PEG-PVP Coating Gloss and Smoothness

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Solution Overview

Problem

Existing film-coating solutions for pharmaceutical tablets often result in a matte, unsightly, and rough surface, failing to provide the desired glossy appearance and smoothness, which can make tablets less appealing and harder to swallow.

Innovation Solution

An aqueous solution comprising polyethylene glycol (PEG) and polyvinylpyrrolidone (PVP) is applied to substrates, offering a glossy and smooth film coating with improved storage stability and low tack, achieved through specific molecular weight ranges and ratios of PEG to PVP, along with optional non-polymeric auxiliaries.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Stability of the object's composition

If traditional film-coating solutions are used, then the coating provides protection and masking, but the surface becomes matte and rough

Engineering Contradiction:
Improvecoating protectionVSAvoidsurface smoothness
Core Design Contradiction:
Stability of the object's compositionVSShape

Solution Approach 1:

The patent uses a composite coating system consisting of an inner layer (polyvinyl alcohol copolymer with plasticizer) and an outer layer (polyethylene glycol and polyvinylpyrrolidone in aqueous solution). This composite structure combines the protective function of the inner layer with the gloss-enhancing and smoothing properties of the outer layer, resolving the contradiction between protection and surface quality.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The patent changes the chemical composition parameters of the coating by introducing specific polymers (polyethylene glycol with molecular weight 1,500-20,000 and polyvinylpyrrolidone with K value 12-90) in specific ratios (7:3 to 3:7). These parameter changes transform the surface properties from matte and rough to glossy and smooth while maintaining protective function.

Inventive Principle:
Principle #35Parameter changes

2Ease of manufacture

If polymers are dissolved in organic solvents, then coating can be applied, but the process becomes less environmentally friendly and harder to control

Engineering Contradiction:
Improvecoating applicationVSAvoidenvironmental impact
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The patent changes the solvent parameter from organic solvents to water, creating an aqueous coating solution. This parameter change eliminates the environmental and health hazards associated with organic solvents while maintaining the coating application process. The aqueous solution of polyethylene glycol and polyvinylpyrrolidone provides effective coating without harmful volatile organic compounds.

Inventive Principle:
Principle #35Parameter changes

3Productivity

If coating solution has high solids content, then good processing is achieved, but viscosity increases making application difficult

Engineering Contradiction:
Improveprocessing efficiencyVSAvoidviscosity
Core Design Contradiction:
ProductivityVSForce

Solution Approach 1:

The patent optimizes the molecular weight parameters of the polymers used. Polyethylene glycol with molecular weight 1,500-20,000 and polyvinylpyrrolidone with K value 12-90 provide the right balance: they dissolve well in water to give adequate solids content for good processing, while maintaining low enough viscosity for easy application. The specific molecular weight range is critical to resolving this contradiction.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The PEG-PVP composition significantly enhances the gloss of substrates by up to 285% and provides a smooth, non-sticky surface with excellent storage stability, outperforming individual component solutions and traditional coatings in terms of appearance and application ease.

Implementation Method 1

An aqueous solution comprising polyethylene glycol (PEG) and polyvinylpyrrolidone (PVP) is applied to substrates, offering a glossy and smooth film coating

Methodology Applied
Scientific EffectEvaporation: Evaporation

Data Source

PatentEP2306987B1Method for coating tablets
Publication Date: 2018.01.24 BASF SE
  • EP2306987B1 patent drawingFigure 1
  • EP2306987B1 patent drawing

AI summary

The present invention relates to a polymer composition for coating solid substrates (S) comprising: a) 0.5-90 wt.-% polyethylene glycol with a weight-averaged molecular weight in the range of 1,500 to 20,000 g/mol (Component A), b) 0.5-20 wt.-% of a water-soluble polyvinyl pyrolidone with a K value according to Fikentscher in the range of 12 to 90 (Component B), c) 0-95 wt.-% of a solvent (L), and d) 0-70 wt.-% of one or more non-polymeric auxiliaries (Component C).