Alcohol-Based Extraction of Phthalates from PVC Feedstock

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Solution Overview

Problem

The recycling of PVC plastics is hindered by the presence of non-REACH-compatible phthalate plasticizers, which are difficult to upgrade and lead to additional costs due to complex and expensive separation/purification steps, and REACH-compatible phthalates are not effectively upgraded in recycled PVC materials, limiting the economic viability of regeneration processes.

Innovation Solution

A process involving solid-liquid extraction of PVC feedstock with an alcohol-based solvent to separate and transform phthalates into dialkyl phthalate (DAP) through transesterification, producing a reusable phthalate-free PVC plastic, thereby simplifying the separation/purification steps and enhancing the economic viability of the recycling process.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional dissolution/precipitation methods are used to recycle PVC plastics, then the PVC resin and additives can be recovered, but the process requires complex and expensive separation/purification steps to remove non-REACH-compatible phthalates

Engineering Contradiction:
Improveregulatory complianceVSAvoidseparation/purification process
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent extracts phthalate plasticizers from PVC plastics using supercritical carbon dioxide as a solvent. The supercritical fluid selectively dissolves the phthalates from the polymer matrix, separating them into a liquid phase that can be easily removed by depressurization. This extraction approach directly removes the problematic additives without requiring complex purification steps for the recycled PVC resin.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent utilizes parameter changes by transitioning carbon dioxide between supercritical and gaseous states through controlled pressure and temperature variations. In the supercritical state, CO2 acts as an effective solvent for phthalate extraction; upon depressurization, it returns to gaseous state, leaving no residue and enabling easy separation. This parameter-driven approach simplifies the overall separation process.

Inventive Principle:
Principle #35Parameter changes

2Ease of manufacture

If mechanical recycling methods are used to recycle PVC plastics, then the process is simple, but non-REACH-compatible phthalates remain in the recycled material and cannot be upgraded

Engineering Contradiction:
Improverecycling process simplicityVSAvoidregulatory compliance
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent extracts phthalate plasticizers from PVC plastics using supercritical carbon dioxide as a solvent. The supercritical fluid selectively dissolves the phthalates from the polymer matrix, separating them into a liquid phase that can be easily removed by depressurization. This extraction approach directly removes the problematic additives without requiring complex purification steps for the recycled PVC resin.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent utilizes parameter changes by transitioning carbon dioxide between supercritical and gaseous states through controlled pressure and temperature variations. In the supercritical state, CO2 acts as an effective solvent for phthalate extraction; upon depressurization, it returns to gaseous state, leaving no residue and enabling easy separation. This parameter-driven approach simplifies the overall separation process.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If REACH-compatible phthalates are used in PVC formulations, then regulatory compliance is achieved, but these high value-added additives are not upgraded in recycled materials and fresh plasticizers must be supplied

Engineering Contradiction:
Improveregulatory complianceVSAvoidphthalate content
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent utilizes parameter changes by transitioning carbon dioxide between supercritical and gaseous states through controlled pressure and temperature variations. In the supercritical state, CO2 acts as an effective solvent for phthalate extraction; upon depressurization, it returns to gaseous state, leaving no residue and enabling easy separation. This parameter-driven approach simplifies the overall separation process.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses supercritical carbon dioxide as an intermediary substance to selectively extract phthalates from PVC. The supercritical CO2 acts as a mediator that facilitates the separation of phthalates from the polymer matrix without reacting with or degrading the PVC resin. After extraction, the CO2 is easily removed by depressurization, leaving clean recycled PVC material.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This process effectively transforms a mixture of phthalates into a single REACH-compatible DAP product, reducing the number of separation/purification steps and costs, while producing a recyclable PVC plastic that meets regulatory standards.

Implementation Method 1

solid-liquid extraction of PVC feedstock with an alcohol-based solvent to separate and transform phthalates

Methodology Applied
Scientific EffectSolid-liquid extraction: Solvation

Implementation Method 2

transform phthalates into dialkyl phthalate (DAP) through transesterification

Methodology Applied
Scientific EffectTransesterification: Chemical Bonding

Data Source

PatentUS20240227246A1Method for extraction and transformation of phthalates contained in PVC plastics by means of alcohol
Publication Date: 2024.07.11 IFP ENERGIES NOUVELLES
  • US20240227246A1 patent drawing
  • US20240227246A1 patent drawing
  • US20240227246A1 patent drawing

AI summary

The present invention relates to a process for obtaining a dialkyl phthalate and a reusable target PVC plastic from a PVC feedstock containing at least one phthalate, including:a) a solid-liquid extraction of said PVC feedstock in the form of particles by placing said particles of the PVC feedstock in contact with a solvent including at least one alcohol CnH2n+1OH with n<4 or n>8, to produce a liquid phase enriched in said phthalate and a solid phase including PVC plastic depleted in said phthalate;b) transformation of said phthalate of said liquid phase into dialkyl phthalate of formula C6H4(COOCnH2n+1)2 by transesterification using said alcohol;c) a solid-liquid separation between the solid phase and the liquid phase to produce at least one solid stream including the PVC plastic depleted in said phthalate so as to obtain said target PVC plastic;d) a liquid-liquid separation of the liquid phase, to produce at least a first liquid effluent including said dialkyl phthalate and a second liquid effluent comprising said solvent.