Probabilistic Constellation Shaping Across FDM Subcarriers

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Solution Overview

Problem

Optical communication systems face challenges in maintaining low Bit Error Rate (BER) due to signal degradation caused by noise and distortion from components like optical fibers and amplifiers, which conventional modulation schemes struggle to address effectively, especially in high noise environments.

Innovation Solution

The implementation of probabilistic constellation shaping (PCS) using tree encoding and look-up tables (LUTs) at both the optical transmitter and receiver, which adjusts symbol visitation probabilities and encodes symbols across multiple frequency division multiplexing (FDM) subcarriers to enhance noise tolerance and capacity without requiring multiple discrete constellations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional modulation schemes are used, then the system is simple to implement, but the Bit Error Rate increases due to signal degradation from noise and distortion

Engineering Contradiction:
ImproveBit Error RateVSAvoidmodulation scheme complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent applies probabilistic constellation shaping by changing the probability parameters of symbol selection in the modulation scheme. Different symbols are assigned different visitation probabilities, with higher-probability symbols corresponding to lower energy levels and vice versa. This parameter change optimizes the signal distribution to better tolerate noise and distortion, thereby reducing Bit Error Rate while maintaining manageable system complexity

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The system dynamically adjusts symbol visitation probabilities based on channel conditions and signal characteristics. The optical transmitter can adaptively modify the probability distribution of constellation points to optimize performance under varying noise and distortion conditions, making the modulation scheme more reliable without requiring complete redesign

Inventive Principle:
Principle #15Dynamics

2Reliability

If FEC encoding is applied to reduce BER, then the Bit Error Rate decreases, but the information rate decreases due to overhead

Engineering Contradiction:
ImproveBit Error RateVSAvoidinformation rate
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent merges probabilistic constellation shaping with Frequency Division Multiplexing to create a unified modulation approach. By shaping the constellation across multiple FDM subcarriers simultaneously, the system achieves BER reduction comparable to or better than FEC encoding, but without the substantial overhead that reduces information rate. The shaping is applied across the combined time-frequency resource block

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent extends probabilistic constellation shaping from traditional single-carrier time-domain modulation to multi-carrier frequency-domain modulation. By applying shaping across the frequency dimension of FDM subcarriers in addition to the time dimension, the system achieves more efficient error reduction that doesn't require the heavy overhead of conventional FEC schemes, thereby preserving higher information rates

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Object-affected harmful factors

If probabilistic constellation shaping is applied, then noise tolerance improves, but the device complexity increases due to encoding mechanisms

Engineering Contradiction:
Improvenoise toleranceVSAvoidencoding mechanism complexity
Core Design Contradiction:
Object-affected harmful factorsVSDevice complexity

Solution Approach 1:

The patent segments the probabilistic constellation shaping implementation across multiple FDM subcarriers, with each subcarrier handling a portion of the shaped signal. This segmentation allows the encoding complexity to be distributed and managed more efficiently, while the collective effect across all subcarriers provides enhanced noise tolerance. The look-up tables are organized to support this segmented approach

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system uses pre-computed look-up tables that store the probabilistic mapping relationships between input bits and shaped symbols. These look-up tables act as templates that can be copied and applied across multiple FDM subcarriers, reducing the real-time computational complexity of the encoding process while maintaining the noise tolerance benefits of probabilistic shaping

Inventive Principle:
Principle #26Copying

4Productivity

If symbols are encoded across multiple FDM subcarriers, then capacity varies continuously and improves, but the system complexity increases

Engineering Contradiction:
Improveraw capacityVSAvoidsystem complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent implements a universal probabilistic constellation shaping framework that works across multiple FDM subcarriers with different capacity requirements. The same shaping mechanism and look-up table structure can be applied to subcarriers with varying bandwidths and signal-to-noise ratios, providing continuous capacity variation without requiring separate encoding systems for each subcarrier. This multi-functional approach improves overall system productivity while managing complexity through reuse of core components

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentEP3759843B1Probabilistic constellation shaping across time and frequency
Publication Date: 2022.02.09 CIENA CORP
  • EP3759843B1 patent drawingFigure 1
  • EP3759843B1 patent drawingFigure 2
  • EP3759843B1 patent drawingFigure 3

AI summary

An optical transmitter (800) is operative to generate, from a plurality of encoded client bits (808, 810), a set of symbols (814) exhibiting non-uniform visitation probabilities in at least one dimension, to encode the set of symbols across a plurality of frequency division multiplexing 'FDM' subcarriers using a permutation function (811), and to transmit an optical signal (864) comprising the plurality of FDM subcarriers across which the set of symbols is encoded. An optical receiver (900) is operative to decode a set of symbol estimates (916) from a plurality of FDM subcarriers using an inverse permutation function (911), the symbol estimates comprising estimates of symbols exhibiting non-uniform visitation probabilities in at least one dimension, and to recover client bits (902) from the set of symbol estimates.