PEO Coated Metal Substrates for High Thermal Conductivity

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Solution Overview

Problem

Conventional insulated metal substrates face limitations in thermal conductivity and mechanical stability, particularly at high temperatures, due to the use of polymeric layers and mismatched mechanical properties between metal substrates and insulating layers, which restrict their application in high-power electronic devices and lead to delamination and thermal shock issues.

Innovation Solution

The development of high crystallinity, high thermal conductivity dielectric oxide coatings formed through plasma electrolytic oxidation (PEO) on aluminum, magnesium, or titanium substrates, with controlled plasma discharge parameters to achieve thermal conductivities exceeding 6W/m·K and enhanced mechanical properties, allowing for flexible and robust substrates suitable for high-temperature applications.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If polymeric layers are used for electrical insulation, then dielectric strength is achieved, but thermal conductivity is limited to ∼1Wm⁻¹K⁻¹

Engineering Contradiction:
Improvedielectric strengthVSAvoidthermal conductivity
Core Design Contradiction:
ReliabilityVSLoss of energy

Solution Approach 1:

The invention changes the material parameter from polymeric insulation to crystalline ceramic oxide insulation, fundamentally altering the thermal conductivity parameter while maintaining dielectric strength. The crystalline structure of the oxide coating enables high thermal conductivity (10-40 Wm⁻¹K⁻¹) compared to polymeric materials (∼1Wm⁻¹K⁻¹), resolving the contradiction between electrical insulation and heat dissipation.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If conventional anodising is used to form insulating oxide coatings, then dielectric strength of a couple of hundred volts is achieved, but thermal conductivity remains low due to amorphous structure

Engineering Contradiction:
Improvedielectric strengthVSAvoidthermal conductivity
Core Design Contradiction:
ReliabilityVSLoss of energy

Solution Approach 1:

The invention utilizes phase transition from amorphous to crystalline structure in the oxide coating. By controlling the anodising process parameters (electrolyte composition, temperature, voltage), the coating transforms from an amorphous phase with low thermal conductivity to a crystalline phase (corundum structure) with high thermal conductivity (10-40 Wm⁻¹K⁻¹), while maintaining the required dielectric strength.

Inventive Principle:
Principle #36Phase transitions

3Loss of energy

If PEO coatings are applied to improve thermal conductivity over conventional anodising, then thermal conductivity increases to ∼2Wm⁻¹K⁻¹, but this remains an order of magnitude lower than expected values for polycrystalline alumina or magnesia (10-40 Wm⁻¹K⁻¹)

Engineering Contradiction:
Improvethermal conductivityVSAvoidcrystallinity control
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The invention optimizes multiple process parameters including electrolyte composition (adding specific salts like sodium nitrate, potassium nitrate, or ammonium nitrate), anodising voltage (50-200V), temperature (20-80°C), and treatment time to control the crystallization process. These parameter changes enable the formation of highly crystalline coatings with thermal conductivity approaching the theoretical maximum for polycrystalline alumina or magnesia (10-40 Wm⁻¹K⁻¹).

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention employs plasma electrolytic oxidation (PEO) with controlled micro-arc discharges that create localized high-temperature zones, accelerating the oxidation process and promoting crystalline phase formation. The plasma discharge provides intense localized heating that facilitates rapid crystallization of the oxide coating, achieving high crystallinity and corresponding thermal conductivity.

Inventive Principle:
Principle #38Strong oxidants (Accelerated oxidation)

4Loss of energy

If standard PEO coatings are formed, then thermal conductivity reaches ∼2Wm⁻¹K⁻¹, but coatings of this thickness and porosity are vulnerable to thermal shock and thermal cycling above 200-250°C

Engineering Contradiction:
Improvethermal conductivityVSAvoidthermal shock resistance
Core Design Contradiction:
Loss of energyVSReliability

Solution Approach 1:

The invention utilizes controlled phase transitions during the anodising process to form a crystalline oxide coating structure that is inherently more resistant to thermal shock. The crystalline corundum phase formed through optimized PEO processing maintains structural integrity at temperatures up to 800°C, unlike amorphous or partially crystalline coatings that fail above 200-250°C. The phase transition from disordered to ordered atomic arrangement provides thermal stability.

Inventive Principle:
Principle #36Phase transitions

Solution Approach 2:

The invention creates a composite structure within the oxide coating, combining crystalline phases (for thermal stability) with controlled porosity (for stress relief during thermal cycling). The multi-phase composite structure integrates hard crystalline regions with softer porous regions, allowing the coating to withstand thermal expansion and contraction without delamination or spallation.

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The PEO-coated substrates exhibit improved thermal conductivity and mechanical stability, enabling efficient heat transfer and withstanding temperatures up to 800°C, thus addressing the limitations of conventional substrates in high-power electronic devices and thermal management applications.

Implementation Method 1

plasma electrolytic oxidation (PEO) processes

Methodology Applied
Scientific EffectPlasma electrolytic oxidation: Plasma

Implementation Method 2

plasma electrolytic oxidation (PEO) processes

Methodology Applied
Scientific EffectElectrolysis: Electrolysis

Implementation Method 3

The resulting oxides tend to be at least partially crystalline

Methodology Applied
Scientific EffectCrystallisation: Crystallisation

Implementation Method 4

high thermal conductivity dielectric oxide coating... help improve the efficiency of heat transfer

Methodology Applied
Scientific EffectThermal conduction: Conduction (thermal)

Data Source

PatentEP3022339B1High thermal conductivity insulated metal substrates produced by plasma electrolytic oxidation
Publication Date: 2021.04.21 KERONITE INTERNATIONAL LIMITED
  • EP3022339B1 patent drawingFigure 1~2
  • EP3022339B1 patent drawingFigure 3~4
  • EP3022339B1 patent drawingFigure 5~6

AI summary

There is disclosed an insulated metal substrate, consisting of a dielectric oxide coatings of high crystallinity (>vol90%) on aluminium, magnesium or titanium and high thermal conductivity (over 6Wm-1 K-1), formed by plasma electrolytic oxidation on a surface comprising aluminium, magnesium or titanium. There is also disclosed a plasma electrolytic oxidation process for generating dielectric oxide coatings of controlled crystallinity on a surface of a metallic workpiece, wherein at least a series of positive pulses of current are applied to the workpiece in an electrolyte so as to generate plasma discharges, wherein discharge currents are restricted to levels no more than 50mA, discharge durations are restricted to durations of no more than 100µs and are shorter than the durations of each the positive pulses, and/or by restricting the power of individual plasma discharges to under 15W. There is also disclosed an insulated metal substrate capable of withstanding exposure to high temperatures (over 300°C) and thermal shock or repeated thermal cycling of over 300°C, as a result of excellent adhesion of the insulating dielectric to the metal substrate, and the mechanically compliant nature of the coating (E ~20-30GPa). Furthermore, there is disclosed a method of making these insulated metal substrates so thin as to be mechanically flexible or pliable without detriment to their electrical insulation.