Plant-Protein Microcapsules Stable in Liquid Formulations

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Solution Overview

Problem

Existing encapsulation techniques using synthetic polymers are not suitable for pharmaceutical and food applications due to poor biodegradability and can lead to microplastic formation, while methods involving plant proteins result in unstable microcapsules under acidic, alkaline, or high-shear conditions, and are not suitable for liquid products.

Innovation Solution

A method involving the formation of a plant-based protein hydrogel slurry with controlled pH and shear treatment, followed by dispersion of an active ingredient and drying, to create biodegradable microcapsules suitable for liquid products.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If synthetic polymers are used to form microcapsule shells, then the microcapsules provide good protective encapsulation, but they have poor biodegradability and can lead to microplastic formation

Engineering Contradiction:
Improveencapsulation protectionVSAvoidbiodegradability and microplastic formation
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent changes the material composition parameter from synthetic polymers to plant-based proteins (pea, soy, rice, wheat, corn, potato, or blends thereof), fundamentally altering the biodegradability parameter while maintaining encapsulation functionality. This substitution resolves the contradiction by providing a biodegradable alternative that eliminates microplastic formation while preserving the protective encapsulation capability.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs composite material systems combining plant-based proteins with crosslinking agents (such as transglutaminase enzymes, glutaraldehyde, or genipin) to create microcapsule shells that maintain structural integrity and protective function while being biodegradable. The composite approach allows the material to exhibit both encapsulation reliability and environmental compatibility.

Inventive Principle:
Principle #40Composite materials

2Object-affected harmful factors

If plant proteins are used to form microcapsule shells, then the microcapsules are biodegradable, but they are not structurally stable under acidic, alkaline, or high-shear conditions

Engineering Contradiction:
ImprovebiodegradabilityVSAvoidstructural stability under stress
Core Design Contradiction:
Object-affected harmful factorsVSStability of the object's composition

Solution Approach 1:

The patent applies parameter changes by controlling pH conditions during preparation (maintaining pH at least 0.5 units below the isoelectric point of the plant protein), applying shear treatment to form hydrogel slurries, and using crosslinking agents. These parameter adjustments enhance the structural stability of plant protein microcapsules under acidic, alkaline, and high-shear conditions while preserving their biodegradable nature.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses composite materials combining plant proteins with crosslinking agents to create a more stable protein network structure. This composite approach provides structural reinforcement that enables the microcapsules to withstand acidic, alkaline, and high-shear conditions while maintaining biodegradability, thus resolving the stability contradiction.

Inventive Principle:
Principle #40Composite materials

3Ease of manufacture

If plant proteins are hydrolysed to reduce viscosity for spray drying, then the material can be sprayed successfully, but the resulting microcapsules are not stable in water or under extreme conditions

Engineering Contradiction:
ImprovesprayabilityVSAvoidmicrocapsule stability in water and extreme conditions
Core Design Contradiction:
Ease of manufactureVSStability of the object's composition

Solution Approach 1:

The patent changes the preparation parameters by controlling pH (maintaining at least 0.5 units below isoelectric point), applying specific shear treatment to form hydrogel slurries, and using crosslinking agents. These parameter modifications enable the formation of stable microcapsule walls from plant proteins without requiring extensive hydrolysis, thereby maintaining both sprayability and structural stability in water and extreme conditions.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent applies preliminary action by pre-forming hydrogel slurries through controlled shear treatment and pH adjustment before the spray drying process. This preliminary structuring of the plant protein material creates a more stable network that maintains integrity during spraying and in the final microcapsules, eliminating the need for extensive hydrolysis while ensuring both manufacturability and stability.

Inventive Principle:
Principle #10Preliminary action

4Reliability

If conventional encapsulation methods are used, then active ingredients are protected, but temperature-sensitive actives undergo thermal degradation during processing

Engineering Contradiction:
Improveactive ingredient protectionVSAvoidthermal degradation of sensitive actives
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent changes the temperature parameter by conducting the encapsulation process at lower temperatures through pH control and shear treatment-based hydrogel formation, replacing conventional high-temperature methods. This parameter modification protects temperature-sensitive actives from thermal degradation while maintaining effective encapsulation and protection of the active ingredients.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method produces stable, biodegradable microcapsules that maintain structural integrity in liquid formulations, protecting sensitive actives and avoiding thermal degradation.

Implementation Method 1

subjecting the plant-based protein mixture to a shear treatment to form a plant-based protein hydrogel slurry

Methodology Applied
Scientific EffectShear-induced gelation: Gel

Implementation Method 2

a first co-solvent increases solubility of the plant-based protein(s), and a second co-solvent decreases solubility of the plant-based protein(s)

Methodology Applied
Scientific EffectSolvation: Solvation

Implementation Method 3

drying said composition to form a microcapsule

Methodology Applied
Scientific EffectEvaporation: Evaporation

Data Source

PatentUS20260096991A1Biodegradable microcapsules and method for their preparation
Publication Date: 2026.04.09 XAMPLA LTD
  • US20260096991A1 patent drawing
  • US20260096991A1 patent drawing
  • US20260096991A1 patent drawing

AI summary

The present invention relates to a method for preparing a microcapsule and to a method for preparing a microcapsule composition. The present invention also relates to the microcapsule and the microcapsule composition per se. The present invention also relates to uses of the microcapsules and to methods involving the microcapsule, including to prepare a formulated product. The present invention also relates to the formulated product per se.