Policy-Based Active Data Loss Prevention for Mobile Devices

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Solution Overview

Problem

Existing data loss prevention techniques for mobile devices are inadequate in addressing insider threats and accidental data leaks, as they are either too restrictive or prone to false negatives, and do not effectively manage complex security contexts, leading to potential breaches and productivity issues.

Innovation Solution

A policy-backed, multiple-query system for active data loss prevention that monitors and controls data access and distribution on network-connected devices, employing policy decision points and enforcement points to intercept and manage sensitive data access, with encryption techniques to protect against unauthorized disclosure.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If traditional data loss prevention techniques are implemented on mobile devices, then data security is improved, but device functionality and user productivity deteriorate due to excessive restrictions

Engineering Contradiction:
Improvedata securityVSAvoiduser productivity
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The system dynamically adjusts security controls based on real-time context assessment. Instead of static restrictions, the DLP system evaluates current device state, application behavior, and data sensitivity to adaptively apply prevention measures, allowing legitimate productivity activities while blocking actual data loss risks.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The system changes security parameters based on contextual factors such as location, time, device state, and application behavior. Security policies are not fixed but adjusted according to varying parameters, enabling the system to maintain strong security when needed while relaxing controls during normal productive activities.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If strict data loss prevention policies are enforced, then unauthorized data access is reduced, but false negatives increase leading to legitimate data being blocked

Engineering Contradiction:
Improveunauthorized data access preventionVSAvoidfalse negative rate
Core Design Contradiction:
ReliabilityVSMeasurement precision

Solution Approach 1:

The system incorporates feedback loops where DLP decisions are continuously evaluated against actual outcomes. When false positives occur, the system learns from these errors and adjusts its detection algorithms and policy enforcement to reduce future false negatives, improving overall detection precision over time.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The system performs preliminary assessments of data and context before enforcing restrictions. By pre-evaluating data sensitivity, application trustworthiness, and contextual factors, the system makes more accurate real-time decisions, reducing false negatives while maintaining security against actual threats.

Inventive Principle:
Principle #10Preliminary action

3Reliability

If comprehensive monitoring of device capabilities and data access is implemented, then data loss detection is improved, but system complexity and processing overhead increase

Engineering Contradiction:
Improvedata loss detection capabilityVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The DLP system is segmented into modular components that independently monitor specific device capabilities, data types, and access patterns. Each module handles a discrete aspect of monitoring, reducing overall system complexity while maintaining comprehensive detection coverage through coordinated operation of specialized subsystems.

Inventive Principle:
Principle #1Segmentation

4Reliability

If multiple security policies are applied to manage complex usage contexts, then data protection coverage is improved, but policy management and enforcement difficulty increase

Engineering Contradiction:
Improvedata protection coverageVSAvoidpolicy management ease
Core Design Contradiction:
ReliabilityVSEase of operation

Solution Approach 1:

The policy management system is designed to universally handle multiple security policies across diverse usage contexts through a unified framework. The system can manage corporate, personal, and shared data policies simultaneously, applying appropriate rules based on data classification and context without requiring separate management systems for each policy type.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS10454933B2System and methods for policy-based active data loss prevention
Publication Date: 2019.10.22 SEQUITUR LABS INC
  • US10454933B2 patent drawing
  • US10454933B2 patent drawing

AI summary

A system and method for policy-based active Data Loss Prevention (DLP) using a two-step process to first determine if an attempt to access a data object is governed by DLP policy, and if so, then applying the DLP policy to either allow or deny access. Attempts by an agent to access, create, modify, or distribute a data object are trapped by a policy execution point. A first query determines if DLP policies govern that access request. If they do, then the metadata is decrypted to form a second query to a policy decision point to adjudicate the access request. If the access request is allowed, then a second key is provided to decrypt the data object for further processing. The system further provides for the encryption of unencrypted data objects to protect them for all future access queries.