Planar Silicon Optical Structure With Narrow Slot

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Solution Overview

Problem

Existing silicon-based electro-optic modulators face challenges with high VπLπ values and optical losses due to non-planar structures and imperfections in fabrication techniques, making them difficult to integrate with other optical devices and limiting their performance in terms of speed and integration density.

Innovation Solution

A method of fabricating an optical structure using anisotropic wet etching to create a non-parallel side wall in a silicon substrate, followed by deposition of an insulating material and recrystallization of additional silicon layers to form a single crystal structure with a narrow slot, allowing for a planar configuration that reduces optical losses and enhances integration with other devices.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Speed

If a stacked non-planar structure is used to achieve high-speed modulation via carrier accumulation, then modulation speed is improved, but device complexity and difficulty of integration with other optical devices increase

Engineering Contradiction:
Improvemodulation speedVSAvoidstructural complexity
Core Design Contradiction:
SpeedVSDevice complexity

Solution Approach 1:

The patent transitions from a three-dimensional stacked non-planar structure to a two-dimensional planar structure by forming the insulating layer within the silicon layer itself using lateral epitaxial overgrowth. This dimensional reduction maintains the capacitor-type structure necessary for carrier accumulation while enabling planar integration with other optical devices such as ring resonators and photonic crystal waveguides.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Ease of manufacture

If conventional slot fabrication techniques are used to create a planar configuration, then ease of integration is improved, but optical losses increase due to surface roughness and interface imperfections

Engineering Contradiction:
Improveintegration easeVSAvoidoptical loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent replaces mechanical fabrication techniques (making slots and filling them with dielectric material) with a chemical epitaxial growth process. The lateral epitaxial overgrowth technique allows the insulating layer to conformally coat the silicon surface and self-smooth, eliminating surface roughness and interface imperfections that cause optical losses while maintaining planar configuration for easy integration.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Strength

If long interaction lengths are used to compensate for weak electro-optic effect, then modulation depth is improved, but device length increases leading to higher propagation loss

Engineering Contradiction:
Improveelectro-optic effect strengthVSAvoiddevice length
Core Design Contradiction:
StrengthVSLength of stationary object

Solution Approach 1:

The patent concentrates the electro-optic interaction in a localized region by forming a narrow slot (50-200 nm width) with the insulating layer, creating a high electric field density in a confined space. This local concentration of the electro-optic effect allows achieving sufficient modulation depth with shorter device lengths, reducing propagation losses while maintaining effective modulation.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The approach results in a compact, low-loss optical structure with improved integration capabilities and high-speed electro-optic modulation efficiency, enabling shorter device lengths and reduced optical propagation loss.

Implementation Method 1

using etching to remove part of the silicon layer and define a side wall which is non-parallel to the insulating surface of the substrate

Methodology Applied
Scientific EffectAnisotropic wet etching:

Implementation Method 2

forming a layer of insulating material over the side wall

Methodology Applied
Scientific EffectDeposition: Deposition (physical)

Implementation Method 3

crystallising the silicon of the further layer so that it forms a single crystal structure with the silicon in the layer, in which the crystallisation uses the silicon layer as a seed

Methodology Applied
Scientific EffectCrystallisation: Crystallisation

Data Source

PatentEP3497511B1Optical structure and method of fabricating an optical structure
Publication Date: 2022.03.23 UNIV OF SOUTHAMPTON
  • EP3497511B1 patent drawingFigure 1~3
  • EP3497511B1 patent drawingFigure 4~6
  • EP3497511B1 patent drawingFigure 7~10(k)

AI summary

A method of fabricating an optical structure comprises providing a layer of single crystal crystalline silicon supported on an insulating surface of a silicon substrate; using etching to remove part of the silicon layer and define a side wall which is non-parallel to the insulating surface of the substrate;forming a layer of insulating material over the side wall; forming a further layer of silicon over at least the insulating material; and removing the silicon of the further layer to a level of the layer of silicon such that the layer of insulating material occupies a slot between a portion of silicon in the layer and a portion of silicon in the further layer, a thickness of the layer of insulating material defining a width of the slot.