PIC Spectrometer Ring Resonator Array Calibration

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Solution Overview

Problem

Current optical spectrometers for space-flight applications are bulky and heavy, limiting their size, weight, and power efficiency, and they require precise fabrication of ring resonators for high accuracy.

Innovation Solution

A photonic integrated circuit (PIC) spectrometer with an array of integrated ring resonators and detectors, utilizing a matrix multiplication process to determine the spectral content of light, and featuring a CMOS-compatible photonic platform for reduced size and weight.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If traditional optical spectrometers are used for space-flight applications, then spectral measurement capability is achieved, but size and weight become bulky and heavy

Engineering Contradiction:
Improvespectral measurement capabilityVSAvoidsize and weight
Core Design Contradiction:
Measurement precisionVSWeight of stationary object

Solution Approach 1:

The patent replaces traditional mechanical optical components (gratings, prisms, moving parts) with a photonic integrated circuit that uses waveguide-based ring resonators to achieve spectral measurement. This substitution of mechanical systems with integrated photonic structures dramatically reduces size and weight while maintaining spectral measurement capability, making it suitable for space-flight applications.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent implements multiple ring resonators with different radii nested within a single integrated photonic chip structure. Each ring resonator is coupled to the same waveguide bus, allowing multiple spectral channels to be measured simultaneously or sequentially without requiring separate physical instruments, thereby compacting the overall system size.

Inventive Principle:
Principle #7Nested doll (Nesting)

2Measurement precision

If precise fabrication of ring resonators is performed, then measurement accuracy is improved, but manufacturing complexity and difficulty increase

Engineering Contradiction:
Improvemeasurement accuracyVSAvoidfabrication precision
Core Design Contradiction:
Measurement precisionVSManufacturing precision

Solution Approach 1:

The patent performs preliminary calibration by measuring the actual resonance wavelengths of each ring resonator before final operation. A calibration matrix is constructed based on these measured wavelengths, which compensates for any fabrication variations. This preliminary characterization action allows the system to achieve high measurement accuracy despite variations in manufacturing precision.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent implements a feedback mechanism where the measured resonance wavelengths of the ring resonators are used to update the calibration matrix. This feedback loop allows the system to adapt to actual device characteristics and maintain high measurement accuracy. The calibration matrix is repeatedly updated based on measured data, compensating for fabrication tolerances.

Inventive Principle:
Principle #23Feedback

3Volume of moving object

If multiple ring resonators are integrated on a single chip, then device compactness is improved, but fabrication tolerances and manufacturing challenges increase

Engineering Contradiction:
Improvedevice sizeVSAvoidfabrication tolerances
Core Design Contradiction:
Volume of moving objectVSManufacturing precision

Solution Approach 1:

The patent designs ring resonators with different radii (e.g., 50 µm, 75 µm, 100 µm) to achieve different free spectral ranges and spectral coverage. By varying the geometric parameters of the ring resonators, the system can cover a broad spectral range (400-4000 nm) while maintaining compact integration. The calibration process further compensates for parameter variations due to fabrication tolerances.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The PIC spectrometer achieves a broad spectral range from 400 nm to 4000 nm with high resolution (resolving power of 10^5 to 10^6) in a compact form, reducing size and weight significantly compared to traditional spectrometers.

Implementation Method 1

Each ring resonator of an array of integrated ring resonators and detectors is optically coupled to the optical bus and to at least one detector

Methodology Applied
Scientific EffectOptical resonance: Resonance

Implementation Method 2

In a zoom mode, a plurality of ring resonator resonances can be tuned by the micro heaters to sample a spectrum across a resonator spectral range at high resolution

Methodology Applied
Scientific EffectResistive heating: Joule Heating

Implementation Method 3

The integrated optical spectrometer can include integrated silicon photodetectors responsive to a visible range from about 400 nm to 1000 nm

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentUS12306042B2Random ring photonic integrated circuit spectrometer
Publication Date: 2025.05.20 UNIVERSITY OF ROCHESTER
  • US12306042B2 patent drawing
  • US12306042B2 patent drawing
  • US12306042B2 patent drawing

AI summary

An integrated optical spectrometer includes an optical bus configured to accept a light to be measured. Each ring resonator of an array of integrated ring resonators and detectors is optically coupled to the optical bus and to at least one detector. A matrix multiplication process is operatively coupled to each detector. The matrix multiplication process determines based on data from the array of integrated ring resonators and detectors and a calibration matrix of the array of integrated ring resonators and detectors, a spectral content of the light to be measured. A method of calibrating and operating an integrated optical spectrometer, a method to generate a calibration matrix for a ring array of a photonic integrated circuit (PIC) spectrometer, and a method for spectrum reconstruction for a photonic integrated circuit (PIC) spectrometer are also described.