Polarization-Independent Grating Coupler for Silicon Photonics

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Solution Overview

Problem

Grating couplers in silicon photonics are polarization-dependent, leading to significant optical loss for one polarization state (TM) when designed for the other (TE), resulting in wasted signal at the receiver end due to mixed polarization of incoming optical signals from conventional fibers.

Innovation Solution

A polarization-independent two-dimensional grating coupler that separates and combines TE and TM polarized signals into two coherent streams, which are then amplified and combined using a multi-mode interferometer or Y-junction optical combiner before being sent to a photodetector, allowing for efficient conversion to an electrical signal.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If a grating coupler is designed for TE polarized light, then TE signal coupling efficiency is improved, but TM signal coupling efficiency deteriorates due to polarization dependency

Engineering Contradiction:
ImproveTE signal coupling efficiencyVSAvoidTM signal optical loss
Core Design Contradiction:
ProductivityVSLoss of energy

Solution Approach 1:

The grating coupler is divided into two independent gratings: a first grating for TE polarization and a second grating for TM polarization. Each grating is optimized for its specific polarization mode, allowing both TE and TM signals to be coupled efficiently without interference. This segmentation resolves the polarization dependency issue by treating different polarizations separately.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The grating coupler structure is enhanced to perform multiple functions simultaneously: it couples both TE and TM polarized lights into the waveguide while maintaining high efficiency for both modes. The modified grating structure with adjusted duty cycle and periodicity enables universal coupling capability across different polarization states, eliminating the need to choose between TE or TM optimization.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Ease of manufacture

If conventional grating couplers are used for I/O coupling, then ease of wafer-level testing and cost-effective packaging is improved, but polarization dependency causes signal waste

Engineering Contradiction:
Improvewafer-level testing easeVSAvoidpolarization signal loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The grating parameters (periodicity, duty cycle, depth) are specifically modified to achieve polarization-independent coupling. By adjusting these parameters, the grating coupler maintains compatibility with conventional fabrication processes for ease of manufacture while eliminating polarization-dependent losses. The modified parameters enable efficient coupling for both TE and TM modes simultaneously.

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If the receiver uses a grating coupler designed for TE polarization, then TE signal detection is optimized, but TM component of received signal is wasted

Engineering Contradiction:
ImproveTE signal detection precisionVSAvoidTM signal information loss
Core Design Contradiction:
Measurement precisionVSLoss of information

Solution Approach 1:

The detection system is segmented into separate TE and TM coupling paths using two independent gratings. This allows the receiver to simultaneously detect both polarization components without sacrificing one for the other. The segmented approach ensures that TE and TM signals are processed independently through optimized paths.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The TE and TM signal paths are merged at the photodetector input, allowing both polarization components to be detected and combined. The optical combiner integrates the signals from both gratings before they reach the photodetector, ensuring complete signal recovery without information loss from either polarization mode.

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution minimizes optical power loss by simultaneously coupling both polarized signals, enabling effective signal detection and amplification, and supports multiple wavelength signals, optimizing performance in WDM systems by ensuring equal signal strength and reducing waste.

Implementation Method 1

A polarization-independent two-dimensional grating coupler that separates and combines TE and TM polarized signals into two coherent streams

Methodology Applied
Scientific EffectDiffraction: Diffraction Grating

Implementation Method 2

The combined optical signal can then be sent to a photodetector so that the optical signal can be converted to an electrical signal

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentUS11646802B2Polarization independent optical receiver
Publication Date: 2023.05.09 HEWLETT PACKARD ENTERPRISE DEV LP
  • US11646802B2 patent drawing
  • US11646802B2 patent drawing
  • US11646802B2 patent drawing

AI summary

Systems and methods are provided for receiving an optical signal from an optical fiber, including: coupling via an optical coupler the optical signal from an optical fiber into first and second waveguides, wherein the optical signal comprises TE and TM polarized optical signals and the optical coupler couples the TE polarized optical signal into the first waveguide and the TM polarized optical signal into the second waveguide; equalizing the TE and TM polarized optical signals from the coupler to equalize optical power levels of the TE and TM polarized optical signals; optically combining the equalized TE and TM polarized optical signals; and transmitting the combined optical signal to a photodetector.