Photonic Microwave Down-Conversion with Shared-Electrode I/Q Detection

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Solution Overview

Problem

Existing microwave photonic systems face limitations in efficiently down-converting and measuring microwave signals due to nonlinearities in optical modulators, which reduce dynamic range and require complex equipment and precise parameter settings, and often lack noise reduction capabilities and compatibility with photonic integrated circuits.

Innovation Solution

A system using a signal phase modulator and a down-conversion phase modulator with a shared hot electrode, applying a phase shift to optical signal modes for balanced detection, and optionally employing second harmonic generation for linearization, allowing for efficient down-conversion and noise reduction while minimizing the number of independent electrodes and electrical splitters.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If standard heterodyne detection with multiple modulators is used for down-conversion, then I/Q signal separation is achieved, but the number of components and electrical power consumption increase

Engineering Contradiction:
ImproveI/Q signal separation capabilityVSAvoidnumber of modulators and components
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent combines multiple modulator functions into a single optical modulator by using multiple optical waves at different frequencies (ωc, ωc+Ω, ωc-Ω) that all modulate the same optical carrier simultaneously. This merging approach achieves I/Q signal separation capability while reducing the number of physical modulators from multiple separate devices to one shared modulator, thereby decreasing device complexity and component count

Inventive Principle:
Principle #5Merging (Combining)

2Reliability

If linearization methods using Vπ difference between wavelengths or polarizations are used, then third order nonlinear distortion is canceled, but the system gain is reduced which increases noise figure

Engineering Contradiction:
Improvelinearization performanceVSAvoidsystem gain
Core Design Contradiction:
ReliabilityVSLoss of energy

Solution Approach 1:

The patent changes the operating parameters by using multiple optical waves at different frequency offsets (±Ω) from the carrier frequency simultaneously. This parameter change enables the system to achieve linearization through the specific frequency relationship and phase modulation scheme without requiring Vπ differences between wavelengths or polarizations, thereby maintaining system gain while canceling third order nonlinear distortion

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If a long optical interferometer is used for I/Q down-conversion, then complementary outputs for balanced detection are provided, but the system becomes unsuitable for optical remoting applications

Engineering Contradiction:
Improvecomplementary outputs for noise reductionVSAvoidoptical path length
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent segments the down-conversion process into parallel frequency components (ωc+Ω and ωc-Ω) that are generated and processed simultaneously in a compact configuration. By using frequency division rather than spatial/temporal separation through long interferometer paths, the system achieves complementary outputs for balanced detection while maintaining a short optical path length suitable for optical remoting applications

Inventive Principle:
Principle #1Segmentation

4Speed

If electrical mixers are used for down-conversion, then frequency conversion is achieved, but loss and added distortions occur with limited operating frequency range

Engineering Contradiction:
Improvefrequency conversion capabilityVSAvoidsignal quality and operating range
Core Design Contradiction:
SpeedVSReliability

Solution Approach 1:

The patent replaces electrical mixers with an all-optical down-conversion scheme using phase modulation and optical filtering. The electrical RF signal modulates the optical carrier through phase modulation, and the desired frequency component is extracted using optical bandpass filters. This substitution eliminates the loss and distortion associated with electrical mixers while extending the operating frequency range to the optical domain, improving signal quality and reliability

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enables high dynamic range, noise reduction, and compatibility with photonic integrated circuits, allowing for efficient down-conversion of microwave signals with improved signal-to-noise ratio and simplified system design, capable of generating in-phase and quadrature phase signals without requiring precise phase bias settings.

Implementation Method 1

a signal phase modulator to apply the microwave signal to be measured onto an optical signal

Methodology Applied
Scientific EffectPhase modulation: Phase Modulation

Implementation Method 2

a down-conversion (DC) phase modulator to apply an RF local oscillator (LO) to the modulated optical signal which down-converts the microwave signal to an intermediate frequency (IF)

Methodology Applied
Scientific EffectPhase modulation: Phase Modulation

Implementation Method 3

The modulated optical signal can then be sent over long distances via a fiber optic cable which has lower loss, weight, and cost than an RF cable and does not suffer from electro-magnetic interference, to a receiver that converts the signal back into the electrical domain

Methodology Applied
Scientific EffectPhoto-detection: Photoelectric Effect

Implementation Method 4

A simple method to enhance the SFDR using second harmonic generation (SHG) has been proposed which is compatible with photonic integrated circuit (PIC) integration. Here SHG enhances the effective modulation index of the phase modulator, which allows for the generation of a more nonlinear signal which can be subtracted from the desired signal (which does not undergo SHG) to remove distortion terms

Methodology Applied
Scientific EffectSecond harmonic generation: Second Harmonic Generation

Data Source

PatentUS10418943B2System and method for high performance photonic down-conversion of microwave signals
Publication Date: 2019.09.17 NUCRYPT
  • US10418943B2 patent drawing
  • US10418943B2 patent drawing
  • US10418943B2 patent drawing

AI summary

A method for down-converting an RF signal is described that optically phase modulates an RF signal onto an optical carrier then applies an RF local oscillator (LO) phase modulation which down-converts the RF signal to an intermediate frequency after appropriate optical signal processing and optical-to-electrical photo-detection. The LO phase modulator is constructed such that a common hot electrode is shared among more than one optical mode, where an optical mode can be separate waveguides or optical wavelengths. The relative phase of the LO frequency applied to each optical mode can be different between the different optical modes. The resulting down-converted photo-detected signals of different LO-phase can be processed to reduce noise. A single LO phase modulator can down-convert multiple RF signals carried by multiple optical wavelengths, and a harmonic generation stage with multi-phase-matching peaks can be used to linearize each RF signal.