Pivot Panels for Underground Ventilation Flood Sealing

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Solution Overview

Problem

Existing solutions for preventing flooding in underground ventilation systems, such as raising subway ventilation grates or using temporary covers like sandbags and plywood, are either costly, labor-intensive, or insufficient in addressing storm surge and heavy rain-induced flooding, especially in low-lying cities like New York.

Innovation Solution

A manually operable apparatus that fits within ventilation shafts, featuring pivot-mounted panels that rotate from an upright position to a lower sealing position to block water entry, allowing for ventilation during normal conditions and sealing during flooding threats, adaptable to various shapes and orientations of ventilation openings.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If ventilation grates are raised above sidewalk level, then flooding protection is improved, but sidewalk area for pedestrians is reduced and implementation cost increases

Engineering Contradiction:
Improveflood protectionVSAvoidsidewalk area
Core Design Contradiction:
ReliabilityVSArea of stationary object

Solution Approach 1:

The ventilation grate is designed with a movable panel that can dynamically change its position between an upright configuration (allowing ventilation) and a lowered configuration (blocking water entry). This dynamic structure allows the same opening to serve both ventilation and flood protection functions without permanently reducing sidewalk area.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The ventilation grate is divided into multiple segments including a fixed frame and movable panels. This segmentation allows the panels to be independently positioned to either allow airflow or block water, providing flexible control over the opening's function without affecting the overall grate structure or sidewalk space.

Inventive Principle:
Principle #1Segmentation

2Reliability

If temporary covers like sandbags and plywood are used, then flooding protection is provided, but labor intensity and material requirements increase

Engineering Contradiction:
Improveflood protectionVSAvoidmaterials and labor
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The movable panel system is designed to be manually operated by personnel within the ventilation shaft, eliminating the need for external materials like sandbags and plywood. The system uses its own integrated structure to provide flood protection, reducing both material requirements and labor complexity.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The movable panels serve as an intermediary mechanism between the ventilation requirement and flood protection requirement. Instead of using separate temporary covers, the panels mediate between these two functions by providing a built-in, reusable barrier that eliminates the need for external materials.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If plywood covers are fastened over ventilation grates, then flooding protection is achieved, but the process is labor-intensive and may be too slow for severe storms

Engineering Contradiction:
Improveflood protectionVSAvoidactivation time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The movable panels are pre-installed within the ventilation shaft structure, positioned and ready for immediate deployment. This preliminary preparation eliminates the need for on-site assembly or material delivery during storm events, allowing rapid activation by simply moving the panels to the blocking position.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system uses its own built-in movable panels rather than requiring external materials to be brought in and installed. Personnel can quickly activate flood protection by manually repositioning the panels, significantly reducing activation time compared to fastening plywood covers.

Inventive Principle:
Principle #25Self-service

4Ease of operation

If ventilation shafts remain open to atmosphere, then ventilation function is maintained, but surface water can enter underground tunnels during flooding

Engineering Contradiction:
Improveventilation functionVSAvoidwater entry
Core Design Contradiction:
Ease of operationVSObject-affected harmful factors

Solution Approach 1:

The ventilation shaft opening is equipped with movable panels that can dynamically adjust between an upright position (allowing ventilation) and a lowered position (blocking water entry). This dynamic control allows the same opening to safely switch between ventilation and flood protection modes based on weather conditions.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The movable panels provide localized flood protection at the ventilation shaft opening without affecting the overall ventilation system design. The panels create a water barrier precisely where needed (at the shaft opening) while maintaining the ventilation function when in the upright position.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Provides a simpler, faster, and more effective method to prevent flooding by allowing human intervention to manually activate the sealing mechanism, effectively blocking surface water from entering underground tunnels and chambers during severe weather events without obstructing airflow or requiring extensive infrastructure changes.

Implementation Method 1

one or more panels mounted on pivots in the support for rotation of the panels from an upright home position to a lower passage sealing position

Methodology Applied
Scientific EffectGravity: Gravitation

Data Source

PatentEP3529447B1Flood protection for underground air vents
Publication Date: 2023.11.29 FLOODBREAK LLC
  • EP3529447B1 patent drawingFigure 1
  • EP3529447B1 patent drawingFigure 2
  • EP3529447B1 patent drawingFigure 3

AI summary

Apparatus for allowing ventilation for underground tunnels through a ventilation shaft opening to atmosphere yet preventing underground flooding from surface waters pouring through the grate comprises an assembly that fits within the ventilation shaft and includes one or more panels mounted on a pivot axis and rotatable upwardly by human action raising the panel past a center point of the pivot axis to an upright inwardly leaning home position that allows ventilation as usual but by manual push or pull of the panels past the center point of the pivot axis lets the panels rotationally fall under gravitational impetus to a lower sealing position closing a passage between the ventilation shaft and atmosphere to prevent water from entering the underground tunnels.