Hard Capsule Molding Using PHA-Starch Composite

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Solution Overview

Problem

Existing methods for producing hard capsules, particularly those using starch or gelatin, face challenges with dimensional stability over time due to hygroscopy and embrittlement, and gelatin-based processes have limitations related to production rate and design freedom.

Innovation Solution

A process involving a polymer composition comprising polyhydroxyalkanoate and starch-containing polymer, homogenized with thermal and mechanical energy, is used for injection molding or thermoforming to produce dimensionally stable moldings, including hard capsules.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If thermoplastic starch is used for injection molding, then processability is improved, but dimensional stability deteriorates over time due to hygroscopy

Engineering Contradiction:
ImproveprocessabilityVSAvoiddimensional stability
Core Design Contradiction:
Ease of manufactureVSStability of the object's composition

Solution Approach 1:

The patent uses a composite material system consisting of starch-containing polymer (20-80 wt%), polyhydroxyalkanoate (30-70 wt%), and plasticizer (5-20 wt%). This composite approach combines the biodegradability and processability of starch with the dimensional stability and moisture resistance of polyhydroxyalkanoate, creating a material that achieves both ease of manufacture and long-term dimensional stability.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The patent optimizes the composition parameters within specific ranges: starch-containing polymer (20-80 wt%), polyhydroxyalkanoate (30-70 wt%), and plasticizer (5-20 wt%). By carefully controlling these parameter ranges and the molding process parameters (temperature, pressure, time), the material achieves optimal balance between processability and dimensional stability.

Inventive Principle:
Principle #35Parameter changes

2Ease of manufacture

If large quantities of water are added to starch for processing, then processability is improved, but embrittlement occurs over time as water is released

Engineering Contradiction:
ImproveprocessabilityVSAvoidbrittleness
Core Design Contradiction:
Ease of manufactureVSStrength

Solution Approach 1:

The patent introduces polyhydroxyalkanoate as an intermediary substance that replaces the need for large quantities of water as plasticizer. This intermediary material provides the necessary processability during molding while preventing the embrittlement that occurs when water evaporates from the molded product.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent uses a small, controlled amount of plasticizer (5-20 wt%) in conjunction with polyhydroxyalkanoate to achieve processability, replacing the need for large quantities of water. This approach uses minimal temporary additives that do not cause long-term embrittlement.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Productivity

If gelatin is used for injection molding, then production of hard capsules is achieved, but dimensional stability deteriorates over prolonged period and production rate is limited

Engineering Contradiction:
Improveproduction rateVSAvoiddimensional stability
Core Design Contradiction:
ProductivityVSStability of the object's composition

Solution Approach 1:

The patent changes the material composition parameters by replacing gelatin with a starch-containing polymer and polyhydroxyalkanoate blend. This parameter change enables faster injection molding cycle times while maintaining or improving dimensional stability over prolonged periods.

Inventive Principle:
Principle #35Parameter changes

4Ease of manufacture

If starch is processed with plasticizers to achieve thermoplastic processability, then ease of manufacture is improved, but dimensional stability deteriorates due to water absorption

Engineering Contradiction:
Improvethermoplastic processabilityVSAvoiddimensional stability
Core Design Contradiction:
Ease of manufactureVSStability of the object's composition

Solution Approach 1:

The patent creates a composite material system where starch-containing polymer (20-80 wt%) provides thermoplastic processability when combined with polyhydroxyalkanoate (30-70 wt%) and plasticizer (5-20 wt%). The polyhydroxyalkanoate component specifically counteracts the hygroscopic nature of starch, maintaining dimensional stability while preserving ease of manufacture.

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The process results in hard capsules with improved dimensional stability over a prolonged period, avoiding the issues of hygroscopy and embrittlement, and allows for biodegradable and pharmacologically acceptable materials.

Implementation Method 1

homogenizing the polymer composition with use of thermal and/or mechanical energy

Methodology Applied
Scientific EffectThermal energy: Heating

Implementation Method 2

homogenizing the polymer composition with use of thermal and/or mechanical energy

Methodology Applied
Scientific EffectMechanical energy: Mechanical Force

Implementation Method 3

molding a molding in the mold

Methodology Applied
Scientific EffectPressure: Pressure Increase

Implementation Method 4

molding a molding in the mold

Methodology Applied
Scientific EffectTemperature: Heating

Data Source

PatentUS11235497B2Method for producing moulded parts
Publication Date: 2022.02.01 BIO TEC BIOLOGISCHE NATURVERPACKUNGEN GMBH & CO KG
  • US11235497B2 patent drawing
  • US11235497B2 patent drawing
  • US11235497B2 patent drawing

AI summary

A process is presented and described for the production of moldings, comprising the steps of (a) providing a polymer composition comprising from 1 to 99% by weight of polyhydroxyalkanoate and from 1 to 99% by weight of starch-containing polymer; (b) homogenizing the polymer composition with use of thermal and/or mechanical energy; (c) introducing the polymer composition into a mold; (d) molding the molding in the mold; and (e) removing the molding from the mold. The process described is in particular suitable for the production of hard capsules.