pH-Triggered Cross-Linking for Uniform Microcapsules

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Solution Overview

Problem

Conventional encapsulation methods, such as those using alginates, face challenges in scaling up and producing uniform microcapsules due to rapid gelation and uneven cross-linking, limiting their application in spray drying and requiring multiple processing steps.

Innovation Solution

A single-step spray drying method that utilizes a chelating agent-cation complex and a volatile base to control ion availability, where the pH change triggered by volatile base vaporization releases multivalent ions for cross-linking polymers, allowing for controlled encapsulation of various cargo materials and formation of microcapsules, fibers, or films.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional encapsulation methods using alginates are used, then capsules can be formed through cross-linking, but rapid gelation occurs leading to difficulty in scaling up and producing uniform microcapsules

Engineering Contradiction:
Improveuniformity of microcapsulesVSAvoidscalability of production
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent applies preliminary action by pre-forming droplets of polymer and cargo solution before cross-linking occurs. The droplets are formed first, then cross-linked upon contact with calcium chloride solution, preventing premature gelation that would occur if cross-linking agents were mixed directly. This sequence enables controlled formation of uniform microcapsules that can be scaled up through spray drying methods.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The invention segments the encapsulation process into distinct phases: droplet formation phase and cross-linking phase. By separating these operations, the process avoids rapid bulk gelation and enables production of uniform microcapsules with consistent sizes, while maintaining scalability through continuous spray drying operations.

Inventive Principle:
Principle #1Segmentation

2Reliability

If spray drying methods are used to form stable micron-scale particles, then particle stability is improved, but achieving cross-linked alginate particles has historically not been practical due to rapid gelation prior to spraying

Engineering Contradiction:
Improvestability of particlesVSAvoidpracticality of cross-linking process
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent uses preliminary action by preparing a spray solution containing polymer, cargo, and cross-linking agent in separate non-reactive forms. The solution is sprayed first to form stable micron-scale droplets, then cross-linking is triggered after deposition. This prevents premature gelation during spraying while achieving cross-linked particles with high stability.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The invention applies parameter changes by controlling pH to prevent premature cross-linking in the spray solution. A volatile base is added to maintain pH conditions that keep cross-linking agents in non-reactive form during spraying. After deposition, the volatile base evaporates, pH decreases, and cross-linking is triggered. This enables practical production of stable cross-linked alginate particles through spray drying.

Inventive Principle:
Principle #35Parameter changes

3Productivity

If direct mixing of alginate and calcium chloride solutions is performed, then cross-linking occurs rapidly, but homogeneous gels cannot be produced due to very rapid binding kinetics

Engineering Contradiction:
Improvespeed of cross-linkingVSAvoidhomogeneity of gel
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent segments the mixing process into spatially separated zones: spray deposition zone and cross-linking zone. Droplets are formed and deposited first, then cross-linking occurs after deposition. This spatial segmentation prevents rapid bulk mixing that would cause inhomogeneous gels, while maintaining rapid cross-linking kinetics in the deposited layer.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The invention applies local quality by creating different conditions in different locations: the spray solution maintains pH conditions that prevent cross-linking during transport and deposition, while the deposited droplets undergo pH change and cross-linking. This local control of cross-linking conditions ensures homogeneous gel structure with consistent properties throughout the particle.

Inventive Principle:
Principle #3Local quality

4Manufacturing precision

If conventional internal gelation methods are used, then encapsulation can be achieved, but numerous processing steps are required including emulsification, gelation, separation from oil, washing, and drying

Engineering Contradiction:
Improveencapsulation qualityVSAvoidnumber of processing steps
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent merges multiple conventional steps into a single spray drying operation. Droplet formation, drying, and cross-linking are combined into one continuous process. The spray solution contains all necessary components (polymer, cargo, cross-linking agent), and the spray drying step simultaneously forms droplets, evaporates solvent, and triggers cross-linking upon contact with calcium chloride atmosphere, eliminating separate emulsification, gelation, separation, washing, and drying steps.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The spray drying process serves multiple functions simultaneously: it acts as a droplet formation method, a drying method, and a cross-linking trigger. The volatile base in the spray solution provides pH control during spraying, then evaporates to trigger cross-linking after deposition. This multi-functional approach simplifies the overall process while maintaining high encapsulation quality.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method enables the production of microcapsules with controlled cross-linking and hydration properties, consistent sizes, and adjustable release characteristics, overcoming the limitations of traditional methods by preventing premature cross-linking and allowing for efficient atomization and scalable production.

Implementation Method 1

cross-linking of the polymer is achieved by internal gelation that takes place during spray drying... The change in pH by the vaporization of the volatile base triggers the release of multivalent ions

Methodology Applied
Scientific EffectVaporization: Evaporation

Implementation Method 2

spray formulations that include a chelating agent and a volatile base... The spray solution is atomized into droplets that are heated... causing a drop in pH and the release of multivalent ions from the acid soluble salt

Methodology Applied
Scientific EffectChelation: Chemical Bonding

Implementation Method 3

The free multivalent cations can then cross link the polymer forming an encapsulating matrix

Methodology Applied
Scientific EffectCross-linking: Chemical Bonding

Data Source

PatentUS12018135B2Encapsulation by cross-linking of anionic polymers by pH induced dissociation of cation-chelate complexes
Publication Date: 2024.06.25 RGT UNIV OF CALIFORNIA
  • US12018135B2 patent drawing
  • US12018135B2 patent drawing
  • US12018135B2 patent drawing

AI summary

Microencapsulation methods are provided using encapsulant, fiber or film forming compositions of a cross-linkable anionic polymer, a multivalent cation salt, a chelating agent, and a volatile base. During the formation of this composition, the generally acidic chelating agent is titrated with a volatile base to an elevated pH to improve ion-binding capability. Multivalent cations are sequestered in cation-chelate complexes. Cross-linkable polymers in this solution will remain freely dissolved until some disruption of equilibrium induces the release of the free multivalent cations from the cation-chelate complex. Vaporization of the volatile base drops the pH of the solution causing the cation-chelate complexes to dissociate and liberate multivalent cations that associate with the anionic polymer to form a cross-linked matrix. During spray-drying, the formation of a wet particle, polymer cross-linking, and particle drying occur nearly simultaneously.