Planar Waveguide Converter Using Segmented Mode Slicer and Combiner

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Solution Overview

Problem

Current mode conversion techniques in planar waveguides are complex and often limited to handling two modes, lacking a simple, cost-effective solution for converting between single-mode and multi-mode waveguides while maintaining low optical loss and nonlinearities.

Innovation Solution

A silica-glass, bi-directional planar waveguide converter using a V-shaped graded-index mode slicer, diamond or quadrilateral-shaped phase shifters, and an M-shaped graded-index mode combiner to convert between single-mode and three or four-mode waveguides through an intermediate stage of two-mode waveguides, facilitating efficient mode conversion.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional mode conversion techniques are used in planar waveguides, then mode conversion can be achieved, but the device complexity increases and manufacturing becomes difficult

Engineering Contradiction:
Improvemode conversion efficiencyVSAvoidconverter structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The converter is divided into three distinct functional stages: a V-shaped mode slicer that splits the input mode, diamond-shaped phase shifters that introduce controlled phase differences, and an M-shaped mode combiner that recombines modes. This segmentation allows each component to perform a specific function with optimized geometry, reducing overall device complexity while maintaining conversion efficiency.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The converter utilizes changes in waveguide geometry parameters (V-shaped to diamond-shaped to M-shaped profiles) and refractive index distribution to achieve mode conversion. By systematically varying these parameters through the three stages, the converter transforms modes efficiently without requiring complex active control mechanisms.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If conventional mode conversion techniques are used, then some mode conversion capability is achieved, but the ability to handle multiple modes (3-4 modes) is limited

Engineering Contradiction:
Improvenumber of modes handledVSAvoidconverter structure complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The converter design with its symmetric V-shaped input and M-shaped output stages can handle multiple mode combinations universally. The same basic structure can convert between single-mode and multi-mode waveguides, or between different multi-mode configurations, making the device versatile without requiring multiple specialized converters for different mode scenarios.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The converter transitions from handling a single input mode to generating multiple output modes by exploiting the spatial dimension through the M-shaped combiner geometry. This dimensional expansion in the output space allows 3-4 modes to be generated from a single input mode through controlled spatial distribution in the waveguide cross-section.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Loss of energy

If silica-glass material is used for the planar waveguide converter, then optical loss and nonlinearities are reduced, but manufacturing precision requirements increase

Engineering Contradiction:
Improveoptical lossVSAvoidwaveguide geometry precision
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The converter employs graded-index profiles and specific geometric parameters (V-shaped angles, diamond-shaped dimensions, M-shaped configurations) that are optimized for silica-glass material properties. By carefully selecting and controlling these geometric parameters during manufacturing, the design achieves robust mode conversion that is tolerant to typical fabrication variations while maintaining low optical loss.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The use of silica-glass as a homogeneous material throughout the converter structure ensures consistent optical properties and reduces interface losses. The uniform material composition minimizes scattering and absorption, achieving low optical loss while the geometric variations (V-shaped, diamond-shaped, M-shaped) provide the necessary mode conversion functionality.

Inventive Principle:
Principle #33Homogeneity

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The converter achieves efficient mode conversion with minimal cross-talk and insertion loss, enabling high-capacity optical communication networks by effectively handling up to four modes with improved manufacturing simplicity and reduced optical loss.

Implementation Method 1

Conversion takes place through an intermediate stage of a pair of two-mode waveguides. In the initial stage, the input from the single-mode waveguide passes through a V-shaped, graded-index mode slicer, where it is converted into a pair of two-mode signals.

Methodology Applied
Scientific EffectGraded-index refraction: Refraction

Implementation Method 2

In the intermediate stage, each of the two-mode signals is received by a corresponding diamond or quadrilateral-shaped phase shifter.

Methodology Applied
Scientific EffectPhase shifting:

Implementation Method 3

The output of each phase shifter is transmitted to an M-shaped, graded-index mode combiner, which outputs either a three or four-mode signal.

Methodology Applied
Scientific EffectGraded-index refraction: Refraction

Data Source

PatentUS10359566B1Planar waveguide converter
Publication Date: 2019.07.23 KING SAUD UNIVERSITY
  • US10359566B1 patent drawing
  • US10359566B1 patent drawing
  • US10359566B1 patent drawing

AI summary

The planar waveguide converter is a silica-glass, bi-directional planar waveguide converter, providing conversion from an input from a single-mode waveguide to an output for a three or four-mode waveguide. Conversion takes place through an intermediate stage of a pair of two-mode waveguides. In the initial stage, the input from the single-mode waveguide passes through a V-shaped, graded-index mode slicer, where it is converted into a pair of two-mode signals. In the intermediate stage, each of the two-mode signals is received by a corresponding diamond or quadrilateral-shaped phase shifter. The output of each phase shifter is transmitted to an M-shaped, graded-index mode combiner, which outputs either a three or four-mode signal.