Photonic Integrated Circuit Waveguide-Grating Coupler

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Solution Overview

Problem

Existing waveguide-grating couplers for photonic integrated circuits (PICs) face low light-coupling efficiencies due to materials providing only modest index-of-refraction contrast, which is inadequate for active optical elements requiring high contrast, and are complex to fabricate.

Innovation Solution

A multilayered structure with a substrate, core, and cladding layers, featuring a wedge-like portion in the second cladding layer and a waveguide grating in the second core layer, optimized for evanescent coupling and light transfer, using materials like silicon and silicon oxide to achieve high index-of-refraction contrast and efficient light coupling.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a single-material waveguide structure is used, then fabrication is simpler, but light-coupling efficiency is low due to insufficient index-of-refraction contrast

Engineering Contradiction:
Improvefabrication simplicityVSAvoidlight-coupling efficiency
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The waveguide structure is segmented into two distinct waveguides (first waveguide with III-V semiconductor materials for active elements, second waveguide with high-contrast materials for grating) that are evanescently coupled. This segmentation allows each waveguide to be optimized for its specific function while maintaining overall fabrication simplicity through integration on a common substrate.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The first waveguide acts as an intermediary between the active optical elements and the second waveguide. Light is transferred from active elements through the first waveguide, then coupled evanescently to the second waveguide which has the high index-of-refraction contrast needed for efficient grating coupling. This intermediary structure resolves the contradiction by separating the conflicting material requirements.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If high index-of-refraction contrast materials are used, then light-coupling efficiency improves, but compatibility with active optical elements is reduced

Engineering Contradiction:
Improvelight-coupling efficiencyVSAvoidmaterial compatibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The structure is divided into two waveguides with different material compositions. The first waveguide uses III-V semiconductor materials compatible with active optical elements, while the second waveguide uses materials providing high index-of-refraction contrast for efficient light coupling. This segmentation allows both material requirements to be satisfied simultaneously in different parts of the structure.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different regions of the device use different materials optimized for local requirements. The first waveguide region uses materials optimized for active element integration, while the second waveguide region uses materials optimized for high-contrast grating coupling. This local optimization resolves the contradiction between material compatibility and coupling efficiency.

Inventive Principle:
Principle #3Local quality

3Reliability

If a dual-waveguide evanescent coupling structure is used, then light-coupling efficiency improves, but device complexity increases

Engineering Contradiction:
Improvelight-coupling efficiencyVSAvoidstructural complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The two waveguides are merged through evanescent coupling where their evanescent fields overlap, allowing light transfer without physical connection. This merging approach achieves efficient light coupling while maintaining a relatively simple integrated structure on a common substrate, avoiding the need for complex mechanical coupling mechanisms.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The coupling between waveguides is achieved through vertical proximity (evanescent field coupling in the vertical dimension) rather than lateral connection. The first waveguide is positioned above the second waveguide with a small gap, allowing optical coupling through the evanescent field in the vertical dimension while keeping the horizontal structure relatively simple.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution achieves high light-coupling efficiency (>35%) while being suitable for industrial-scale fabrication, addressing the limitations of prior-art couplers by providing a convenient integration with III-V semiconductor-based active optical elements in PICs.

Implementation Method 1

a waveguide grating disposed in the first direction relative to the offset-transition region and being adapted to transfer optical power between one or more waveguide modes of the second waveguide and a vertical optical beam formed by or applied to the waveguide grating

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 2

a structure for evanescently coupling the first and second waveguides

Methodology Applied
Scientific EffectEvanescent coupling:

Implementation Method 3

an offset-transition region adjacent to the structure in a first direction of the principal plane, for disrupting the evanescent coupling of the first and second waveguides, in which region the wedge-like portion is disposed adjacently above the first cladding layer

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Data Source

PatentEP2513693B1Photonic integrated circuit having a waveguide-grating coupler
Publication Date: 2018.05.30 ALCATEL LUCENT SA
  • EP2513693B1 patent drawingFigure 1
  • EP2513693B1 patent drawingFigure 2A
  • EP2513693B1 patent drawingFigure 2B~2C

AI summary

A photonic integrated circuit (PIC) having a waveguide-grating coupler with two evanescently coupled waveguides. The first waveguide is fabricated using materials suitable for manufacturing active optical elements in the PIC. The second waveguide is fabricated using materials capable of providing a relatively high index - of-refraction contrast for the constituent waveguide grating. The waveguide-grating coupler is compatible with the III -V semiconductor technology while being relatively easy to fabricate on an industrial scale.