Photonic Component Alignment Using Reference Surfaces

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Solution Overview

Problem

Existing methods for aligning and coupling optical components in photonic systems are labor-intensive, time-consuming, and inefficient, requiring active alignment and iterative adjustments, which hinder parallelization and increase fabrication complexity.

Innovation Solution

The use of a micro-optical bench with precisely fabricated optical components and reference surfaces allows for passive alignment and coupling by positioning components against these surfaces, eliminating the need for active alignment and iterative adjustments.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If active alignment and iterative adjustments are used to align optical components, then alignment precision can be achieved, but fabrication time and process complexity increase significantly

Engineering Contradiction:
Improvealignment precisionVSAvoidfabrication time
Core Design Contradiction:
Manufacturing precisionVSLoss of time

Solution Approach 1:

The patent applies preliminary action by pre-defining alignment features and reference surfaces during the component fabrication process. Alignment marks, V-grooves, and reference surfaces are created beforehand on substrates and components, eliminating the need for time-consuming active alignment during assembly. Components are designed with built-in alignment structures that guide their positioning relative to one another before the actual assembly occurs.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent implements self-service through self-aligning component structures. Components are designed with features such as V-grooves, alignment marks, and reference surfaces that automatically guide their positioning when brought together. The alignment features on mating components work together to automatically establish correct relative positioning without requiring external active alignment equipment or iterative adjustments.

Inventive Principle:
Principle #25Self-service

2Manufacturing precision

If active alignment with multi-axis stages and feedback control is employed, then component alignment accuracy is improved, but device complexity and cost increase

Engineering Contradiction:
Improvecomponent alignment accuracyVSAvoidalignment equipment complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent extracts the alignment function from complex active alignment equipment and embeds it directly into the component structures themselves. Instead of using external multi-axis stages and feedback control systems, the alignment capabilities are built into the components through integrated alignment features, reference surfaces, and mechanical guidance structures that perform the alignment function inherently.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The alignment system becomes self-service through components that contain built-in alignment features such as V-grooves, alignment marks, and reference surfaces. These features enable components to self-align when assembled, eliminating the need for complex external alignment equipment, multi-axis stages, and active feedback control systems.

Inventive Principle:
Principle #25Self-service

3Manufacturing precision

If V-groove technology is used for fiber spacing, then regular interval spacing is achieved, but wafer real-estate is consumed and fabrication complexity increases

Engineering Contradiction:
Improvefiber spacing regularityVSAvoidwafer real-estate
Core Design Contradiction:
Manufacturing precisionVSArea of stationary object

Solution Approach 1:

The patent applies universality by designing reference surfaces and alignment features that serve multiple functions simultaneously. The same reference surfaces used for alignment also define component positions and spacing, eliminating the need for separate V-groove structures dedicated solely to fiber spacing. This multi-functionality reduces the area required on the wafer while maintaining precise spacing regularity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

4Manufacturing precision

If iterative readjustment and optical verification processes are used, then optical coupling verification is achieved, but productivity and fabrication efficiency decrease

Engineering Contradiction:
Improveoptical coupling verificationVSAvoidfabrication efficiency
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent applies preliminary action by incorporating alignment features and reference surfaces into components during fabrication, before assembly. This pre-defined alignment infrastructure enables direct placement and automatic alignment during assembly, eliminating the need for iterative readjustment and optical verification processes that would otherwise be required to achieve proper optical coupling.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The alignment and coupling verification process becomes self-service through components with built-in alignment features that automatically guide correct positioning. When components are brought together, their alignment features and reference surfaces automatically establish the correct relative positions for optimal optical coupling, eliminating the need for time-consuming iterative adjustments and verification measurements.

Inventive Principle:
Principle #25Self-service

Data Source

PatentUS12411291B2Alignment of photonic system components using a reference surface
Publication Date: 2025.09.09 FLUXUS INC(US)
  • US12411291B2 patent drawing
  • US12411291B2 patent drawing
  • US12411291B2 patent drawing

AI summary

Systems and method for aligning components of photonic systems are provided. An optical component for integration into and optical coupling within a photonic system is created by separating the component from a substrate to form a precisely defined surface on the optical component, the surface being precisely spaced from an optical feature of the component to be optically coupled within the photonic system. The precisely defined surface of the optical component is then pressed against a reference surface to position the optical feature in a predefined position and/or orientation for optical coupling of the optical feature within the photonic system. Passive precise alignment and optical coupling is thus provided without the need for iterative readjustment, multi-axis feedback, or active feedback.