Planar Lightwave Circuit Fixing for Thermal Stability

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Solution Overview

Problem

Integrated optical receivers face issues with optical axis displacement and property degradation due to thermal changes, particularly in planar lightwave circuits with significant thermal expansion and warping, leading to light loss and interference in optical coupling.

Innovation Solution

The planar lightwave circuit is fixed only at the waveguide region, with the optical interferometer region remaining unfixed to minimize stress and allow thermal expansion, using an intermediate fixing mount that transmits light and is composed of a material with a thermal expansion coefficient matching the substrate, or using a transparent window for light transmission.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Stability of the object's composition

If the planar lightwave circuit is firmly fixed to prevent optical axis displacement, then positional stability is improved, but thermal stress causes property degradation in the optical functional circuit

Engineering Contradiction:
Improveoptical axis stabilityVSAvoidoptical functional circuit performance
Core Design Contradiction:
Stability of the object's compositionVSReliability

Solution Approach 1:

The planar lightwave circuit is divided into two regions with different fixing strategies: the waveguide region is firmly fixed to the fixing mount to maintain optical axis stability, while the optical functional circuit region (interferometer) is left unfixed to allow thermal expansion and prevent stress-induced performance degradation. This segmentation resolves the contradiction by applying different constraints to different functional areas.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different parts of the planar lightwave circuit are given different mechanical properties regarding fixation. The waveguide region requires rigid fixation for positional stability, while the optical functional circuit region requires flexibility to accommodate thermal changes. This local differentiation of fixation quality allows both stability and reliability to be maintained in their respective regions.

Inventive Principle:
Principle #3Local quality

2Strength

If the optical functional circuit region is fixed to maintain structural stability, then mechanical strength is improved, but thermal expansion causes optical axis displacement and light loss

Engineering Contradiction:
Improvestructural stabilityVSAvoidoptical axis displacement
Core Design Contradiction:
StrengthVSObject-affected harmful factors

Solution Approach 1:

The circuit is segmented into fixed waveguide region and unfixed optical functional circuit region, allowing structural strength where needed while preventing thermal expansion-induced displacement in the sensitive optical region.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The optical functional circuit region is intentionally left unfixed to accommodate thermal expansion of the substrate. This allows the substrate to expand and contract with temperature changes without causing stress or optical axis displacement in the interferometer region.

Inventive Principle:
Principle #37Thermal expansion

3Reliability

If constant-temperature devices are used to maintain optimal operating conditions, then optical coupling efficiency is improved, but device complexity and power consumption increase

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidtemperature control system
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The planar lightwave circuit structure is designed to be self-accommodating to thermal changes through the unfixed optical functional circuit region. The substrate can naturally expand and contract without causing optical axis displacement or stress, eliminating the need for active temperature control systems while maintaining optimal optical coupling efficiency.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

Instead of fighting against thermal expansion with active cooling/heating systems, the design accepts and accommodates thermal changes by leaving the optical functional circuit region unfixed. This converts the potentially harmful thermal expansion into a benign natural process that does not affect optical performance, thereby eliminating the need for complex temperature control devices.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach inhibits optical axis displacement and property degradation, reducing thermal stress and maintaining optical coupling efficiency, thereby enhancing the operating margin for thermal changes and reducing the need for constant-temperature devices, which lowers costs and power consumption.

Implementation Method 1

the substrate having a thermal expansion coefficient different from that of the fixing mount

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Implementation Method 2

The signal light is confined in the waveguide formed via the above process and is propagated inside the planar lightwave circuit

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 3

a method for converting optical phase to optical intensity is required. Such a method can be a method for detecting phase difference by using optical interference

Methodology Applied
Scientific EffectOptical interference: Interference

Data Source

PatentUS9459417B2Planar lightwave circuit
Publication Date: 2016.10.04 NIPPON TELEGRAPH & TELEPHONE CORP
  • US9459417B2 patent drawing
  • US9459417B2 patent drawing
  • US9459417B2 patent drawing

AI summary

In an integrated optical receiver or transmitter, both the displacement of an optical axis caused by thermal changes and the property degradation of an optical functional circuit are inhibited. A planar lightwave circuit having a substrate and a waveguide-type optical functional circuit formed thereon composed of a material different from that of the substrate, and includes a waveguide region formed only of an optical wavelength that is in contact with a side forming an emission-end face of the optical waveguide for propagating the light emitted from the optical functional circuit or an incident-end face of an optical waveguide for propagating the light incident on the optical functional circuit. The planar lightwave circuit is fixed to a fixing mount only at the bottom of the substrate where the waveguide region is formed.