pathways in advance, preventing warping and cracking during subsequent epitaxial layer growth without requiring complex post-processing photolithography or etching steps.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The substrate surface is transformed into a porous structure with recessed holes distributed across the surface. These pores provide stress relief during epitaxial growth, allowing the system to accommodate lattice mismatch and thermal stress without compromising structural integrity, thereby simplifying the overall process.

Inventive Principle:
Principle #31Porous materials

2Stability of the object's composition

If photolithography or etching is used to make patterned substrates, then stress control is improved, but production cost increases

Engineering Contradiction:
Improvestress controlVSAvoidproduction cost
Core Design Contradiction:
Stability of the object's compositionVSEase of manufacture

Solution Approach 1:

The substrate surface is pre-modified by forming recessed holes before epitaxial growth. This preliminary action creates stress relief pathways in advance, preventing warping and cracking during subsequent epitaxial layer growth without requiring complex post-processing photolithography or etching steps.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The substrate surface is transformed into a porous structure with recessed holes distributed across the surface. These pores provide stress relief during epitaxial growth, allowing the system to accommodate lattice mismatch and thermal stress without compromising structural integrity, thereby simplifying the overall process.

Inventive Principle:
Principle #31Porous materials

3Shape

If a buffer layer is added in the middle of the epitaxial layer, then warping control is improved, but threading dislocation density increases

Engineering Contradiction:
Improvewarping controlVSAvoidthreading dislocation density
Core Design Contradiction:
ShapeVSReliability

Solution Approach 1:

The substrate surface is pre-modified by forming recessed holes before epitaxial growth. This preliminary action creates stress relief pathways in advance, preventing warping and cracking during subsequent epitaxial layer growth without requiring complex post-processing photolithography or etching steps.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The substrate surface is transformed into a porous structure with recessed holes distributed across the surface. These pores provide stress relief during epitaxial growth, allowing the system to accommodate lattice mismatch and thermal stress without compromising structural integrity, thereby simplifying the overall process.

Inventive Principle:
Principle #31Porous materials

4Shape

If a buffer layer is added in the middle of the epitaxial layer, then warping control is improved, but epitaxial layer thickness is limited

Engineering Contradiction:
Improvewarping controlVSAvoidepitaxial layer thickness
Core Design Contradiction:
ShapeVSLength of stationary object

Solution Approach 1:

The substrate surface is pre-modified by forming recessed holes before epitaxial growth. This preliminary action creates stress relief pathways in advance, preventing warping and cracking during subsequent epitaxial layer growth without requiring complex post-processing photolithography or etching steps.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The substrate surface is transformed into a porous structure with recessed holes distributed across the surface. These pores provide stress relief during epitaxial growth, allowing the system to accommodate lattice mismatch and thermal stress without compromising structural integrity, thereby simplifying the overall process.

Inventive Principle:
Principle #31Porous materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method simplifies and lowers the cost of substrate preparation by forming recessed holes without complex etching, effectively reducing stress-related defects and improving semiconductor quality and performance.

Implementation Method 1

conducting a corrosive gas into the reaction container to form one or more recessed holes in at least a part of the exposed surface

Methodology Applied
Scientific EffectChemical etching: Chemical Bonding

Implementation Method 2

conducting a metal source into the reaction container, and forming a thin film layer on a surface of the base substrate

Methodology Applied
Scientific EffectPhysical vapor deposition: Physical Vapour Deposition

Data Source

PatentUS12451351B2Method for preparing a substrate
Publication Date: 2025.10.21 ENKRIS SEMICON
  • US12451351B2 patent drawing
  • US12451351B2 patent drawing
  • US12451351B2 patent drawing

AI summary

Disclosed is a method for preparing a substrate relate to the field of semiconductors. The method comprises the following steps: S1, providing a reaction container in which a base substrate is mounted; S2, conducting a metal source into the reaction container, and forming a thin film layer on a surface of the base substrate, wherein a part of a surface of the base substrate is covered by the thin film layer, so that the base substrate is provided with an exposed surface that is not covered by the thin film layer; and S3, conducting a corrosive gas into the reaction container to form one or more recessed holes in at least a part of the exposed surface.